Daily feed · SEC Form 4 filings
All insider purchases — Nov 9, 2017
Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 6, 2017 PForm 4 → | Nov 8, 4:46 pm EST | SPRINT CorpS | SOFTBANK GROUP CORP +210% Owner | 6,484,367 | $5.92 | $38,387,462 | 3,316,877,016 | +0.20% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 4:45 pm EST | American Assets Trust, Inc.AAT | Ernest S RadyChairman, CEO & President, Director, 10% Owner | 85,155 | $38.84 | $3,307,547 | 1,202,840 | +7.62% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 3:41 pm EST | VICON INDUSTRIES INC /NY/VII | Anita G Zucker10% Owner | 7,500,000 | $0.40 | $3,000,000 | 7,885,000 | +1,948% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 4:35 pm EST | SCHWAB CHARLES CORPSCHW | Walter W BettingerPresident and CEO, Director | 72,510 | $27.21 | $1,973,177 | 72,510 | — | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 6:02 pm EST | Fortress Biotech, Inc.FBIO | Lindsay A Rosenwald M.D.PRESIDENT, CEO, Director, 10% Owner | 40,000 | $25.00 | $1,000,000 | 40,000 | — | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 5:51 pm EST | Allena Pharmaceuticals, Inc.ALNA | HBM BioCapital II LP10% Owner | 71,428 | $14.00 | $999,992 | 1,638,330 | +4.56% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 3:01 pm EST | Accelerate Diagnostics, IncAXDX | Jack W SchulerDirector, 10% Owner | 50,000 | $18.73 | $936,500 | 1,343,642 | +3.87% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 8:52 pm EST | BIGLARI HOLDINGS INC.BH | Sardar Biglari +2Director, 10% Owner | 1,836 | $333.86 | $612,958 | 658,069 | +0.28% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 4:49 pm EST | MORGAN STANLEY EMERGING MARKETS FUND INCMSF | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 33,268 | $17.52 | $582,855 | 347,754 | +10.6% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 7:20 pm EST | SunCoke Energy Partners, L.P.SXCP | Sun Coal & Coke LLC10% Owner | 28,200 | $17.89 | $504,420 | 27,684,527 | +0.10% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 5:15 pm EST | WILLIS TOWERS WATSON PLCWLTW | Michael J BurwellChief Financial Officer | 3,100 | $160.10 | $496,303 | 3,100 | — | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 8:44 pm EST | DEXCOM INCDXCM | Steven R AltmanDirector | 10,000 | $49.61 | $496,100 | 33,502 | +42.5% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 8, 5:23 pm EST | Tallgrass Energy Partners, LPTEP | David G Dehaemers Jr.President and CEO, Director | 10,000 | $46.35 | $463,500 | 441,487 | +2.32% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 3:00 pm EST | Accelerate Diagnostics, IncAXDX | John PatienceDirector, 10% Owner | 20,000 | $18.75 | $375,000 | 4,191,211 | +0.48% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 5:46 pm EST | TICC Capital Corp.TICC | Jonathan H CohenChief Executive Officer, Director | 53,316 | $5.92 | $315,535 | 1,135,971 | +4.92% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 5:47 pm EST | TICC Capital Corp.TICC | Saul B RosenthalPresident and COO | 53,316 | $5.92 | $315,535 | 933,108 | +6.06% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 2:57 pm EST | FLUIDIGM CORPFLDM | LEVIN CAPITAL STRATEGIES, L.P. +810% Owner | 54,900 | $5.26 | $288,774 | 10,192,806 | +0.54% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 11:43 am EST | GENESIS ENERGY LPGEL | Sharilyn S GasawayDirector | 10,000 | $23.09 | $230,900 | 278,364 | +3.73% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 11:08 am EST | Cardtronics plcCATM | Edward H WestCFO and COO | 12,500 | $17.29 | $216,125 | 22,872 | +121% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 4:07 pm EST | Clipper Realty Inc.CLPR | Sam LevinsonDirector, 10% Owner | 15,000 | $10.72 | $160,750 | 127,835 | +13.3% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 8:00 pm EST | Funko, Inc.FNKO | Charles D DensonDirector | 13,300 | $12.00 | $159,600 | 13,300 | — | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 4:57 pm EST | CHIMERA INVESTMENT CORPCIM | Mohit MarriaChief Investment Officer | 6,625 | $17.89 | $118,521 | 29,236 | +29.3% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 9:13 am EST | Flexion Therapeutics IncFLXN | Michael D. ClaymanPresident and CEO, Director | 5,000 | $23.60 | $118,000 | 35,395 | +16.5% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 1:44 pm EST | BlackRock 2022 Global Income Opportunity TrustBGIO | Richard M RiederOther | 10,559 | $9.90 | $104,498 | 440,226 | +2.46% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 1:18 pm EST | Consolidated Communications Holdings, Inc.CNSL | Richard Anthony LumpkinDirector | 7,000 | $14.76 | $103,320 | 493,454 | +1.44% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 8, 4:03 pm EST | Physicians Realty TrustDOC | Jeffrey TheilerExecutive Vice President & CFO | 5,634 | $17.76 | $100,060 | 109,451 | +5.43% | plan? |
