SEC Form 5 · accession 0001209191-18-010197
Triumph Financial, Inc. · TFIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Todd Sparks
Director
Period of report
Apr 28, 2017
Accepted (ET)
Feb 14, 2018 · 8:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001539638
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2017 | P | 300 | $22.20 | A | 300 | I | By Spouse, Trustee of The Katherine A. Bolwing Trust I |
| Common Stock | holding | — | — | — | 44,617 | D | ||
| Common Stock | holding | — | — | — | 272,119 | I | By SBS Equity, LLC | |
| Common Stock | holding | — | — | — | 8,000 | I | By Sparco Market Fund |
Table II — derivative securities
No Table II lines on this filing.