SEC Form 4 · accession 0001144204-17-063132
Stellus Capital Investment Corp · SCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean D'Angelo
Director
Period of report
Dec 7, 2017
Accepted (ET)
Dec 11, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2017 | P | 1,200 | $12.399 | A | 122,320 | D | |
| Common Stock | Dec 7, 2017 | P | 600 | $12.3839 | A | 122,920 | D | |
| Common Stock | Dec 7, 2017 | P | 400 | $12.39 | A | 123,320 | D | |
| Common Stock | Dec 7, 2017 | P | 5,300 | $12.3952 | A | 128,620 | D | |
| Common Stock | Dec 8, 2017 | P | 5,000 | $12.1882 | A | 133,620 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount of securities beneficially owned following the reported transaction also includes an additional 1,008 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan.