Daily feed · SEC Form 4 filings
All insider purchases — Dec 12, 2017
Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 7, 2017 PForm 4 → | Dec 11, 5:49 pm EST | LendingClub CorpLC | Tian Qiao Chen +410% Owner | 4,000,000 | $3.80 | $15,193,950 | 61,739,270 | +6.93% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 6:23 pm EST | MEDICINES CO /DEMDCO | Fredric N EshelmanExecutive Chairman, Director | 200,000 | $26.56 | $5,311,000 | 1,128,383 | +21.5% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 5:23 pm EST | APPIAN CORPAPPN | Abdiel Capital Management, LLC +410% Owner | 208,777 | $20.17 | $4,212,042 | 4,688,615 | +4.66% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 8:34 pm EST | 2U, Inc.TWOU | Paul A MaederDirector | 67,830 | $61.45 | $4,168,446 | 39,946 | — | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 8:18 pm EST | GigCapital, Inc.GIG.U | Avi S Katz +1CEO, Pres, Exec Chairman, Director, 10% Owner | 356,000 | $10.00 | $3,560,000 | 3,212,607 | +12.5% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 12, 9:28 am EST | Golub Capital BDC 3, Inc.no symbol | Ohio Strs10% Owner | 200,000 | $15.00 | $3,000,000 | 466,667 | +75.0% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 5:09 pm EST | Runway Growth Credit Fund Inc.no symbol | Clinic Carilion10% Owner | 196,632 | $15.00 | $2,949,474 | 787,879 | +33.3% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 5:10 pm EST | Runway Growth Credit Fund Inc.no symbol | Plan of Carilion Clinic Retirement10% Owner | 196,632 | $15.00 | $2,949,474 | 787,879 | +33.3% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:29 pm EST | Freedom Holding Corp.FRHC | Arkady V RakhilkinDirector | 348,333 | $3.00 | $1,044,999 | 348,333 | — | plan? |
| Nov 29, 2017 PForm 4/A → | Dec 12, 11:54 am EST | Delaware Enhanced Global Dividend & Income FundDEX | Saba Capital Management, L.P. +110% Owner | 71,791 | $11.97 | $859,283 | 1,718,383 | +4.36% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:54 pm EST | TEMPLETON DRAGON FUND INCTDF | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 40,000 | $20.50 | $820,000 | 334,246 | +13.6% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 4:01 pm EST | PROSPECT CAPITAL CORPPSEC | John F BarryCHIEF EXECUTIVE OFFICER, Director, 10% Owner | 110,007 | $6.67 | $733,989 | 28,203,199 | +0.39% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 5:35 pm EST | VITAL THERAPIES INCVTL | Muneer A SatterDirector, 10% Owner | 150,000 | $4.89 | $733,140 | 11,282,277 | +1.35% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 7:04 pm EST | SunCoke Energy Partners, L.P.SXCP | Sun Coal & Coke LLC10% Owner | 33,909 | $17.09 | $579,348 | 28,077,504 | +0.12% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 6:12 pm EST | PayPal Holdings, Inc.PYPL | Rodney C AdkinsDirector | 6,750 | $74.04 | $499,777 | 10,149 | +199% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 5:20 pm EST | BUILD A BEAR WORKSHOP INCBBW | Point72 Asset Management, L.P. +210% Owner | 50,000 | $8.70 | $434,848 | 2,642,976 | +1.93% | plan? amended |
| Dec 7, 2017 PForm 4 → | Dec 11, 4:36 pm EST | AgroFresh Solutions, Inc.AGFS | DowDuPont Inc. +110% Owner | 60,966 | $6.82 | $415,588 | 18,057,421 | +0.34% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 12, 12:52 pm EST | Delaware Enhanced Global Dividend & Income FundDEX | Saba Capital Management, L.P. +110% Owner | 29,950 | $12.01 | $359,700 | 1,781,705 | +1.71% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 5:03 pm EST | CANCER GENETICS, INCCGIX | John PappajohnDirector, 10% Owner | 150,000 | $1.86 | $279,000 | 2,781,204 | +5.70% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 11, 6:26 pm EST | Community Healthcare Trust IncCHCT | Timothy G WallaceChairman, CEO and President, Director | 10,099 | $26.93 | $271,925 | 448,206 | +2.31% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 4:11 pm EST | MERCER INTERNATIONAL INC.MERC | Peter R Kellogg10% Owner | 17,243 | $13.46 | $232,029 | 410,000 | +4.39% | plan? |
