| Jan 16, 2018 PForm 4 → | Jan 18, 5:21 pm EST | Corium International, Inc.CORI | PERCEPTIVE ADVISORS LLC +210% Owner | 510,000 | $12.54 | $6,395,357 | 6,357,133 | +8.72% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 18, 4:50 pm EST | JPMORGAN CHASE & COJPM | James S CrownDirector | 7,280 | $113.37 | $825,327 | 21,612 | +50.8% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 11:05 am EST | Blackstone / GSO Floating Rate Enhanced Income FundBGFLX | Daniel Harlan Smith Jr.CEO, President | 20,000 | $25.00 | $500,000 | 20,000 | — | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 4:26 pm EST | Fortress Transportation & Infrastructure Investors LLCFTAI | Martin TuchmanDirector | 25,000 | $18.65 | $466,250 | 350,704 | +7.68% | plan? |
| Jan 16, 2018 PForm 4/A → | Jan 18, 8:53 pm EST | CHINA FUND INCCHN | CITY OF LONDON INVESTMENT GROUP PLC +310% Owner | 13,008 | $23.06 | $299,964 | 353,352 | +3.82% | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 8:11 pm EST | AEGEAN MARINE PETROLEUM NETWORK INC.ANW | TOWLE & CO10% Owner | 49,000 | $4.66 | $228,173 | 324,700 | +17.8% | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 4:29 pm EST | Sterling Real Estate Trustno symbol | Richard SavageauOther | 7,929 | $18.15 | $143,897 | 24,539 | +47.7% | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 4:28 pm EST | Sterling Real Estate Trustno symbol | James HansenOther | 7,372 | $18.39 | $135,564 | 70,258 | +11.7% | plan? |
| Jan 17, 2018 PForm 4 → | Jan 19, 2:49 pm EST | CCUR Holdings, Inc.CCUR | Julian D. Singer10% Owner | 19,447 | $5.69 | $110,603 | 1,991,603 | +0.99% | plan? |
| Jan 10, 2018 PForm 4/A → | Jan 18, 8:41 pm EST | CHINA FUND INCCHN | CITY OF LONDON INVESTMENT GROUP PLC +310% Owner | 4,776 | $22.46 | $107,269 | 2,293,373 | +0.21% | plan? |
| Mar 17, 2017 PForm 4 → | Jan 18, 2018, 4:55 pm EST | DOUGLAS DYNAMICS, INCPLOW | Keith HagelinSVP, Operations | 3,400 | $29.35 | $99,787 | 82,090 | +4.32% | plan? late |
| Jan 12, 2018 PForm 4/A → | Jan 18, 8:47 pm EST | CHINA FUND INCCHN | CITY OF LONDON INVESTMENT GROUP PLC +310% Owner | 4,225 | $22.85 | $96,541 | 340,344 | +1.26% | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 5:00 pm EST | GDL FUNDGDL | Mario J GabelliDirector, 10% Owner | 9,000 | $9.91 | $89,190 | 170,064 | +5.59% | plan? |
| Jan 17, 2018 PForm 4 → | Jan 18, 9:08 pm EST | CHINA FUND INCCHN | CITY OF LONDON INVESTMENT GROUP PLC +310% Owner | 3,500 | $22.98 | $80,430 | 356,852 | +0.99% | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 5:03 pm EST | HERZFELD CARIBBEAN BASIN FUND INCCUBA | Thomas J HerzfeldDirector | 10,420 | $7.41 | $77,171 | 424,569 | +2.52% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 11:44 am EST | Blackstone / GSO Floating Rate Enhanced Income FundBGFLX | Robert ZableExecutive Vice President | 3,000 | $25.00 | $75,000 | 3,000 | — | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 4:28 pm EST | Sterling Real Estate Trustno symbol | Timothy HuntOther | 3,469 | $18.15 | $62,972 | 4,444 | +356% | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 4:30 pm EST | Sterling Real Estate Trustno symbol | James Wieland10% Owner | 3,391 | $17.87 | $60,591 | 45,479 | +8.06% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 11:24 am EST | Blackstone / GSO Floating Rate Enhanced Income FundBGFLX | Daniel T McMullenOther | 2,000 | $25.00 | $50,000 | 2,000 | — | plan? |
| Jan 5, 2018 PForm 4 → | Jan 18, 5:06 pm EST | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP | Stephen Andrew O'NeillOther | 2,500 | $18.40 | $46,005 | 8,260 | +43.4% | plan? late |
