SEC Form 4/A · accession 0001209191-17-065109
Financial Engines, Inc. · FNGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Blake R. Grossman
Director
Period of report
Dec 7, 2017
Accepted (ET)
Dec 11, 2017 · 8:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 8, 2017 | P | 8,000 | $28.8636 | A | 51,726 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction date was incorrectly noted as 12/7/2017 on the original form 4 filed on 12/8/2017.
- F2The price reported in Col 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $28.625 to $29.495 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc. any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.