| Dec 8, 2017 PForm 4/A → | Dec 11, 8:21 pm EST | Financial Engines, Inc.FNGN | Blake R. GrossmanDirector | 8,000 | $28.86 | $230,909 | 51,726 | +18.3% | plan? |
| Nov 29, 2017 PForm 4 → | Dec 12, 3:45 pm EST | AIR INDUSTRIES GROUPAIRI | Michael N TaglichDirector, 10% Owner | 144,927 | $1.38 | $199,999 | 3,171,860 | +4.79% | plan? late |
| Dec 7, 2017 PForm 4 → | Dec 11, 4:22 pm EST | Stellus Capital Investment CorpSCM | Dean D'AngeloDirector | 12,500 | $12.31 | $153,901 | 133,620 | +10.3% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:05 pm EST | AVID TECHNOLOGY, INC.AVID | Robert M BakishDirector | 20,000 | $6.34 | $126,764 | 753,058 | +2.73% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 5:27 pm EST | Health Insurance Innovations, Inc.HIIQ | Robert S MurleyDirector | 5,000 | $22.50 | $112,497 | 39,734 | +14.4% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 11, 6:35 pm EST | CONOCOPHILLIPSCOP | Charles E BunchDirector | 2,000 | $52.06 | $104,120 | 3,429 | +140% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 12, 3:03 pm EST | CAMBRIDGE BANCORPCATC | Mark D ThompsonPresident, Director | 1,357 | $73.75 | $100,080 | 3,955 | +52.2% | plan? |
| Nov 29, 2017 PForm 4 → | Dec 12, 3:43 pm EST | AIR INDUSTRIES GROUPAIRI | Robert TaglichDirector | 72,463 | $1.38 | $99,999 | 1,899,249 | +3.97% | plan? late |
| Dec 12, 2017 PForm 4 → | Dec 12, 1:36 pm EST | Luther Burbank CorpLBC | Anita G. NewcombDirector | 9,302 | $10.75 | $99,997 | 9,302 | — | plan? |
| Dec 11, 2017 PForm 4 → | Dec 12, 8:00 am EST | Blue Apron Holdings, Inc.APRN | Timothy J SmithSVP&Gen. Mgr.Consumer Products | 25,000 | $3.89 | $97,250 | 28,386 | +738% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 5:23 pm EST | EVINE Live Inc.EVLV | Landel C HobbsDirector | 65,000 | $1.48 | $96,135 | 286,665 | +29.3% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 12, 7:00 am EST | Aralez Pharmaceuticals Inc.ARLZ | Arthur S KirschDirector | 50,000 | $1.47 | $73,535 | 271,609 | +22.6% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 4:01 pm EST | PROSPECT CAPITAL CORPPSEC | M Grier EliasekCHIEF OPERATING OFFICER, Director | 10,000 | $6.69 | $66,900 | 1,092,196 | +0.92% | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 2:29 pm EST | Luther Burbank CorpLBC | John G. BiggsPresident, CEO, Director | 5,581 | $10.75 | $59,996 | 465 | — | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 5:06 pm EST | Runway Growth Credit Fund Inc.no symbol | Gary KovacsDirector | 3,933 | $15.00 | $58,990 | 15,758 | +33.3% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 5:08 pm EST | Runway Growth Credit Fund Inc.no symbol | R David SprengPresident and CEO, Director | 3,933 | $15.00 | $58,990 | 15,758 | +33.3% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 5:05 pm EST | Runway Growth Credit Fund Inc.no symbol | Lewis SolimeneDirector | 3,545 | $15.00 | $53,172 | 4,727 | +300% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 5:07 pm EST | Runway Growth Credit Fund Inc.no symbol | Julie PersilyDirector | 3,545 | $15.00 | $53,172 | 4,727 | +300% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 11, 4:01 pm EST | AGREE REALTY CORPADC | Clayton R. ThelenCFO & Secretary | 1,010 | $49.56 | $50,056 | 5,073 | +24.9% | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 1:54 pm EST | Luther Burbank CorpLBC | Laura TarantinoEVP, Chief Financial Officer | 4,651 | $10.75 | $49,998 | 4,651 | — | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 2:03 pm EST | Luther Burbank CorpLBC | Thomas C WajnertDirector | 4,651 | $10.75 | $49,998 | 4,651 | — | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 5:12 pm EST | EVINE Live Inc.EVLV | Robert RosenblattCEO, Director | 33,400 | $1.48 | $49,432 | 1,169,284 | +2.94% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 11, 4:18 pm EST | ARGAN INCAGX | John Ronald Jeffrey Jr.Director | 1,000 | $47.60 | $47,600 | 4,500 | +28.6% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 4:10 pm EST | AVADEL PHARMACEUTICALS PLCAVDL | Michael S AndersonChief Executive Officer, Director | 5,000 | $8.86 | $44,295 | 234,750 | +2.18% | plan? |
