| Nov 18, 2016 MForm 4 → | Nov 22, 2:31 pm EST | Sarah G SmithPrincipal Accounting Officer | 9,028 | — | — | 0 | — | |
| Nov 18, 2016 MForm 4 → | Nov 22, 2:27 pm EST | Lloyd C BlankfeinChairman of the Board and CEO, Director | 104,614 | — | — | 0 | — | |
| Nov 16, 2016 MForm 4 → | Nov 17, 5:26 pm EST | Lloyd C BlankfeinChairman of the Board and CEO, Director | 104,614 | — | — | 104,614 | — | |
| Nov 15, 2016 MForm 4 → | Nov 17, 5:32 pm EST | Sarah G SmithPrincipal Accounting Officer | 18,056 | — | — | 9,028 | — | |
| Nov 15, 2016 MForm 4 → | Nov 17, 5:16 pm EST | David A ViniarDirector | 39,184 | — | — | 0 | — | |
| Nov 15, 2016 MForm 4 → | Nov 17, 5:11 pm EST | Gregory K PalmExecutive VP - General Counsel | 65,116 | — | — | 0 | — | |
| Nov 14, 2016 MForm 4 → | Nov 16, 4:16 pm EST | Alan M CohenEVP, Global Head of Compliance | 29,084 | — | — | 0 | — | |
| Nov 14, 2016 MForm 4 → | Nov 15, 5:58 pm EST | Gary D CohnPresident and COO, Director | 205,228 | — | — | 0 | — | |
| Nov 11, 2016 MForm 4 → | Nov 15, 5:51 pm EST | John F.W. RogersEVP-Chief of Staff & Secretary | 93,136 | — | — | 0 | — | |
| Nov 11, 2016 MForm 4 → | Nov 15, 5:51 pm EST | John F.W. RogersEVP-Chief of Staff & Secretary | 93,136 | — | — | 0 | — | |
| Nov 11, 2016 MForm 4 → | Nov 15, 5:49 pm EST | David A ViniarDirector | 114,000 | — | — | 39,184 | — | |
| Nov 11, 2016 MForm 4 → | Nov 15, 5:47 pm EST | Michael S SherwoodVice Chairman | 201,224 | — | — | 0 | — | |
| Jan 26, 2016 MForm 4 → | Jan 28, 3:23 pm EST | David A ViniarDirector | 28,379 | — | — | 0 | — | |
| Jan 26, 2016 MForm 4 → | Jan 28, 3:05 pm EST | Sarah G SmithPrincipal Accounting Officer | 32,961 | — | — | 0 | — | |
| Jan 26, 2016 MForm 4 → | Jan 28, 3:04 pm EST | John F.W. RogersEVP-Chief of Staff & Secretary | 27,151 | — | — | 0 | — | |
| Jan 26, 2016 MForm 4 → | Jan 28, 3:03 pm EST | Gregory K PalmExecutive VP - General Counsel | 27,965 | — | — | 0 | — | |
| Jan 26, 2016 MForm 4 → | Jan 28, 3:02 pm EST | Edith W CooperEVP, Global Head of HCM | 23,598 | — | — | 0 | — | |
| Jan 26, 2016 MForm 4 → | Jan 28, 3:00 pm EST | Michael S SherwoodVice Chairman | 77,276 | — | — | 0 | — | |
| Jan 26, 2016 MForm 4 → | Jan 28, 2:59 pm EST | Mark SchwartzVice Chairman | 55,874 | — | — | 0 | — | |
| Jan 26, 2016 MForm 4 → | Jan 28, 2:58 pm EST | Harvey M SchwartzExecutive Vice President - CFO | 77,211 | — | — | 0 | — | |
| Jan 26, 2016 MForm 4 → | Jan 28, 2:57 pm EST | Gary D CohnPresident and COO, Director | 68,004 | — | — | 0 | — | |
| Jan 26, 2016 MForm 4 → | Jan 28, 2:55 pm EST | Alan M CohenEVP, Global Head of Compliance | 22,889 | — | — | 0 | — | |
| Jan 26, 2016 MForm 4 → | Jan 28, 2:54 pm EST | Lloyd C BlankfeinChairman of the Board and CEO, Director | 74,832 | — | — | 0 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 4:35 pm EST | Marius O WinkelmanDirector | 3,793 | — | — | 4,031 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 4:35 pm EST | David A ViniarDirector | 3,298 | — | — | 8,895 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 4:35 pm EST | Mark TuckerDirector | 3,793 | — | — | 11,109 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 4:34 pm EST | Debora L SparDirector | 3,298 | — | — | 13,990 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 4:34 pm EST | Peter OppenheimerDirector | 3,958 | — | — | 6,759 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 4:34 pm EST | Adebayo O. OgunlesiDirector | 3,958 | — | — | 11,812 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 4:33 pm EST | Lakshmi N MittalDirector | 3,793 | — | — | 22,593 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 4:33 pm EST | James A JohnsonDirector | 3,958 | — | — | 39,717 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 4:33 pm EST | William W GeorgeDirector | 3,793 | — | — | 41,388 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 4:32 pm EST | Mark A. FlahertyDirector | 3,298 | — | — | 3,536 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 4:32 pm EST | M Michele BurnsDirector | 3,298 | — | — | 13,587 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 2:16 pm EST | Sarah G SmithPrincipal Accounting Officer | 33,828 | — | — | 33,828 