SEC Form 4 · accession 0001398344-18-000725
HERZFELD CARIBBEAN BASIN FUND INC · CUBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Herzfeld
Director
Period of report
Jan 16, 2018
Accepted (ET)
Jan 18, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000880406
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | J | 1,961 | $7.1392 | A | 414,149 | D | |
| Common Stock | Jan 16, 2018 | P | 420 | $7.37 | A | 414,569 | D | |
| Common Stock | Jan 18, 2018 | P | 10,000 | $7.4076 | A | 424,569 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Divident Reinvestment