Insider · CIK 0000949119

Lloyd I Miller III

Files at: DTRM, TWMC, ONVI, GULTU, CAPS, IMI, BEBE, STMP and 12 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $22.4M · 226sales $88.8M · 61net −$66.5M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 14, 2016 PForm 4 →	Oct 17, 12:58 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	5,200	$3.40	$17,680	2,472,384	+0.21%	plan?
Oct 11, 2016 PForm 4 →	Oct 12, 2:33 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	2,600	$3.40	$8,840	2,467,184	+0.11%	plan?
Oct 7, 2016 PForm 4 →	Oct 11, 2:26 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	989	$3.40	$3,363	2,464,584	+0.04%	plan?
Oct 3, 2016 PForm 4 →	Oct 4, 2:27 pm EDT	ID SYSTEMS INCIDSY	500	$4.90	$2,450	971,678	+0.05%	plan?
Sep 30, 2016 PForm 4 →	Oct 3, 3:04 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	500	$3.45	$1,725	2,463,595	+0.02%	plan?
Sep 30, 2016 PForm 4 →	Oct 3, 2:58 pm EDT	ID SYSTEMS INCIDSY	1,197	$4.90	$5,865	971,178	+0.12%	plan?
Sep 30, 2016 JForm 4 →	Sep 30, 3:47 pm EDT	DETERMINE, INC.DTRM	12,129	$3.75	$45,484	1,141,754	—	plan?
Sep 29, 2016 PForm 4 →	Sep 30, 2:21 pm EDT	ID SYSTEMS INCIDSY	200	$4.90	$980	969,981	+0.02%	plan?
Sep 28, 2016 PForm 4 →	Sep 29, 2:41 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	410	$3.45	$1,415	2,463,095	+0.02%	plan?
Sep 27, 2016 SForm 4 →	Sep 29, 2:35 pm EDT	QUALSTAR CORPQBAK	10,000	$4.00	$40,000	84,018	−10.6%	plan?
Sep 26, 2016 PForm 4 →	Sep 27, 12:51 pm EDT	ID SYSTEMS INCIDSY	40,296	$4.92	$198,260	969,781	+4.34%	plan?
Sep 21, 2016 PForm 4 →	Sep 22, 2:31 pm EDT	ID SYSTEMS INCIDSY	804	$5.00	$4,020	929,485	+0.09%	plan?
Sep 21, 2016 PForm 4 →	Sep 22, 2:27 pm EDT	SPARK NETWORKS INCLOV	292,958	$1.55	$454,085	1,924,083	+18.0%	plan?
Sep 11, 2016 JForm 4 →	Sep 12, 2:17 pm EDT	DETERMINE, INC.DTRM	13,302	$5.70	$75,821	1,137,711	—	plan?
Sep 2, 2016 SForm 4 →	Sep 6, 12:38 pm EDT	QUALSTAR CORPQBAK	604	$3.79	$2,289	2,729	−18.1%	plan?
Aug 31, 2016 PForm 4 →	Sep 1, 2:37 pm EDT	SPARK NETWORKS INCLOV	568,072	$1.65	$937,527	1,260,199	+82.1%	plan?
Aug 31, 2016 PForm 4 →	Sep 1, 2:32 pm EDT	CAFEPRESS INC.PRSS	11,554	$2.97	$34,315	905,254	+1.29%	plan?
Aug 30, 2016 PForm 4 →	Aug 31, 12:43 pm EDT	SPARK NETWORKS INCLOV	6,055	$1.67	$10,108	1,241,813	+0.49%	plan?
Aug 29, 2016 PForm 4 →	Aug 30, 3:34 pm EDT	SPARK NETWORKS INCLOV	2,500	$1.60	$4,000	1,081,439	+0.23%	plan?
Aug 26, 2016 PForm 4 →	Aug 29, 3:16 pm EDT	SPARK NETWORKS INCLOV	200,300	$1.49	$298,447	1,078,939	+22.8%	plan?
Aug 22, 2016 PForm 4 →	Aug 23, 2:17 pm EDT	SPARK NETWORKS INCLOV	840,031	$1.55	$1,302,048	878,639	+2,176%	plan?
Aug 18, 2016 PForm 4 →	Aug 19, 3:19 pm EDT	CAFEPRESS INC.PRSS	600	$2.90	$1,740	861,850	+0.07%	plan?
Aug 17, 2016 PForm 4 →	Aug 18, 2:16 pm EDT	CAFEPRESS INC.PRSS	14,900	$2.90	$43,210	861,250	+1.76%	plan?