| Nov 7, 2017 PForm 4/A → | Nov 8, 5:21 pm EST | TEJON RANCH COTRC | Geoffrey L StackDirector | 5,555 | $18.00 | $99,990 | 54,412 | +11.4% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 11:42 am EST | GENESIS ENERGY LPGEL | Ryan S SimsVice President | 4,300 | $23.25 | $99,975 | 4,300 | — | plan? |
| Nov 8, 2017 PForm 4 → | Nov 8, 4:44 pm EST | CHANNELADVISOR CORPECOM | Mark CookChief Financial Officer | 10,000 | $8.80 | $88,000 | 153,445 | +6.97% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 11:13 am EST | Cardtronics plcCATM | Mark RossiDirector | 5,000 | $17.41 | $87,050 | 33,394 | +17.6% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 6:09 pm EST | TreeHouse Foods, Inc.THS | Gary Dale SmithDirector | 2,000 | $42.64 | $85,287 | 2,000 | — | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 11:10 am EST | Cardtronics plcCATM | Dennis LynchDirector | 5,000 | $17.00 | $85,000 | 27,485 | +22.2% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 9:57 am EST | MITEL NETWORKS CORPMITL | Richard D McBeeSee Remarks, Director | 10,000 | $8.00 | $79,998 | 277,647 | +3.74% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 6:16 pm EST | BUILD A BEAR WORKSHOP INCBBW | Point72 Asset Management, L.P. +210% Owner | 10,000 | $7.70 | $76,950 | 2,544,676 | +0.39% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 5:09 pm EST | NRG ENERGY, INC.NRG | Barry T SmithermanDirector | 2,541 | $28.38 | $72,103 | 1,000 | — | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 4:54 pm EST | Willdan Group, Inc.WLDN | Raymond W Holdsworth Jr.Director | 2,500 | $25.73 | $64,325 | 60,688 | +4.30% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 6:00 pm EST | ECOLAB INC.ECL | David MacLennanDirector | 450 | $131.77 | $59,298 | 2,000 | +29.0% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 2:19 pm EST | BARINGS CORPORATE INVESTORSMCI | Susan B SweeneyOther | 3,500 | $15.80 | $55,300 | 6,980 | +101% | plan? amended |
| Nov 6, 2017 PForm 4 → | Nov 8, 8:08 pm EST | Evoqua Water Technologies Corp.AQUA | Ronald C KeatingPresident & CEO, Director | 3,000 | $18.00 | $54,000 | 572,060 | +0.53% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 9:47 am EST | BLACKROCK MUNIYIELD FUND, INC.MYD | Theodore R Jaeckel Jr.Other | 3,500 | $14.37 | $50,293 | 11,005 | +46.6% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 9, 12:20 pm EST | EASTERN COEML | August M. VlakPresident & CEO | 1,800 | $25.75 | $46,350 | 6,800 | +36.0% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 3:09 pm EST | Esquire Financial Holdings, Inc.ESQ | Selig ZisesDirector | 2,500 | $16.68 | $41,710 | 100,501 | +2.55% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 4:27 pm EST | Bankwell Financial Group, Inc.BWFG | Blake S DrexlerDirector | 1,128 | $36.59 | $41,269 | 500 | — | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 4:35 pm EST | BIMINI CAPITAL MANAGEMENT, INC.BMNM | Robert J DwyerDirector | 13,600 | $2.71 | $36,892 | 1,147,417 | +1.20% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 9, 3:42 pm EST | EASTERN COEML | John L Sullivan IIIVice President & CFO | 1,400 | $25.77 | $36,075 | 28,294 | +5.21% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 8:09 pm EST | Evoqua Water Technologies Corp.AQUA | Benedict J. StasEVP, CFO & Treasurer | 2,000 | $18.00 | $36,000 | 219,023 | +0.92% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 3:01 pm EST | AtriCure, Inc.ATRC | B Kristine JohnsonDirector | 1,500 | $18.36 | $27,540 | 10,969 | +15.8% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 8:07 pm EST | Evoqua Water Technologies Corp.AQUA | James M. IrwinExecutive Vice President | 1,500 | $18.00 | $27,000 | 26,421 | +6.02% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 8, 4:00 pm EST | FIRST FINANCIAL CORP /IN/THFF | William Curtis BrightonDirector | 500 | $46.10 | $23,048 | 15,000 | +3.45% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 8:50 am EST | Teligent, Inc.TLGT | Jenniffer CollinsCFO | 7,000 | $3.04 | $21,280 | 19,206 | +57.3% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 9, 3:19 pm EST | CIVISTA BANCSHARES, INC.CIVB | Dennis E Murray Jr.Director | 1,000 | $20.80 | $20,800 | 15,601 | +6.85% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 9:07 am EST | CITIZENS & NORTHERN CORPCZNC | Leo F LambertDirector | 842 | $23.24 | $19,568 | 21,713 | +4.03% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 