Daily feed · SEC Form 4 filings
Significant insider purchases — Dec 20, 2017
Open-market purchases of at least $50,000 — or at least $500,000 when the buyer is a 10% owner.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Dec 15, 2017 PForm 4 → | Dec 19, 4:10 pm EST | SPRINT CorpS | SOFTBANK GROUP CORP +210% Owner | 5,039,477 | $5.60 | $28,225,475 | 3,343,497,140 | +0.15% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 19, 8:22 pm EST | Global Blood Therapeutics, Inc.GBT | PERCEPTIVE ADVISORS LLC +210% Owner | 175,000 | $38.00 | $6,650,000 | 4,889,066 | +3.71% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 19, 4:02 pm EST | Casa Systems IncCASA | SUMMIT PARTNERS L P +810% Owner | 250,000 | $13.00 | $3,250,000 | 38,842,000 | +0.65% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 19, 4:03 pm EST | Casa Systems IncCASA | Peter Y Chung +110% Owner | 250,000 | $13.00 | $3,250,000 | 38,842,000 | +0.65% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 19, 4:05 pm EST | Casa Systems IncCASA | Bruce R EvansDirector | 250,000 | $13.00 | $3,250,000 | 38,842,000 | +0.65% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 8:44 pm EST | SOLENO THERAPEUTICS INCSLNO | Vivo Ventures V, LLC +210% Owner | 1,085,480 | $1.84 | $1,999,997 | 45,667 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 9:55 pm EST | SOLENO THERAPEUTICS INCSLNO | Edgar EnglemanDirector, 10% Owner | 1,085,480 | $1.84 | $1,999,997 | 4,033,540 | +36.8% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 19, 4:52 pm EST | Dicerna Pharmaceuticals IncDRNA | Bain Capital Life Sciences Investors, LLC +5Director, 10% Owner | 285,000 | $7.00 | $1,995,000 | 285,000 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:19 pm EST | PROSPECT CAPITAL CORPPSEC | John F BarryCHIEF EXECUTIVE OFFICER, Director, 10% Owner | 247,793 | $6.87 | $1,702,858 | 29,564,747 | +0.85% | plan? |
| Dec 14, 2017 PForm 4 → | Dec 19, 6:06 pm EST | Approach Resources IncAREX | Wilks Brothers, LLC +410% Owner | 550,000 | $2.59 | $1,426,200 | 6,490,300 | +9.26% | plan? late |
| Dec 19, 2017 PForm 4 → | Dec 19, 6:05 pm EST | Casa Systems IncCASA | Jerry GuoPresident & CEO, Director, 10% Owner | 100,000 | $13.00 | $1,300,000 | 11,706,860 | +0.86% | plan? |
| Dec 15, 2017 PForm 4/A → | Dec 19, 7:47 pm EST | AVADEL PHARMACEUTICALS PLCAVDL | Craig R StapletonDirector | 140,000 | $8.67 | $1,213,940 | 180,000 | +350% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 20, 8:56 am EST | Golub Capital BDC 3, Inc.no symbol | Ohio Strs10% Owner | 66,667 | $15.00 | $1,000,000 | 533,333 | +14.3% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 19, 7:47 pm EST | Trilogy Metals Inc.TMQ | Rick Van NieuwenhuysePresident & CEO, Director | 1,159,096 | $0.83 | $962,050 | 2,258,673 | +105% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 6:11 pm EST | ION GEOPHYSICAL CORPIO | Steven BateEVP & CFO | 27,000 | $13.68 | $369,274 | 113,595 | +31.2% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 6:16 pm EST | ION GEOPHYSICAL CORPIO | Ken WilliamsonEVP&COO, E&P TECHNO & SERVICES | 26,000 | $13.63 | $354,294 | 73,949 | +54.2% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 6:13 pm EST | ION GEOPHYSICAL CORPIO | Colin HulmeEVP, Ocean Bottom Services | 24,429 | $13.76 | $336,058 | 70,690 | +52.8% | plan? |
