SEC Form 4 · accession 0001722457-17-000004

Luther Burbank Corp · LBC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, CEO · Director

Period of report

Dec 12, 2017

Accepted (ET)

Dec 12, 2017 · 2:29 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001475348

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Dec 12, 2017	P	4,651	$10.75	A	4,651	I	By Self as Trustee of the John G and Dana R Biggs Lvg Tr Dtd 6-4-12
Common Stock^F1,F2,F4	Dec 12, 2017	P	465	$10.75	A	465	I	Custodian for Kayo Sharma
Common Stock^F1,F2,F5	Dec 12, 2017	P	465	$10.75	A	465	I	Custodian for Skyler Sharma

No Table II lines on this filing.

F1Represents shares of Common Stock of Luther Burbank Corporation purchased through a directed share program in connection with the initial public offering of the Common Stock (the "IPO"), which closed on December 12, 2017.
F2The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
F3Shares of Common Stock are held by Mr. Biggs as Trustee of the John G and Dana R Biggs Lvg Tr Dtd 6-4-12. Mr. Biggs possesses the voting and investment power with respect to the shares of Common Stock held by the trust.
F4Shares of Common Stock are held in a custodial account for the benefit of Kayo Sharma. Mr. Biggs is the custodian of the account and possesses the voting and investment power with respect to the shares of Common Stock held in the custodial account.
F5Shares of Common Stock are held in a custodial account for the benefit of Skyler Sharma. Mr. Biggs is the custodian of the account and possesses the voting and investment power with respect to the shares of Common Stock held in the custodial account.