Daily feed · SEC Form 4 filings

All insider purchases — Feb 5, 2018

Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.

69 filings · trading day Feb 5, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 15, 2017 PForm 4/A →	Feb 2, 2018, 4:10 pm EST	ALLIANCEBERNSTEIN HOLDING L.P.AB	AXA Equitable Holdings, Inc.Other	1,240,983	$24.95	$30,962,526	2,312,163	+116%	plan?
Feb 2, 2018 PForm 4 →	Feb 5, 2:14 pm EST	FTS International, Inc.FTSI	RRJ CAPITAL LTD +410% Owner	560,000	$18.00	$10,080,000	1,164,291	+92.7%	plan?
Jan 31, 2018 PForm 4 →	Feb 2, 5:45 pm EST	Kala Pharmaceuticals, Inc.KALA	ORBIMED ADVISORS LLC +110% Owner	362,240	$15.00	$5,433,372	3,385,000	+12.0%	plan?
Feb 1, 2018 PForm 4 →	Feb 2, 4:34 pm EST	TEMPLETON DRAGON FUND INCTDF	CITY OF LONDON INVESTMENT GROUP PLC +110% Owner	58,864	$23.87	$1,405,084	58,864	—	plan?
Jan 31, 2018 PForm 4 →	Feb 2, 5:32 pm EST	FLUIDIGM CORPFLDM	LEVIN CAPITAL STRATEGIES, L.P. +810% Owner	152,891	$6.18	$944,677	10,598,773	+1.46%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 2:28 pm EST	VICI PROPERTIES INC.VICI	Edward Baltazar PitoniakChief Executive Officer, Director	26,200	$20.00	$524,000	26,200	—	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 2:27 pm EST	VICI PROPERTIES INC.VICI	John W R PaynePresident and COO	20,000	$20.00	$400,000	20,000	—	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 6:00 am EST	BANC OF CALIFORNIA, INC.BANC	John A. BoglerCHIEF FINANCIAL OFFICER	20,000	$19.30	$386,000	37,500	+114%	plan?
Feb 2, 2018 PForm 4 →	Feb 2, 4:45 pm EST	MID AMERICA APARTMENT COMMUNITIES INCMAA	William Reid SandersDirector	4,100	$90.98	$373,006	200	—	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 2:27 pm EST	VICI PROPERTIES INC.VICI	Michael D RumbolzDirector	17,500	$20.00	$350,000	17,500	—	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 12:19 pm EST	INTEVAC INCIVAC	First Eagle Investment Management, LLC +310% Owner	45,908	$6.56	$301,258	4,230,182	+1.10%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 2:29 pm EST	VICI PROPERTIES INC.VICI	James R AbrahamsonDirector	15,000	$20.00	$300,000	15,000	—	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 2:33 pm EST	VICI PROPERTIES INC.VICI	David Andrew KieskeChief Financial Officer	15,000	$20.00	$300,000	15,000	—	plan?
Feb 1, 2018 PForm 4 →	Feb 2, 4:33 pm EST	CHINA FUND INCCHN	CITY OF LONDON INVESTMENT GROUP PLC +310% Owner	11,637	$23.83	$277,310	11,637	—	plan?
Feb 2, 2018 PForm 4 →	Feb 5, 7:09 am EST	Opko Health, Inc.OPK	Phillip Md Et Al Frost +1CEO & Chairman, Director, 10% Owner	55,000	$4.30	$236,680	945,000	+6.18%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 2:28 pm EST	VICI PROPERTIES INC.VICI	Eugene I DavisDirector	10,000	$20.00	$200,000	10,000	—	plan?
Feb 1, 2018 PForm 4 →	Feb 2, 4:16 pm EST	DNP SELECT INCOME FUND INCDNP	Clifford W. Hoffman Jr.Director	10,000	$10.33	$103,300	15,398	+185%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 9:41 am EST	FARMERS NATIONAL BANC CORP /OH/FMNB	Edward MuranskyDirector	6,850	$14.99	$102,684	11,233	+156%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 2:33 pm EST	VICI PROPERTIES INC.VICI	Eric L HauslerDirector	4,000	$20.00	$80,000	4,000	—	plan?
Feb 2, 2018 PForm 4 →	Feb 5, 10:39 am EST	TCP Capital Corp.TCPC	Rajneesh VigCOO, Director	5,000	$15.06	$75,322	32,750	+18.0%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 2:44 pm EST	VICI PROPERTIES INC.VICI	Kenneth J. KuickChief Accounting Officer	3,750	$20.00	$75,000	3,750	—	plan?
Feb 1, 2018 PForm 4/A →	Feb 2, 6:23 pm EST	Vitamin Shoppe, Inc.VSI	SHAH CAPITAL MANAGEMENT10% Owner	17,122	$4.15	$71,056	3,147,122	+0.55%	plan?
