SEC Form 4 · accession 0001171843-17-007056
PROSPECT CAPITAL CORP · PSEC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
M Grier Eliasek
Officer — CHIEF OPERATING OFFICER · Director
Period of report
Nov 13, 2017
Accepted (ET)
Nov 15, 2017 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001287032
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 13, 2017 | P | 65,000 | $5.96 | A | 937,196 | D |
Table II — derivative securities
No Table II lines on this filing.