SEC Form 4 · accession 0000899243-18-003861
PennantPark Floating Rate Capital Ltd. · PFLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur H Penn
Officer — Chairman and CEO · Director · Other
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001504619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2018 | P | 8,000 | $12.8064 | A | 167,209 | I | By Pennant Park Investment Advisers, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Penn is the Managing Member of PennantPark Investment Advisers, LLC and may therefore be deemed to own beneficially all sharesheld by the PennantPark Investment Advisers, LLC.