| Dec 5, 2017 PForm 4 → | Dec 11, 4:00 pm EST | theMaven, Inc.MVEN | Christopher A MarlettDirector, 10% Owner | 30,830 | $1.42 | $43,851 | 3,033,279 | +1.03% | plan? late |
| Dec 11, 2017 PForm 4 → | Dec 12, 3:14 pm EST | BlackRock 2022 Global Income Opportunity TrustBGIO | Richard M RiederOther | 4,000 | $9.62 | $38,498 | 480,574 | +0.84% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 5:27 pm EST | RELIV INTERNATIONAL INCRELV | Robert L MontgomeryChief Executive Officer, Director, 10% Owner | 8,100 | $4.52 | $36,605 | 516,120 | +1.59% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 4:58 pm EST | RiceBran TechnologiesRIBT | Brent Robert RystromCFO and EVP | 25,968 | $1.40 | $36,441 | 70,477 | +58.3% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:06 pm EST | TherapeuticsMD, Inc.TXMD | Tommy G ThompsonDirector | 5,000 | $6.21 | $31,050 | 679,500 | +0.74% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 12, 3:50 pm EST | HCI Group, Inc.HCI | Paresh PatelChief Executive Officer, Director | 1,000 | $30.30 | $30,300 | 35,000 | +2.94% | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 1:48 pm EST | Luther Burbank CorpLBC | John A. CardamoneEVP, Chief Credit Officer | 2,791 | $10.75 | $30,003 | 2,791 | — | plan? |
| Dec 11, 2017 PForm 4 → | Dec 11, 4:18 pm EST | SHOTSPOTTER, INCSSTI | Ralph A. ClarkPresident and CEO, Director | 2,000 | $14.27 | $28,531 | 25,636 | +8.46% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 11, 4:58 pm EST | BANCFIRST CORP /OK/BANF | H E RainboltDirector | 500 | $53.75 | $26,875 | 606 | +472% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 12, 1:46 pm EST | CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.CBA | Chris EadesOther | 3,140 | $8.01 | $25,141 | 12,224 | +34.6% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 12, 1:14 pm EST | ClearBridge Energy MLP Fund Inc.CEM | Chris EadesOther | 1,830 | $13.71 | $25,090 | 6,430 | +39.8% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 12, 1:29 pm EST | ClearBridge Energy MLP Opportunity Fund Inc.EMO | Chris EadesOther | 2,270 | $11.05 | $25,077 | 8,527 | +36.3% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 12, 1:38 pm EST | ClearBridge Energy MLP Total Return Fund Inc.CTR | Chris EadesOther | 2,170 | $11.54 | $25,032 | 8,084 | +36.7% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 7:47 pm EST | NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INCNBO | James IselinOther | 2,022 | $12.35 | $24,968 | 4,622 | +77.8% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 12, 2:34 pm EST | DAWSON GEOPHYSICAL CODWSN | William J BarrettDirector | 5,000 | $4.90 | $24,500 | 69,249 | +7.78% | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 2:50 pm EST | Luther Burbank CorpLBC | Jack W. KrouskupDirector | 2,000 | $10.75 | $21,500 | 2,000 | — | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:52 pm EST | CHINA FUND INCCHN | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 1,000 | $21.18 | $21,180 | 105,121 | +0.96% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 12, 11:50 am EST | Citizens Community Bancorp Inc.CZWI | James S BroucekChief Financial Officer | 1,531 | $13.70 | $20,975 | 4,331 | +54.7% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 6:11 pm EST | Enertopia Corp.ENRT | Robert McAllisterPresident, Director | 400,000 | $0.05 | $20,000 | 4,550,000 | +9.64% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 4:56 pm EST | FINANCIAL INSTITUTIONS INCFISI | Paula Dollinger DolanSenior Vice President | 590 | $32.88 | $19,399 | 1,590 | +59.0% | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 2:01 pm EST | Luther Burbank CorpLBC | Tammy MahoneyEVP, Chief Risk Officer | 1,628 | $10.75 | $17,501 | 1,628 | — | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 2:04 pm EST | Luther Burbank CorpLBC | Liana PrietoEVP, General Counsel | 1,535 | $10.75 | $16,501 | 1,535 | — | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 6:12 pm EST | EVINE Live Inc.EVLV | Lisa LetizioDirector | 10,000 | $1.48 | $14,800 | 153,682 | +6.96% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:15 pm EST | Atlanticus Holdings CorpATLC | Thomas G RosencrantsDirector | 5,130 | $2.44 | $12,517 | 14,861 | +52.7% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 7:45 pm EST | MidWestOne Financial Group, Inc.MOFG | Douglas K TrueDirector | 300 | $35.33 | $10,600 | 1,000 | +42.9% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 12, 1:49 pm EST | CONDOR HOSPITALITY TRUST, INC.CDOR | John SabinDirector | 1,000 | $10.01 | $10,011 | 6,681 | +17.6% | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 2:00 pm EST | Luther Burbank CorpLBC | Scott FrazeeDeputy Chief Credit Officer | 930 | $10.75 | $9,998 | 930 | — | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:05 pm EST | CB Financial Services, Inc.CBFV | John J LaCarteDirector | 218 | $29.50 | $6,431 | 30,218 | +0.73% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 5:04 pm EST | Runway Growth Credit Fund Inc.no symbol | Thomas B. RatermanCFO, Treasurer and Secretary | 393 | $15.00 | $5,899 | 1,576 | +33.3% | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 1:51 pm EST | Luther Burbank CorpLBC | Jose A CasillasSVP,Director of Retail Banking | 500 | $10.75 | $5,375 | 500 | — | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:10 pm EST | TCG BDC II, Inc.no symbol | Michael Anthony HartCEO, Director | 189 | $19.98 | $3,776 | 2,840 | +7.13% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 11, 4:33 pm EST | Staffing 360 Solutions, Inc.STAF | Brendan FloodExecutive Chairman | 5,000 | $0.6848 | $3,424 | 1,352,433 | +0.37% | plan? amended |
| Dec 11, 2017 PForm 4 → | Dec 11, 4:19 pm EST | NeuroMetrix, Inc.NURO | Shai GozaniPresident & CEO, Director | 2,000 | $1.70 | $3,391 | 51,196 | +4.07% | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 4:41 pm EST | AMERICA FIRST MULTIFAMILY INVESTORS, L.P.ATAX | William S CarterDirector | 507 | $6.11 | $3,096 | 13,886 | +3.79% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:09 pm EST | TCG BDC II, Inc.no symbol | Jeffrey LevinPresident | 135 | $19.98 | $2,697 | 2,028 | +7.13% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 12, 3:59 pm EST | DGSE COMPANIES INCDGSE | Bret Allen PedersenCFO | 2,200 | $0.9823 | $2,161 | 13,500 | +19.5% | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 11:34 am EST | CITIZENS INCCIA | Robert B Sloan Jr.Director | 250 | $7.98 | $1,993 | 22,789 | +1.11% | plan? |
| Nov 30, 2017 PForm 4/A → | Dec 11, 5:32 pm EST | EDUCATIONAL DEVELOPMENT CORPEDUC | Randall W WhiteCEO AND PRESIDENT | 221 | $8.75 | $1,934 | 703,557 | +0.03% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:02 pm EST | BARNES GROUP INCB | Gary G BenanavDirector | 28 | $65.03 | $1,845 | 15,908 | +0.18% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:04 pm EST | BARNES GROUP INCB | Mylle H MangumDirector | 27 | $65.03 | $1,781 | 8,510 | +0.32% | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 1:58 pm EST | Luther Burbank CorpLBC | Lisa M. KeplerDirector Residential Lending | 106 | $10.75 | $1,140 | 106 | — | plan? |
| Dec 7, 2017 PForm 4 → | Dec 11, 5:17 pm EST | GREENE COUNTY BANCORP INCGCBC | Donald E GibsonPresident and CEO, Director | 31 | $32.25 | $1,000 | 1,615 | +1.96% | plan? |
| Dec 11, 2017 PForm 4 → | Dec 11, 4:24 pm EST | SEARS HOMETOWN & OUTLET STORES, INC.SHOS | Charles HansenVP General Counsel & Secretary | 525 | $1.55 | $814 | 7,000 | +8.11% | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 1:34 pm EST | Luther Burbank CorpLBC | Robert W. Armstrong IIIDir. Business & Online Banking | 53 | $10.75 | $570 | 53 | — | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:09 pm EST | TCG BDC II, Inc.no symbol | Orit MizrachiCOO | 27 | $19.98 | $539 | 406 | +7.12% | plan? |
| Dec 8, 2017 PForm 4 → | Dec 11, 4:10 pm EST | TCG BDC II, Inc.no symbol | Venugopal RathiCFO | 14 | $19.98 | $280 | 203 | +7.41% | plan? |
| Dec 12, 2017 PForm 4 → | Dec 12, 2:09 pm EST | CALIFORNIA WATER SERVICE GROUPCWT | George A VeraDirector | 2 | $42.95 | $100 | 39,872 | +0.01% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.