Aug 17, 2016 PForm 4 →	Aug 18, 2:12 pm EDT	ID SYSTEMS INCIDSY	43,046	$4.73	$203,565	127,618	+50.9%	plan?
Aug 12, 2016 SForm 4 →	Aug 15, 3:38 pm EDT	Capstone Therapeutics Corp.CAPS	16,000	$0.055	$880	5,828,968	−0.27%	plan?
Aug 1, 2016 SForm 4 →	Aug 2, 4:46 pm EDT	Capstone Therapeutics Corp.CAPS	80,000	$0.0608	$4,864	5,844,968	−1.35%	plan?
Jul 22, 2016 SForm 4 →	Jul 25, 2:42 pm EDT	QUALSTAR CORPQBAK	47,593	$5.56	$264,484	99,804	−32.3%	plan?
Jul 22, 2016 PForm 4 →	Jul 25, 2:36 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	1,100	$3.45	$3,795	7,498	+17.2%	plan?
Jul 21, 2016 PForm 4 →	Jul 22, 2:43 pm EDT	DETERMINE, INC.DTRM	18,746	$1.74	$32,618	211,351	+9.73%	plan?
Jul 20, 2016 PForm 4 →	Jul 21, 3:35 pm EDT	DETERMINE, INC.DTRM	25,000	$1.74	$43,500	192,605	+14.9%	plan?
Jul 20, 2016 SForm 4 →	Jul 21, 3:30 pm EDT	QUALSTAR CORPQBAK	11,119	$5.20	$57,819	147,397	−7.01%	plan?
Jul 19, 2016 SForm 4 →	Jul 20, 2:14 pm EDT	QUALSTAR CORPQBAK	1,300	$5.25	$6,825	158,516	−0.81%	plan?
Jul 19, 2016 PForm 4 →	Jul 20, 2:08 pm EDT	DETERMINE, INC.DTRM	1,220	$1.68	$2,054	167,605	+0.73%	plan?
Jul 18, 2016 PForm 4 →	Jul 19, 3:31 pm EDT	DETERMINE, INC.DTRM	802	$1.55	$1,243	166,385	+0.48%	plan?
Jul 14, 2016 PForm 4 →	Jul 18, 4:44 pm EDT	DETERMINE, INC.DTRM	45,799	$1.65	$75,498	701,340	+6.99%	plan?
Jul 14, 2016 SForm 4 →	Jul 18, 2:48 pm EDT	QUALSTAR CORPQBAK	24,988	$5.05	$126,187	159,816	−13.5%	plan?
Jul 12, 2016 PForm 4 →	Jul 13, 3:11 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	4,837	$3.45	$16,688	6,398	+310%	plan?
Jul 8, 2016 PForm 4 →	Jul 11, 3:38 pm EDT	SPARK NETWORKS INCLOV	413	$1.40	$578	1,073,348	+0.04%	plan?
Jul 7, 2016 PForm 4 →	Jul 8, 3:07 pm EDT	SPARK NETWORKS INCLOV	13,100	$1.40	$18,340	1,072,935	+1.24%	plan?
Jul 6, 2016 PForm 4 →	Jul 7, 2:49 pm EDT	SPARK NETWORKS INCLOV	49,612	$1.40	$69,457	1,059,835	+4.91%	plan?
Jun 30, 2016 JForm 4 →	Jul 1, 12:32 pm EDT	DETERMINE, INC.DTRM	12,000	$3.75	$45,000	661,550	—	plan?
Jun 29, 2016 PForm 4 →	Jun 30, 11:25 am EDT	SPARK NETWORKS INCLOV	18,813	$1.40	$26,338	1,010,223	+1.90%	plan?
Jun 28, 2016 PForm 4 →	Jun 30, 11:23 am EDT	CAFEPRESS INC.PRSS	33,500	$3.00	$100,585	846,350	+4.12%	plan?
Jun 27, 2016 PForm 4 →	Jun 28, 12:45 pm EDT	CAFEPRESS INC.PRSS	25,000	$3.00	$75,000	837,850	+3.08%	plan?
Jun 27, 2016 PForm 4 →	Jun 28, 12:40 pm EDT	SPARK NETWORKS INCLOV	11,011	$1.40	$15,415	991,410	+1.12%	plan?
Jun 24, 2016 PForm 4 →	Jun 27, 1:01 pm EDT	SPARK NETWORKS INCLOV	200	$1.40	$280	980,399	+0.02%	plan?
Jun 22, 2016 PForm 4 →	Jun 23, 3:02 pm EDT	ID SYSTEMS INCIDSY	500	$4.75	$2,375	84,572	+0.59%	plan?
