SEC Form 4 · accession 0001615774-18-000422
Change Agents Corporation. · CHGA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Philip Sukel
Director
Period of report
Dec 15, 2017
Accepted (ET)
Jan 19, 2018 · 2:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001630212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.0001 par value | Dec 15, 2017 | P | 600 | $2.67 | A | 217,315 | D | |
| Common Stock, $.0001 par value | Jan 17, 2018 | P | 300 | $2.00 | A | 217,515 | D | |
| Common Stock, $.0001 par value | Jan 17, 2018 | P | 100 | $2.60 | A | 217,615 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $1.49 | holding | — | — | — | Apr 1, 2017 | Apr 1, 2022 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Mr. Sukel is entitled to receive options to receive 40,000 shares of common stock per year at an exercise price equal to the closing price on December 31st of the prior year. The options shall vest in equal amounts quarterly and shall be exercisable for a period of five years. The options for 2017 have been pro-rated. As result, Mr. Sukel received a stock option to acquire 30,000 shares of common stock at an exercise price of $1.49 per share for a term of five years vesting 10,000 shares at the beginning of each quarter commencing April 1, 2017.