Feb 5, 2018 PForm 4 →	Feb 5, 1:21 pm EST	GUGGENHEIM STRATEGIC OPPORTUNITIES FUNDGOF	Randall C BarnesDirector	2,600	$20.23	$52,585	28,419	+10.1%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 1:58 pm EST	CODORUS VALLEY BANCORP INCCVLY	John W GiambalvoDirector	1,754	$28.50	$49,989	4,633	+60.9%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 12:26 pm EST	Citizens Community Bancorp Inc.CZWI	James S BroucekChief Financial Officer	3,000	$13.83	$41,500	8,332	+56.3%	plan?
Feb 2, 2018 PForm 4 →	Feb 5, 10:01 am EST	Pershing Gold Corp.PGLC	Barry C HonigDirector, 10% Owner	19,050	$2.16	$41,148	121,500	+18.6%	plan?
Jan 31, 2018 PForm 4 →	Feb 2, 7:16 pm EST	PACIFIC MERCANTILE BANCORPPMBC	Thomas J. InserraEVP & Chief Credit Officer	3,587	$8.73	$31,332	30,587	+13.3%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 11:04 am EST	TEL INSTRUMENT ELECTRONICS CORPTIK	Vincent J. Dowling Jr.10% Owner	10,188	$2.73	$27,793	343,188	+3.06%	plan?
Feb 2, 2018 PForm 4 →	Feb 5, 11:42 am EST	BANK OF SOUTH CAROLINA CORPBKSC	Hugh C Lane Jr.Chairman of the Board, Director	1,441	$19.25	$27,739	244,971	+0.59%	plan?
Feb 5, 2018 PForm 4 →	Feb 5, 3:44 pm EST	AMES NATIONAL CORPATLO	Curtis A HoffOther	1,000	$27.60	$27,595	5,000	+25.0%	plan?
Feb 1, 2018 PForm 4 →	Feb 2, 6:57 pm EST	NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INCNBO	James IselinOther	2,104	$11.87	$24,970	6,726	+45.5%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 9:45 am EST	UMB FINANCIAL CORPUMBF	Greg M GravesDirector	276	$76.06	$21,000	19,940	+1.40%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 2:21 pm EST	DST SYSTEMS INCDST	Lowell L BryanDirector	239	$83.33	$19,915	49,154	+0.49%	plan?
Sep 21, 2017 PForm 4 →	Feb 2, 2018, 4:44 pm EST	Arcimoto IncFUV	Douglas M CampoliChief Financial Officer	3,500	$5.65	$19,785	5,500	+175%	plan? late
Feb 1, 2018 PForm 4 →	Feb 5, 3:11 pm EST	SWISS HELVETIA FUND, INC.SWZ	Andrew DakosDirector	1,353	$13.40	$18,129	1,319,837	+0.10%	plan?
Feb 1, 2018 PForm 4 →	Feb 2, 4:21 pm EST	Knowles CorpKN	Michael S. PolacekPresident, Intelligent Audio	975	$15.21	$14,830	46,738	+2.13%	plan?
Jan 24, 2018 PForm 4 →	Feb 5, 1:40 pm EST	CITIZENS & NORTHERN CORPCZNC	Frank G PellegrinoDirector	459	$24.93	$11,444	6,352	+7.79%	plan? late
Feb 1, 2018 PForm 4 →	Feb 5, 10:40 am EST	CHOICEONE FINANCIAL SERVICES INCno symbol	Adom GreenlandS.V.P. - ChoiceOne Bank (Sub.)	383	$24.25	$9,288	855	+81.2%	plan?
Feb 5, 2018 PForm 4 →	Feb 5, 1:32 pm EST	NeuroMetrix, Inc.NURO	Shai GozaniPresident & CEO, Director	5,000	$1.48	$7,380	66,196	+8.17%	plan?
Mar 31, 2017 PForm 5 →	Feb 5, 2018, 2:29 pm EST	Canterbury Park Holding CorpCPHC	Randall D SampsonPresident & CEO, Director, 10% Owner	577	$11.67	$6,733	244,848	+0.24%	plan? amended
Feb 1, 2018 PForm 4 →	Feb 2, 4:13 pm EST	FIRST BUSINESS FINANCIAL SERVICES, INC.FBIZ	Carol P SandersDirector	205	$24.34	$4,990	205	—	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 2:05 pm EST	STONEMOR PARTNERS LPSTON	Martin R LautmanDirector	1,012	$4.88	$4,939	146,172	+0.70%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 9:38 am EST	FARMERS NATIONAL BANC CORP /OH/FMNB	Terry A MooreDirector	250	$15.00	$3,750	23,934	+1.06%	plan?
Nov 14, 2017 PForm 4 →	Feb 5, 2018, 1:52 pm EST	SB FINANCIAL GROUP, INC.SBFG	Timothy J. StollyDirector	200	$17.34	$3,467	6,843	+3.01%	plan? late
Feb 2, 2018 PForm 4 →	Feb 2, 4:35 pm EST	DPW Holdings, Inc.DPW	Milton C Ault IIIChairman and CEO, Director	2,000	$1.67	$3,340	6,100	+48.8%	plan?
Dec 6, 2017 PForm 4 →	Feb 5, 2018, 1:55 pm EST	SB FINANCIAL GROUP, INC.SBFG	Timothy J. StollyDirector	175	$17.65	$3,089	7,018	+2.56%	plan? late
Jan 31, 2018 PForm 4 →	Feb 2, 6:05 pm EST	AEGEAN MARINE PETROLEUM NETWORK INC.ANW	Justin Moore10% Owner	549	$4.65	$2,553	712,559	+0.08%	plan?
Jun 27, 2017 PForm 4 →	Feb 5, 2018, 1:41 pm EST	SB FINANCIAL GROUP, INC.SBFG	Timothy J. StollyDirector	150	$16.87	$2,530	6,363	+2.41%	plan? late
Oct 27, 2017 PForm 4 →	Feb 5, 2018, 1:49 pm EST	SB FINANCIAL GROUP, INC.SBFG	Timothy J. StollyDirector	140	$17.66	$2,472	6,643	+2.15%	plan? late
Sep 7, 2017 PForm 4 →	Feb 5, 2018, 1:46 pm EST	SB FINANCIAL GROUP, INC.SBFG	Timothy J. StollyDirector	140	$16.19	$2,266	6,503	+2.20%	plan? late
Mar 31, 2017 PForm 5 →	Feb 2, 2018, 5:00 pm EST	UNITED BANCSHARES INC/OHUBOH	Steven R UnverferthDirector	80	$21.71	$1,737	3,649	+2.24%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 1:55 pm EST	FIRST MERCHANTS CORPFRME	Gary LehmanDirector	38	$43.51	$1,667	37,515	+0.10%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 9:48 am EST	FARMERS NATIONAL BANC CORP /OH/FMNB	Gregg StrolloDirector	67	$15.00	$1,005	17,728	+0.38%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 3:15 pm EST	RGC RESOURCES INCRGCO	Orazio John S DPresident & CEO, Director	42	$23.92	$1,000	36,743	+0.11%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 9:43 am EST	FARMERS NATIONAL BANC CORP /OH/FMNB	Joseph W SabatVP/Controller	50	$15.00	$750	10,554	+0.48%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 1:55 pm EST	FIRST MERCHANTS CORPFRME	Patrick A ShermanDirector	11	$43.51	$500	35,598	+0.03%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 9:37 am EST	FARMERS NATIONAL BANC CORP /OH/FMNB	Kevin J HelmickPresident & CEO, Director	33	$15.00	$495	86,820	+0.04%	plan?
Mar 31, 2017 PForm 5 →	Feb 2, 2018, 4:47 pm EST	UNITED BANCSHARES INC/OHUBOH	James N ReynoldsDirector	19	$21.28	$404	1,575	+1.22%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 3:30 pm EST	RGC RESOURCES INCRGCO	Paul W NesterVP, Treasurer, Secretary & CFO	13	$23.92	$300	11,258	+0.11%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 9:34 am EST	FARMERS NATIONAL BANC CORP /OH/FMNB	Carl D CulpEVP/CFO	13	$15.00	$195	48,908	+0.03%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 9:44 am EST	FARMERS NATIONAL BANC CORP /OH/FMNB	Timothy F ShafferSVP, Regional President	13	$15.00	$195	18,895	+0.07%	plan?
Feb 1, 2018 PForm 4 →	Feb 5, 9:46 am EST	FARMERS NATIONAL BANC CORP /OH/FMNB	Amber B WallaceSr VP/Chief Retail/Marketing	13	$15.00	$195	21,269	+0.06%	plan?
Feb 2, 2018 PForm 4 →	Feb 2, 4:04 pm EST	BRINX RESOURCES LTDBNXR	Joseph Reed Scolaro10% Owner	5,000	$0.021	$105	2,853,450	+0.18%	plan?
Feb 5, 2018 PForm 5 →	Feb 5, 12:43 pm EST	MIDSOUTH BANCORP INCMSL	James R DavisDirector	4	$13.53	$54	48,774	+0.01%	plan?
Feb 5, 2018 PForm 5 →	Feb 5, 12:53 pm EST	MIDSOUTH BANCORP INCMSL	Tim LemoineDirector	3	$13.53	$41	8,893	+0.03%	plan?
Feb 5, 2018 PForm 5 →	Feb 5, 1:07 pm EST	MIDSOUTH BANCORP INCMSL	William M SimmonsDirector	3	$13.53	$41	63,564	+0.00%	plan?
Feb 5, 2018 PForm 5 →	Feb 5, 1:11 pm EST	MIDSOUTH BANCORP INCMSL	Milton Kidd IIIDirector	3	$13.53	$41	22,141	+0.01%	plan?
Feb 5, 2018 PForm 5 →	Feb 5, 1:15 pm EST	MIDSOUTH BANCORP INCMSL	Joseph V Tortorice Jr.Director	3	$13.53	$41	23,276	+0.01%	plan?
Feb 5, 2018 PForm 5 →	Feb 5, 1:02 pm EST	MIDSOUTH BANCORP INCMSL	C R CloutierDirector	2	$13.53	$27	75,081	+0.00%	plan?

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.