| Dec 19, 2017 PForm 4 → | Dec 19, 5:09 pm EST | GENESIS ENERGY LPGEL | Kenneth M Jastrow IIDirector | 15,000 | $22.32 | $334,800 | 50,000 | +42.9% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:43 pm EST | TICC Capital Corp.TICC | Jonathan H CohenChief Executive Officer, Director | 40,260 | $5.82 | $234,198 | 1,237,528 | +3.36% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:43 pm EST | TICC Capital Corp.TICC | Saul B RosenthalPresident and COO | 40,260 | $5.82 | $234,198 | 1,034,665 | +4.05% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 6:15 pm EST | ION GEOPHYSICAL CORPIO | Christopher Theron UsherEVP & COO, E&P OPER OPTIMIZAT | 14,850 | $13.50 | $200,475 | 52,217 | +39.7% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 19, 4:33 pm EST | ADOBE SYSTEMS INCADBE | Amy BanseDirector | 1,125 | $177.35 | $199,520 | 31,453 | +3.71% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:42 pm EST | Oaktree Specialty Lending CorpOCSL | John FrankDirector | 28,784 | $4.74 | $136,318 | 28,784 | — | plan? |
| Dec 19, 2017 PForm 4 → | Dec 20, 10:03 am EST | DORCHESTER MINERALS, L.P.DMLP | Robert C VaughnDirector | 7,475 | $14.60 | $109,133 | 15,737 | +90.5% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:31 pm EST | Oaktree Strategic Income CorpOCSI | John FrankDirector | 11,876 | $8.61 | $102,232 | 11,876 | — | plan? |
| Dec 18, 2017 PForm 4 → | Dec 20, 3:29 pm EST | OVERSEAS SHIPHOLDING GROUP INCOSG | Samuel H NortonPresident and CEO, Director | 36,100 | $2.22 | $80,232 | 174,431 | +26.1% | plan? |
| Dec 18, 2017 PForm 4 → | Dec 20, 8:47 am EST | SPORTSMAN'S WAREHOUSE HOLDINGS, INC.SPWH | Kevan P TalbotCFO & Secretary | 13,000 | $5.78 | $75,114 | 374,507 | +3.60% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:11 pm EST | PROSPECT CAPITAL CORPPSEC | M Grier EliasekCHIEF OPERATING OFFICER, Director | 10,000 | $6.77 | $67,700 | 1,152,196 | +0.88% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:43 pm EST | DIEBOLD NIXDORF, IncDBD | Gale S FitzgeraldDirector | 4,000 | $16.74 | $66,978 | 51,603 | +8.40% | plan? |
| Dec 14, 2017 PForm 4 → | Dec 19, 6:54 pm EST | PERRIGO Co plcPRGO | John WesolowskiEVP, President Rx | 700 | $85.80 | $60,060 | 709 | +7,778% | plan? late |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:44 pm EST | HUDSON TECHNOLOGIES INC /NYHDSN | Richard ParrilloDirector | 10,000 | $5.80 | $57,950 | 133,807 | +8.08% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:51 pm EST | Oaktree Specialty Lending CorpOCSL | Edgar LeeSee Remarks | 12,000 | $4.67 | $55,998 | 12,000 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:47 pm EST | Oaktree Specialty Lending CorpOCSL | Mathew PendoChief Operating Officer | 12,000 | $4.66 | $55,920 | 12,000 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 4:59 pm EST | TEAM INCTISI | Jeffery Gerald DavisDirector | 3,829 | $13.75 | $52,649 | 21,398 | +21.8% | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:38 pm EST | Oaktree Strategic Income CorpOCSI | Edgar LeeSee Remarks | 6,000 | $8.58 | $51,496 | 6,000 | — | plan? |
| Dec 15, 2017 PForm 4 → | Dec 19, 5:26 pm EST | Oaktree Strategic Income CorpOCSI | Mathew PendoChief Operating Officer | 6,000 | $8.56 | $51,366 | 6,000 | — | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.