SEC Form 4 · accession 0001140361-17-041779
Esquire Financial Holdings, Inc. · ESQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Selig Zises
Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001531031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2017 | P | 800 | $16.67 | A | 98,801 | I | By profit sharing plan |
| Common Stock | Nov 8, 2017 | P | 1,631 | $16.69 | A | 100,432 | I | By profit sharing plan |
| Common Stock | Nov 8, 2017 | P | 69 | $16.70 | A | 100,501 | I | By profit sharing plan |
| Common StockF1,F2 | holding | — | — | — | 178,940 | D | ||
| Common Stock | holding | — | — | — | 12,600 | I | By L.P. | |
| Common StockF1,F2 | holding | — | — | — | 10,500 | I | As trustee for trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $12.50 | holding | — | — | — | Sep 1, 2016 | Sep 1, 2025 | Common Stock | 34,681 | 34,681 | D |
Explanation of responses
- F1Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F2Reflects the transfer of 10,500 shares previously held directly by the reporting person into a trust.