Jun 21, 2016 PForm 4 →	Jun 22, 2:53 pm EDT	SPARK NETWORKS INCLOV	8,920	$1.50	$13,380	980,199	+0.92%	plan?
Jun 20, 2016 PForm 4 →	Jun 21, 3:51 pm EDT	SPARK NETWORKS INCLOV	31,880	$1.50	$47,820	971,279	+3.39%	plan?
Jun 17, 2016 PForm 4 →	Jun 20, 2:49 pm EDT	SPARK NETWORKS INCLOV	34,200	$1.50	$51,300	939,399	+3.78%	plan?
Jun 16, 2016 PForm 4 →	Jun 17, 2:43 pm EDT	CAFEPRESS INC.PRSS	21,800	$3.10	$67,580	812,850	+2.76%	plan?
Jun 15, 2016 PForm 4 →	Jun 16, 3:11 pm EDT	SPARK NETWORKS INCLOV	5,690	$1.40	$7,966	905,199	+0.63%	plan?
Jun 14, 2016 PForm 4 →	Jun 15, 3:17 pm EDT	CAFEPRESS INC.PRSS	2,600	$3.10	$8,060	791,050	+0.33%	plan?
Jun 14, 2016 PForm 4 →	Jun 15, 3:14 pm EDT	SPARK NETWORKS INCLOV	92,718	$1.50	$139,021	899,509	+11.5%	plan?
Jun 13, 2016 PForm 4 →	Jun 14, 4:27 pm EDT	CAFEPRESS INC.PRSS	25,600	$3.10	$79,360	788,450	+3.36%	plan?
Jun 13, 2016 PForm 4 →	Jun 14, 4:24 pm EDT	SPARK NETWORKS INCLOV	4,367	$1.50	$6,551	806,791	+0.54%	plan?
Jun 13, 2016 PForm 4 →	Jun 14, 4:21 pm EDT	ID SYSTEMS INCIDSY	4,972	$5.01	$24,910	84,072	+6.29%	plan?
Jun 11, 2016 JForm 4 →	Jun 13, 3:35 pm EDT	DETERMINE, INC.DTRM	13,302	$5.70	$75,821	657,550	—	plan?
Jun 10, 2016 PForm 4 →	Jun 13, 3:19 pm EDT	ID SYSTEMS INCIDSY	1,300	$5.00	$6,505	79,100	+1.67%	plan?
Jun 8, 2016 SForm 4 →	Jun 9, 12:25 pm EDT	Capstone Therapeutics Corp.CAPS	14,000	$0.08	$1,120	5,924,968	−0.24%	plan?
Jun 7, 2016 PForm 4 →	Jun 8, 2:41 pm EDT	ID SYSTEMS INCIDSY	100	$6.00	$600	77,800	+0.13%	plan?
Jun 6, 2016 GForm 4 →	Apr 13, 2017, 4:27 pm EDT	ITERIS, INC.ITI	17,300	—	—	0	—	plan? late
Jun 6, 2016 PForm 4 →	Jun 7, 2:19 pm EDT	ID SYSTEMS INCIDSY	2,700	$5.00	$13,500	77,700	+3.60%	plan?
Jun 1, 2016 PForm 4 →	Jun 2, 2:11 pm EDT	SPARK NETWORKS INCLOV	167,464	$1.50	$251,179	802,424	+26.4%	plan?
May 24, 2016 PForm 4 →	May 25, 2:28 pm EDT	CAFEPRESS INC.PRSS	18,700	$3.10	$57,951	762,850	+2.51%	plan?
May 23, 2016 PForm 4 →	May 24, 2:30 pm EDT	CAFEPRESS INC.PRSS	2,800	$3.10	$8,680	744,150	+0.38%	plan?
May 16, 2016 PForm 4 →	May 17, 3:11 pm EDT	SPARK NETWORKS INCLOV	20,303	$2.20	$44,667	634,960	+3.30%	plan?
May 13, 2016 PForm 4 →	May 16, 3:19 pm EDT	SPARK NETWORKS INCLOV	7,300	$2.20	$16,060	614,657	+1.20%	plan?
May 12, 2016 PForm 4 →	May 13, 3:28 pm EDT	SPARK NETWORKS INCLOV	158,898	$2.20	$349,576	815,742	+24.2%	plan?
May 12, 2016 PForm 4 →	May 13, 3:23 pm EDT	CAFEPRESS INC.PRSS	18,500	$3.10	$57,350	741,350	+2.56%	plan?
Apr 8, 2016 PForm 4 →	Apr 11, 2:08 pm EDT	LEARNING TREE INTERNATIONAL, INC.LTRE	1,000	$0.70	$700	1,496,100	+0.07%	plan?
