SEC Form 4 · accession 0001465740-17-000112
TWO HARBORS INVESTMENT CORP. · TWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Reid Sanders
Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 15, 2017 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Nov 14, 2017 | P | 5,000 | $15.5288 | A | 67,607 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $15.525 to $15.529. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.
- F2On November 1, 2017, the Issuer effected a one-for-two reverse stock split of its outstanding shares of common stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split.