SEC Form 4 · accession 0001271163-18-000005
ELLSWORTH GROWTH & INCOME FUND LTD · ECF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Andrew Dinsmore
Officer — President · Director
Period of report
Jan 17, 2018
Accepted (ET)
Jan 19, 2018 · 11:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000793040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 17, 2018 | P | 600 | $9.5899 | A | 5,185 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total includes shares acquired through dividend reinvestment subsequent to the initial purchase.