SEC Form 4 · accession 0001127602-17-031683
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward H West
Officer — CFO and COO
Period of report
Nov 7, 2017
Accepted (ET)
Nov 9, 2017 · 11:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2017 | P | 12,500 | $17.29 | A | 22,872 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 117,831 | 117,831 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock.
- F2Owner granted restricted stock units under Cardtronics' annual Long Term Equity Incentive Plans. Units are subject to the terms of said plans and each unit thereunder automatically converts to a share of common stock at the rate of 50%, 25% and 25% of the total units granted on January 31st of the 2nd, 3rd, and 4th year following the plan year. Owner also granted restricted stock units on his date of hire, which convert to shares of common stock at the rate of 25% on December 15, 2016 through 2019.