SEC Form 4 · accession 0001209191-16-137743
ID SYSTEMS INC · IDSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd I Miller III
10% Owner
Period of report
Aug 17, 2016
Accepted (ET)
Aug 18, 2016 · 2:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000049615
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 17, 2016 | P | 43,046 | $4.729 | A | 127,618 | I | By Milfam I L.P. |
| Common StockF2 | holding | — | — | — | 928,681 | I | By Milfam II L.P. | |
| Common StockF2 | holding | — | — | — | 7,900 | I | By Lloyd I. Miller, Co-Trustee GST Lloyd A. Crider | |
| Common StockF2,F3 | holding | — | — | — | 10,000 | I | See Footnote no. 3 | |
| Common StockF2 | holding | — | — | — | 20,500 | I | By Lloyd I. Miller, III, Trustee GST Catherine C. Miller | |
| Common StockF2 | holding | — | — | — | 20,500 | I | By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller | |
| Common StockF2 | holding | — | — | — | 20,500 | I | By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller | |
| Common Stock | holding | — | — | — | 83,307 | D | ||
| Common StockF2 | holding | — | — | — | 24,600 | I | By Milfam LLC | |
| Common StockF2 | holding | — | — | — | 657,335 | I | By Trust A-4 - Lloyd I. Miller | |
| Common StockF2 | holding | — | — | — | 9,000 | I | By Lloyd Miller Dynasty Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually paid ranged from $4.70 to $4.75 per share. The reporting person will provide the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
- F3By Lloyd I. Miller, III, co-trustee with Kimberly S. Miller f/b/o Lloyd I. Miller IV and Alexandra B. Miller