SEC Form 4 · accession 0001179110-18-001456
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · GOF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall C Barnes
Director · Other
Period of report
Feb 5, 2018
Accepted (ET)
Feb 5, 2018 · 1:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001380936
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2018 | P | 2,600 | $20.225 | A | 28,419 | D |
Table II — derivative securities
No Table II lines on this filing.