Apr 8, 2016 PForm 4 →	Apr 11, 2:02 pm EDT	TRANS WORLD ENTERTAINMENT CORPTWMC	25,000	$3.75	$93,750	2,054,867	+1.23%	plan?
Apr 7, 2016 PForm 4 →	Apr 8, 12:14 pm EDT	LEARNING TREE INTERNATIONAL, INC.LTRE	7,000	$0.70	$4,900	1,495,100	+0.47%	plan?
Mar 31, 2016 JForm 4 →	Apr 1, 12:40 pm EDT	DETERMINE, INC.DTRM	12,000	$3.75	$45,000	653,116	—	plan?
Mar 11, 2016 JForm 4 →	Mar 14, 1:07 pm EDT	DETERMINE, INC.DTRM	13,155	$5.70	$74,984	649,116	—	plan?
Mar 8, 2016 PForm 4 →	Mar 10, 12:27 pm EST	ID SYSTEMS INCIDSY	100,000	$4.25	$425,000	657,335	+17.9%	plan?
Mar 7, 2016 SForm 4 →	Mar 8, 2:31 pm EST	STAMPS.COM INCSTMP	2,560	$123.11	$315,169	105,350	−2.37%	plan?
Mar 4, 2016 SForm 4 →	Mar 7, 3:04 pm EST	STAMPS.COM INCSTMP	6,825	$123.17	$840,615	105,874	−6.06%	plan?
Mar 3, 2016 PForm 4 →	Mar 7, 2:55 pm EST	ID SYSTEMS INCIDSY	56,900	$4.06	$230,766	557,335	+11.4%	plan?
Mar 1, 2016 SForm 4 →	Mar 3, 12:58 pm EST	STAMPS.COM INCSTMP	26,003	$121.31	$3,154,317	107,271	−19.5%	plan?
Feb 29, 2016 SForm 4 →	Mar 1, 2:13 pm EST	STAMPS.COM INCSTMP	14,000	$119.38	$1,671,278	112,593	−11.1%	plan?
Feb 26, 2016 SForm 4 →	Feb 29, 3:08 pm EST	STAMPS.COM INCSTMP	70,000	$117.26	$8,207,955	115,458	−37.7%	plan?
Feb 25, 2016 PForm 4 →	Feb 29, 3:01 pm EST	SPARK NETWORKS INCLOV	3,139	$3.20	$10,045	458,624	+0.69%	plan?
Feb 24, 2016 MForm 4 →	Feb 25, 12:52 pm EST	STAMPS.COM INCSTMP	25,000	$14.49	$362,300	215,542	—	plan?
Feb 23, 2016 PForm 4 →	Feb 24, 12:25 pm EST	ID SYSTEMS INCIDSY	53,300	$4.00	$213,200	508,735	+11.7%	plan?
Feb 22, 2016 PForm 4 →	Feb 23, 12:21 pm EST	ID SYSTEMS INCIDSY	52,597	$4.00	$210,492	458,738	+13.0%	plan?
Feb 22, 2016 PForm 4 →	Feb 23, 11:36 am EST	SPARK NETWORKS INCLOV	500	$3.20	$1,600	455,485	+0.11%	plan?
Feb 18, 2016 PForm 4 →	Feb 19, 12:59 pm EST	LEARNING TREE INTERNATIONAL, INC.LTRE	150,000	$0.60	$90,000	1,488,100	+11.2%	plan?
Feb 12, 2016 PForm 4 →	Feb 16, 3:19 pm EST	SPARK NETWORKS INCLOV	5,000	$3.20	$16,000	454,985	+1.11%	plan?
Feb 9, 2016 PForm 4 →	Feb 11, 2:20 pm EST	SPARK NETWORKS INCLOV	7,350	$3.20	$23,520	656,844	+1.13%	plan?
Feb 8, 2016 PForm 4 →	Feb 9, 2:33 pm EST	CAFEPRESS INC.PRSS	450	$3.10	$1,395	722,850	+0.06%	plan?
Feb 8, 2016 PForm 4 →	Feb 9, 2:29 pm EST	SPARK NETWORKS INCLOV	7,940	$3.25	$25,805	649,494	+1.24%	plan?
Feb 5, 2016 PForm 4 →	Feb 8, 2:21 pm EST	SPARK NETWORKS INCLOV	1,083	$3.25	$3,520	641,554	+0.17%	plan?
Feb 4, 2016 PForm 4 →	Feb 5, 12:18 pm EST	SPARK NETWORKS INCLOV	3,000	$3.25	$9,750	640,471	+0.47%	plan?
