SEC Form 4 · accession 0000914851-17-000436
ClearBridge Energy Midstream Opportunity Fund Inc. · EMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Eades
Other
Period of report
Dec 11, 2017
Accepted (ET)
Dec 12, 2017 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001517518
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 11, 2017 | P | 2,270 | $11.0471 | A | 8,527 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in column 4 is a weighted average. These shares were purchased in multiple transactions at prices ranging from $11.04 to $11.05 inclusive. Mr. Eades undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission upon request full information regarding the number of shares purchased at each separate price within the range set forth above.
- F2Includes shares acquired through the Fund's Dividend Reinvestment Plan.