Daily feed · SEC Form 4 filings
Significant insider purchases — Nov 16, 2017
Open-market purchases of at least $50,000 — or at least $500,000 when the buyer is a 10% owner.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 13, 2017 PForm 4 → | Nov 15, 6:30 pm EST | COTY INC.COTY | JAB Cosmetics B.V. +310% Owner | 5,400,000 | $16.85 | $91,016,100 | 283,208,041 | +1.94% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:32 pm EST | Apellis Pharmaceuticals, Inc.APLS | Hillhouse Capital Management, Ltd.10% Owner | 1,428,571 | $14.00 | $19,999,994 | 3,527,152 | +68.1% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 6:43 pm EST | TRINITY INDUSTRIES INCTRN | ValueAct Holdings, L.P. +510% Owner | 425,000 | $32.88 | $13,972,250 | 18,552,352 | +2.34% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 5:48 pm EST | IMMUNOMEDICS INCIMMU | Behzad AghazadehDirector, 10% Owner | 1,325,000 | $10.47 | $13,868,250 | 16,064,461 | +8.99% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 16, 11:47 am EST | IMMUNOMEDICS INCIMMU | venBio Select Advisor LLCDirector, 10% Owner | 1,325,000 | $10.47 | $13,868,250 | 16,064,461 | +8.99% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:35 pm EST | Wave Life Sciences Ltd.WVE | RA CAPITAL MANAGEMENT, LLC +1Director, 10% Owner | 423,398 | $23.34 | $9,881,550 | 7,512,049 | +5.97% | plan? |
| Nov 16, 2017 PForm 4 → | Nov 16, 2:44 pm EST | Mirati Therapeutics, Inc.MRTX | venBio Select Advisor LLC +110% Owner | 650,000 | $13.00 | $8,450,000 | 4,360,601 | +17.5% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 16, 1:45 pm EST | LEAP THERAPEUTICS, INC.LPTX | Augustine LawlorChief Operating Officer, 10% Owner | 1,057,769 | $6.09 | $6,436,524 | 3,573,376 | +42.0% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 16, 1:45 pm EST | LEAP THERAPEUTICS, INC.LPTX | Christopher MirabelliCEO, President, COB, Director, 10% Owner | 1,057,769 | $6.09 | $6,436,524 | 3,573,376 | +42.0% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 16, 1:45 pm EST | LEAP THERAPEUTICS, INC.LPTX | HealthCare Ventures IX, L.P. +210% Owner | 1,057,769 | $6.09 | $6,436,524 | 3,573,376 | +42.0% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 16, 1:45 pm EST | LEAP THERAPEUTICS, INC.LPTX | Douglas E OnsiCFO, GC, Treasurer & Secretary, 10% Owner | 1,057,769 | $6.09 | $6,436,524 | 3,573,376 | +42.0% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 5:12 pm EST | G1 Therapeutics, Inc.GTHX | Fredric N EshelmanDirector, 10% Owner | 250,000 | $19.73 | $4,932,500 | 250,000 | — | plan? |
| Apr 26, 2017 PForm 4 → | Nov 15, 6:43 pm EST | AT&T INC.T | Geoffrey Y YangDirector | 62,608 | $39.95 | $2,501,030 | 89,737 | +231% | plan? late |
| Nov 14, 2017 PForm 4 → | Nov 16, 12:16 pm EST | Radius Health, Inc.RDUS | Growth N Biotech V +110% Owner | 50,000 | $26.25 | $1,312,390 | 5,698,799 | +0.89% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:33 pm EST | MAXWELL TECHNOLOGIES INCMXWL | Franz FinkChief Executive Officer, Director | 230,000 | $4.98 | $1,145,201 | 538,592 | +74.5% | plan? |
| Oct 25, 2017 PForm 4 → | Nov 15, 6:45 pm EST | AT&T INC.T | Geoffrey Y YangDirector | 29,815 | $33.52 | $999,259 | 29,815 | — | plan? late |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:06 pm EST | Compass Diversified HoldingsCODI | Alan B OffenbergOther | 55,000 | $16.59 | $912,715 | 589,942 | +10.3% | plan? |
| Nov 15, 2017 PForm 4 → | Nov 15, 5:43 pm EST | EQT CorpEQT | Thomas F KaramDirector | 10,000 | $59.26 | $592,600 | 20,000 | +100% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 7:49 pm EST | SunCoke Energy Partners, L.P.SXCP | Sun Coal & Coke LLC10% Owner | 32,211 | $16.88 | $543,725 | 27,757,857 | +0.12% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 16, 2:58 pm EST | Ryman Hospitality Properties, Inc.RHP | Colin V ReedChairman & CEO, Director | 5,979 | $65.38 | $390,882 | 644,148 | +0.94% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:09 pm EST | PROSPECT CAPITAL CORPPSEC | M Grier EliasekCHIEF OPERATING OFFICER, Director | 65,000 | $5.96 | $387,400 | 937,196 | +7.45% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 6:43 pm EST | Sequential Brands Group, Inc.SQBG | Al GossettDirector | 200,000 | $1.69 | $338,000 | 737,447 | +37.2% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:54 pm EST | DUCOMMUN INC /DE/DCO | Stephen G OswaldPresident & CEO, Director | 10,000 | $26.30 | $263,000 | 75,700 | +15.2% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:46 pm EST | PEGASYSTEMS INCPEGA | Sharon T RowlandsDirector | 5,000 | $52.13 | $260,650 | 11,395 | +78.2% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 16, 9:24 am EST | RumbleON, Inc.RMBL | Denmar John DixonDirector | 50,000 | $5.07 | $253,314 | 2,000 | — | plan? late |