8:06 pm EST | Evoqua Water Technologies Corp.AQUA | Rodney AulickExecutive Vice President | 1,000 | $18.00 | $18,000 | 142,171 | +0.71% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 1:51 pm EST | TWO RIVER BANCORPTRCB | Charles F Butrico Jr.Director | 1,000 | $17.66 | $17,657 | 9,000 | +12.5% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 1:18 pm EST | PUBLIX SUPER MARKETS INCno symbol | Randall T JonesCEO & President | 450 | $36.85 | $16,583 | 12,853 | +3.63% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 12:45 pm EST | CHEESECAKE FACTORY INCCAKE | Edie A AmesDirector | 330 | $44.02 | $14,527 | 730 | +82.5% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 9, 3:53 pm EST | Consolidated Communications Holdings, Inc.CNSL | Timothy D TaronDirector | 1,000 | $14.35 | $14,350 | 22,597 | +4.63% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 10:01 am EST | Pershing Gold Corp.PGLC | Barry C HonigDirector, 10% Owner | 5,000 | $2.86 | $14,300 | 1,550,440 | +0.32% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 9, 3:04 pm EST | AMES NATIONAL CORPATLO | Patrick G HaganDirector | 500 | $27.90 | $13,948 | 2,385 | +26.5% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 2:56 pm EST | BCB BANCORP INCBCBP | Thomas KeatingChief Financial Officer | 1,000 | $13.55 | $13,550 | 9,500 | +11.8% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 1:21 pm EST | Griffin-American Healthcare REIT IV, Inc.no symbol | Danny ProskyPresident & COO | 1,318 | $9.21 | $12,139 | 24,493 | +5.69% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 1:18 pm EST | Griffin-American Healthcare REIT IV, Inc.no symbol | Jeffrey T HansonCEO & Chairman of the Board, Director | 1,259 | $9.21 | $11,595 | 23,694 | +5.61% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 1:23 pm EST | Griffin-American Healthcare REIT IV, Inc.no symbol | Mathieu B. StreiffEVP & General Counsel | 1,215 | $9.21 | $11,190 | 23,677 | +5.41% | plan? |
| Oct 12, 2017 PForm 4 → | Nov 8, 4:52 pm EST | Green Endeavors, Inc.GRNE | Stephen Mark ColeDirector | 32,259 | $0.31 | $10,000 | 34,219 | +1,646% | plan? late |
| Nov 9, 2017 PForm 4 → | Nov 9, 3:33 pm EST | COMPUTER TASK GROUP INCCTG | John M LaubackerChief financial officer | 2,000 | $5.00 | $10,000 | 75,007 | +2.74% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 9:00 pm EST | Funko, Inc.FNKO | Diane M IrvineDirector | 800 | $12.00 | $9,600 | 800 | — | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 2:54 pm EST | Meridian Bancorp, Inc.EBSB | Thomas J GunningDirector | 430 | $18.95 | $8,146 | 34,388 | +1.27% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 5:29 pm EST | Firsthand Technology Value Fund, Inc.SVVC | Kevin M LandisPresident, Director | 1,000 | $7.99 | $7,989 | 215,148 | +0.47% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 8, 4:29 pm EST | American Water Works Company, Inc.AWK | Susan N StoryPresident and CEO, Director | 60 | $88.92 | $5,335 | 76,906 | +0.08% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 8, 4:05 pm EST | VICON INDUSTRIES INC /NY/VII | Julian A TiedemannDirector | 8,000 | $0.40 | $3,200 | 12,000 | +200% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 9, 11:17 am EST | FIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEYFREVS | Ronald J ArtinianOther | 200 | $14.75 | $2,950 | 49,404 | +0.41% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 11:53 am EST | CHOICEONE FINANCIAL SERVICES INCno symbol | Kelly PotesPresident, Director | 84 | $23.00 | $1,939 | 19,205 | +0.44% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 9, 12:31 pm EST | SOLITARIO ZINC CORP.XPL | Christopher E HeraldPresident & CEO, Director | 3,000 | $0.581 | $1,743 | 1,532,000 | +0.20% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 1:25 pm EST | Griffin-American Healthcare REIT IV, Inc.no symbol | Stefan K.L. OhEVP of Acquisitions | 143 | $9.21 | $1,317 | 2,856 | +5.27% | plan? |
| Mar 9, 2017 PForm 5 → | Nov 8, 6:29 pm EST | PANHANDLE OIL & GAS INCPHX | Darryl G SmetteDirector | 52 | $21.77 | $1,132 | 10,446 | +0.50% | plan? |
| Mar 8, 2017 PForm 5 → | Nov 8, 6:23 pm EST | PANHANDLE OIL & GAS INCPHX | Lee M CanaanDirector | 25 | $20.63 | $516 | 6,482 | +0.39% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 10:02 am EST | CENTURY BANCORP INCCNBKA | Paul A EvangelistaExecutive Vice President | 1 | $143.44 | $75 | 1,973 | +0.03% | plan? |
| Nov 7, 2017 PForm 4 → | Nov 9, 10:00 am EST | CENTURY BANCORP INCCNBKA | Barry R SloaneCEO and President, Director | 0 | $143.44 | $49 | 1,538 | +0.02% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.