| Jan 9, 2018 PForm 4/A → | Jan 18, 8:36 pm EST | CHINA FUND INCCHN | CITY OF LONDON INVESTMENT GROUP PLC +310% Owner | 1,900 | $22.46 | $42,674 | 336,119 | +0.57% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 8:00 am EST | Pershing Gold Corp.PGLC | Barry C HonigDirector, 10% Owner | 15,079 | $2.42 | $36,491 | 2,416,392 | +0.63% | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 4:23 pm EST | Sterling Real Estate Trustno symbol | Bruce FurnessChairman, Board of Trustees | 1,844 | $18.12 | $33,416 | 56,052 | +3.40% | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 4:29 pm EST | Sterling Real Estate Trustno symbol | Michelle L. KorsmoOther | 1,630 | $18.49 | $30,155 | 2,258 | +260% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 11:30 am EST | Blackstone / GSO Floating Rate Enhanced Income FundBGFLX | Jane LeePublic Relations Officer | 1,000 | $25.00 | $25,000 | 1,000 | — | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 4:22 pm EST | Sterling Real Estate Trustno symbol | Lance WolfOther | 1,330 | $17.76 | $23,631 | 4,340 | +44.2% | plan? |
| Jan 17, 2018 PForm 4 → | Jan 19, 3:21 pm EST | GENOCEA BIOSCIENCES, INC.GNCA | William D ClarkPresident and CEO, Director | 25,000 | $0.80 | $20,000 | 82,931 | +43.2% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 11:18 am EST | Blackstone / GSO Floating Rate Enhanced Income FundBGFLX | Robert PostOther | 600 | $25.00 | $15,000 | 600 | — | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 11:36 am EST | Blackstone / GSO Floating Rate Enhanced Income FundBGFLX | Gordon McKemieOther | 480 | $25.00 | $12,000 | 480 | — | plan? |
| Nov 30, 2017 PForm 4 → | Jan 19, 2018, 3:54 pm EST | Farmers & Merchants Bancshares, Inc.FMFG | Bruce L. SchindlerDirector | 350 | $28.80 | $10,094 | 42,221 | +0.84% | plan? late |
| Dec 26, 2017 PForm 4 → | Jan 19, 2018, 1:04 pm EST | CTI INDUSTRIES CORPCTIB | Frank CesarioChief Financial Officer | 2,000 | $4.20 | $8,400 | 2,000 | — | plan? late |
| Jan 19, 2018 PForm 4 → | Jan 19, 1:22 pm EST | QCR HOLDINGS INCQCRH | Marie Z. ZieglerDirector | 148 | $44.29 | $6,555 | 23,661 | +0.63% | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 7:37 pm EST | FLUIDIGM CORPFLDM | LEVIN CAPITAL STRATEGIES, L.P. +810% Owner | 887 | $6.68 | $5,928 | 10,439,011 | +0.01% | plan? |
| Jan 17, 2018 PForm 4 → | Jan 19, 11:05 am EST | ELLSWORTH GROWTH & INCOME FUND LTDECF | James Andrew DinsmorePresident, Director | 600 | $9.59 | $5,754 | 5,185 | +13.1% | plan? |
| Dec 15, 2017 PForm 4 → | Jan 19, 2018, 2:25 pm EST | Avalon Globocare Corp.AVCO | Steven Philip SukelDirector | 1,000 | $2.46 | $2,462 | 217,615 | +0.46% | plan? late |
| Jan 16, 2018 PForm 4 → | Jan 18, 4:28 pm EST | Sterling Real Estate Trustno symbol | Timothy HaugenOther | 107 | $17.58 | $1,883 | 7,715 | +1.41% | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 4:32 pm EST | FIRST DATA CORPFDC | James E NevelsDirector | 100 | $17.71 | $1,771 | 20,607 | +0.49% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 10:42 am EST | AMARILLO BIOSCIENCES INCAMAR | Stephen T ChenPresident, CEO & Chairman, Director, 10% Owner | 5,000 | $0.25 | $1,250 | 162,216 | +3.18% | plan? |
| Jan 16, 2018 PForm 4 → | Jan 18, 4:29 pm EST | Sterling Real Estate Trustno symbol | Angela Dawn StockChief Accounting Officer | 17 | $17.58 | $298 | 156 | +12.2% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 2:52 pm EST | Stock Yards Bancorp, Inc.SYBT | Donna L HeitzmanDirector | 1 | $37.80 | $44 | 1,806 | +0.06% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 2:53 pm EST | Stock Yards Bancorp, Inc.SYBT | Richard NorthernDirector | 1 | $37.80 | $44 | 18,358 | +0.01% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 2:55 pm EST | Stock Yards Bancorp, Inc.SYBT | Stephen M PriebeDirector | 1 | $37.80 | $44 | 12,583 | +0.01% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 2:56 pm EST | Stock Yards Bancorp, Inc.SYBT | Norman TasmanDirector | 1 | $37.80 | $44 | 61,756 | +0.00% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 2:57 pm EST | Stock Yards Bancorp, Inc.SYBT | Charles R Edinger IIIDirector | 1 | $37.80 | $44 | 37,323 | +0.00% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 2:58 pm EST | Stock Yards Bancorp, Inc.SYBT | Carl G HerdeDirector | 1 | $37.80 | $44 | 20,622 | +0.01% | plan? |
| Jan 18, 2018 PForm 4 → | Jan 19, 3:00 pm EST | Stock Yards Bancorp, Inc.SYBT | Richard A LechleiterDirector | 1 | $37.80 | $44 | 18,446 | +0.01% | plan? |