Feb 2, 2016 SForm 4 →	Feb 4, 2:39 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	1,200,000	$0.1306	$156,720	1,012,596	−54.2%	plan?
Feb 1, 2016 SForm 4 →	Feb 2, 3:31 pm EST	Gulf Coast Ultra Deep Royalty TrustGULTU	1,253,763	$0.13	$162,989	3,099,139	−28.8%	plan?
Jan 25, 2016 PForm 4 →	Jan 26, 3:15 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	18,199	$3.10	$56,417	45,491	+66.7%	plan?
Jan 20, 2016 PForm 4 →	Jan 21, 2:28 pm EST	TRANS WORLD ENTERTAINMENT CORPTWMC	27,292	$3.20	$87,334	27,292	—	plan?
Jan 20, 2016 PForm 4 →	Jan 21, 2:24 pm EST	SPARK NETWORKS INCLOV	94,300	$3.10	$292,330	94,300	—	plan?
Jan 20, 2016 PForm 4 →	Jan 21, 2:20 pm EST	CAFEPRESS INC.PRSS	5,100	$3.10	$15,810	19,700	+34.9%	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake
Dec 31, 2017 JForm 4 →	Jan 2, 2018, 1:02 pm EST	DETERMINE, INC.DTRM	83,417	—	—	113,200	—
Dec 11, 2017 JForm 4 →	Dec 13, 2:30 pm EST	DETERMINE, INC.DTRM	57,970	—	—	69,495	—
Sep 30, 2017 JForm 4 →	Oct 3, 2:46 pm EDT	DETERMINE, INC.DTRM	81,201	—	—	110,410	—
Sep 11, 2017 JForm 4 →	Sep 13, 1:52 pm EDT	DETERMINE, INC.DTRM	61,312	—	—	3,585	—
Aug 25, 2017 MForm 4 →	Aug 29, 11:55 am EDT	STAMPS.COM INCSTMP	15,000	—	—	0	—
Jun 30, 2017 JForm 4 →	Jun 30, 4:16 pm EDT	DETERMINE, INC.DTRM	78,209	—	—	15,377	—
Jun 21, 2017 MForm 4 →	Jun 23, 2:56 pm EDT	DETERMINE, INC.DTRM	973,183	—	—	132,015	—
Jun 14, 2017 AForm 4 →	Jun 15, 2:30 pm EDT	STAMPS.COM INCSTMP	5,000	—	—	30,000	—
Jun 11, 2017 JForm 4 →	Jun 12, 2:15 pm EDT	DETERMINE, INC.DTRM	79,641	—	—	13,488	—
Jun 1, 2017 JForm 4 →	Jun 5, 3:01 pm EDT	DETERMINE, INC.DTRM	20,834	—	—	10,417	—
Mar 31, 2017 JForm 4 →	Apr 4, 12:27 pm EDT	DETERMINE, INC.DTRM	75,340	—	—	10,124	—
Mar 11, 2017 JForm 4 →	Mar 13, 7:19 pm EDT	DETERMINE, INC.DTRM	76,030	—	—	4,446	—
Dec 31, 2016 JForm 4 →	Jan 4, 2017, 3:55 pm EST	DETERMINE, INC.DTRM	46,813	—	—	5,054	—
Dec 27, 2016 JPForm 4 →	Dec 29, 1:01 pm EST	DETERMINE, INC.DTRM	1,075,000	—	—	4,385	—
Jun 13, 2016 AForm 4 →	Jun 15, 2:47 pm EDT	STAMPS.COM INCSTMP	5,000	—	—	25,000	—
Feb 24, 2016 MForm 4 →	Feb 25, 12:52 pm EST	STAMPS.COM INCSTMP	25,000	—	—	0	—
Jan 15, 2016 XForm 4 →	Jan 19, 2:51 pm EST	Straight Path Communications Inc.STRP	8	—	—	0	—
Dec 16, 2015 PForm 4 →	Dec 18, 2:09 pm EST	DETERMINE, INC.DTRM	1,800,000	—	—	160,000	—
Jun 17, 2015 AForm 4 →	Jun 18, 3:58 pm EDT	STAMPS.COM INCSTMP	5,000	—	—	45,000	—
May 5, 2015 JForm 4 →	May 7, 4:01 pm EDT	SELECTICA INCSLTC	47,872	$47.00	$2,249,993	0	—
Feb 6, 2015 PForm 4 →	Feb 10, 6:20 pm EST	SELECTICA INCSLTC	3,287,233	$47.00	$2,249,993	175,439	—