SEC Form 4 · accession 0001140361-17-045758
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. · NBO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Iselin
Other
Period of report
Dec 7, 2017
Accepted (ET)
Dec 11, 2017 · 7:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2017 | P | 2,022 | $12.3482 | A | 4,622 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $12.3482 to $12.3499. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.