SEC Form 4 · accession 0001213900-18-001231
Arcimoto Inc · FUV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Campoli
Officer — Chief Financial Officer
Period of report
Sep 21, 2017
Accepted (ET)
Feb 2, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001558583
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 21, 2017 | P | 3,400 | $5.70 | A | 5,400 | D | |
| Common Stock | Sep 27, 2017 | P | 100 | $4.05 | A | 5,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy Common Stock)F2 | $3.10 | Dec 1, 2017 | A | 35,000 | A | — | Dec 1, 2027 | Common Stock | 35,000 | 35,000 | D |
| Stock Option (Right to Buy Common Stock)F3 | $2.0605 | holding | — | — | — | — | Oct 2, 2025 | Common Stock | 19,000 | 19,000 | D |
| Stock Option (Right to Buy Common Stock)F4 | $2.50 | holding | — | — | — | — | Mar 1, 2027 | Common Stock | 46,000 | 46,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $5.19 to $5.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2The option vests 1/3 on the first anniversary of the date of grant, December 1, 2018. The remaining options vest in equal monthly installments for 24 months on the 1st day of each month, commencing on January 1, 2019.
- F3The option vests 1/3 on the first anniversary of the date of grant, October 2, 2016. The remaining options vest in equal monthly installments for 24 months on the 2nd day of each month, commencing on November 2, 2016.
- F4The option vests 1/3 on the first anniversary of the date of grant, March 1, 2018. The remaining options vest in equal monthly installments for 24 months on the 1st day of each month, commencing on April 1, 2018.