| Nov 13, 2017 PForm 4 → | Nov 15, 6:52 pm EST | KKR Real Estate Finance Trust Inc.KREF | Christen E.J. LeeCo-CEO and Co-President | 12,000 | $19.99 | $239,920 | 49,808 | +31.7% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 16, 2:13 pm EST | ESTERLINE TECHNOLOGIES CORPESL | Curtis C ReusserChairman, President & CEO, Director | 2,900 | $70.00 | $203,000 | 39,199 | +7.99% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:49 pm EST | Great Elm Capital Group, Inc.GEC | Peter A ReedChief Executive Officer, Director | 48,357 | $3.65 | $176,503 | 412,197 | +13.3% | plan? |
| Nov 15, 2017 PForm 4 → | Nov 16, 2:45 pm EST | WILLIAMS PARTNERS L.P.WPZ | Alan S ArmstrongChief Executive Officer, Director | 5,000 | $35.00 | $174,988 | 37,334 | +15.5% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:45 pm EST | TICC Capital Corp.TICC | Jonathan H CohenChief Executive Officer, Director | 25,529 | $6.02 | $153,808 | 1,161,499 | +2.25% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:47 pm EST | TICC Capital Corp.TICC | Saul B RosenthalPresident and COO | 25,529 | $6.02 | $153,808 | 958,636 | +2.74% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 16, 11:48 am EST | NICOLET BANKSHARES INCNCBS | John Nicholas DykemaDirector | 2,628 | $55.90 | $146,905 | 74,096 | +3.68% | plan? late |
| Nov 13, 2017 PForm 4 → | Nov 15, 8:04 pm EST | Turning Point Brands, Inc.TPB | H.C. Charles DiaoDirector | 7,697 | $15.91 | $122,459 | 11,000 | +233% | plan? |
| Nov 15, 2017 PForm 4 → | Nov 16, 1:39 pm EST | UMH PROPERTIES, INC.UMH | James E MitchellDirector | 8,348 | $14.38 | $120,000 | 44,689 | +23.0% | plan? |
| Nov 15, 2017 PForm 4 → | Nov 15, 5:17 pm EST | AAC Holdings, Inc.AAC | W Larry CashDirector | 12,000 | $9.93 | $119,160 | 15,000 | +400% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:03 pm EST | Cornerstone OnDemand IncCSOD | Joseph P. PayneDirector | 3,000 | $34.32 | $102,963 | 26,000 | +13.0% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 16, 2:07 pm EST | ESTERLINE TECHNOLOGIES CORPESL | Nils LarsenDirector | 1,450 | $70.51 | $102,240 | 2,690 | +117% | plan? |
| Nov 15, 2017 PForm 4 → | Nov 15, 5:15 pm EST | LEXICON PHARMACEUTICALS, INC.LXRX | Lonnel CoatsPresident and CEO, Director | 10,000 | $9.91 | $99,100 | 42,985 | +30.3% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 5:11 pm EST | PACIFIC PREMIER BANCORP INCPPBI | Ronald J. Nicolas Jr.SEVP & CFO | 2,500 | $36.97 | $92,433 | 2,500 | — | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 5:06 pm EST | LendingClub CorpLC | John J MackDirector | 20,000 | $4.28 | $85,594 | 1,513,673 | +1.34% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 4:03 pm EST | Compass Diversified HoldingsCODI | James BottiglieriOther | 5,000 | $16.63 | $83,125 | 50,462 | +11.0% | plan? |
| Nov 15, 2017 PForm 4 → | Nov 15, 5:48 pm EST | COMFORT SYSTEMS USA INCFIX | Franklin MyersDirector | 2,000 | $40.64 | $81,280 | 210,000 | +0.96% | plan? |
| Nov 15, 2017 PForm 4 → | Nov 15, 5:40 pm EST | Everi Holdings Inc.EVRI | Eileen F RaneyDirector | 9,000 | $8.65 | $77,850 | 59,000 | +18.0% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 4:54 pm EST | TWO HARBORS INVESTMENT CORP.TWO | William Reid SandersDirector | 5,000 | $15.53 | $77,644 | 67,607 | +7.99% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:54 pm EST | Great Elm Capital Group, Inc.GEC | Adam M KleinmanSee Remarks | 20,000 | $3.65 | $73,000 | 283,181 | +7.60% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 9:04 pm EST | Alcentra Capital CorpABDC | T Ulrich BrechbuhlDirector | 10,000 | $7.21 | $72,068 | 10,000 | — | plan? |
| Nov 14, 2017 PForm 4 → | Nov 16, 2:16 pm EST | ESTERLINE TECHNOLOGIES CORPESL | Michael J CoveyDirector | 1,000 | $69.95 | $69,950 | 1,000 | — | plan? |
| Nov 14, 2017 PForm 4 → | Nov 15, 4:47 pm EST | LAS VEGAS SANDS CORPLVS | George JamiesonDirector | 1,000 | $66.96 | $66,961 | 1,000 | — | plan? |
| Nov 15, 2017 PForm 4 → | Nov 16, 3:25 pm EST | Vuzix CorpVUZI | Edward William Kay Jr.Director | 10,000 | $5.95 | $59,450 | 40,000 | +33.3% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:51 pm EST | TWO HARBORS INVESTMENT CORP.TWO | Thomas SieringCEO & President, Director | 3,500 | $15.30 | $53,540 | 677,430 | +0.52% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 7:19 pm EST | Ramaco Resources, Inc.METC | Richard M WhitingDirector | 12,000 | $4.26 | $51,144 | 20,591 | +140% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 15, 4:30 pm EST | Nielsen Holdings plcNLSN | Guerrino De LucaDirector | 1,369 | $36.54 | $50,017 | 3,708 | +58.5% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.