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 2:15 pm EST | John F.W. RogersEVP-Chief of Staff & Secretary | 35,807 | — | — | 35,807 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 2:14 pm EST | Gregory K PalmExecutive VP - General Counsel | 31,850 | — | — | 31,850 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 2:14 pm EST | Edith W CooperEVP, Global Head of HCM | 24,531 | — | — | 24,531 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 2:13 pm EST | Alan M CohenEVP, Global Head of Compliance | 24,531 | — | — | 24,531 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 2:13 pm EST | Michael S SherwoodVice Chairman | 88,396 | — | — | 88,396 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 2:12 pm EST | Mark SchwartzVice Chairman | 74,547 | — | — | 74,547 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 2:11 pm EST | Harvey M SchwartzExecutive Vice President - CFO | 44,198 | — | — | 44,198 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 2:11 pm EST | Gary D CohnPresident and COO, Director | 44,198 | — | — | 44,198 | — | |
| Jan 21, 2016 AForm 4 → | Jan 22, 2:10 pm EST | Lloyd C BlankfeinChairman of the Board and CEO, Director | 48,467 | — | — | 48,467 | — | |
| Nov 23, 2015 MForm 4 → | Nov 25, 6:44 pm EST | Gregory K PalmExecutive VP - General Counsel | 31,103 | — | — | 0 | — | |
| Nov 23, 2015 MForm 4 → | Nov 25, 6:44 pm EST | Gary D CohnPresident and COO, Director | 39,290 | — | — | 0 | — | |
| Nov 23, 2015 MForm 4 → | Nov 25, 6:43 pm EST | Lloyd C BlankfeinChairman of the Board and CEO, Director | 5,250 | — | — | 0 | — | |
| Jul 20, 2015 MForm 4 → | Jul 22, 4:02 pm EDT | Michael S SherwoodVice Chairman | 10,439 | — | — | 0 | — | |
| Jul 17, 2015 MForm 4 → | Jul 21, 2:04 pm EDT | Harvey M SchwartzExecutive Vice President - CFO | 120,318 | — | — | 0 | — | |
| Jun 18, 2015 MForm 4 → | Jun 19, 5:50 pm EDT | Gary D CohnPresident and COO, Director | 24,163 | — | — | 39,290 | — | |
| Jun 18, 2015 MForm 4 → | Jun 19, 5:50 pm EDT | Lloyd C BlankfeinChairman of the Board and CEO, Director | 104,186 | — | — | 5,250 | — | |
| Jun 10, 2015 MForm 4 → | Jun 12, 2:02 pm EDT | Gary D CohnPresident and COO, Director | 38,072 | — | — | 63,453 | — | |
| May 22, 2015 MForm 4 → | May 27, 2:00 pm EDT | Gary D CohnPresident and COO, Director | 50,765 | — | — | 101,525 | — | |
| May 18, 2015 MForm 4 → | May 20, 9:30 pm EDT | Lloyd C BlankfeinChairman of the Board and CEO, Director | 109,436 | — | — | 109,436 | — | |
| May 18, 2015 MForm 4 → | May 20, 9:28 pm EDT | Gary D CohnPresident and COO, Director | 50,763 | — | — | 152,290 | — | |
| May 18, 2015 MForm 4 → | May 20, 9:26 pm EDT | Gregory K PalmExecutive VP - General Counsel | 15,552 | — | — | 31,103 | — | |
| May 14, 2015 MForm 4 → | May 15, 4:17 pm EDT | Gary D CohnPresident and COO, Director | 50,763 | — | — | 203,053 | — | |
| May 5, 2015 MForm 4 → | May 7, 2:18 pm EDT | John S WeinbergVice Chairman | 25,699 | — | — | 0 | — | |
| Apr 23, 2015 MForm 4 → | Apr 27, 2:00 pm EDT | John S WeinbergVice Chairman | 91,381 | — | — | 25,699 | — | |
| Apr 20, 2015 MForm 4 → | Apr 21, 4:16 pm EDT | Michael S SherwoodVice Chairman | 75,392 | — | — | 0 | — | |
| Apr 17, 2015 MForm 4 → | Apr 21, 4:15 pm EDT | Harvey M SchwartzExecutive Vice President - CFO | 91,285 | — | — | 120,318 | — | |
| Feb 24, 2015 MForm 4 → | Feb 26, 2:07 pm EST | Michael S SherwoodVice Chairman | 70,000 | — | — | 75,392 | — | |
| Feb 11, 2015 MForm 4 → | Feb 13, 2:16 pm EST | Michael S SherwoodVice Chairman | 75,000 | — | — | 145,392 | — | |
| Jan 27, 2015 MForm 4 → | Jan 29, 4:36 pm EST | David A ViniarDirector | 48,947 | — | — | 0 | — | |
| Jan 27, 2015 MForm 4 → | Jan 29, 4:36 pm EST | John S WeinbergVice Chairman | 67,336 | — | — | 0 | — | |
| Jan 27, 2015 MForm 4 → | Jan 29, 4:36 pm EST | Sarah G SmithPrincipal Accounting Officer | 26,495 | — | — | 0 | — | |
| Jan 27, 2015 MForm 4 → | Jan 29, 4:36 pm EST | John F.W. RogersEVP-Chief of Staff & Secretary | 22,656 | — | — | 0 | — | |
| Jan 27, 2015 MForm 4 → | Jan 29, 4:36 pm EST | Gregory K PalmExecutive VP - General Counsel | 24,019 | — | — | 0 | — | |
| Jan 27, 2015 MForm 4 → | Jan 29, 4:35 pm EST | Edith W CooperEVP, Global Head of HCM | 20,924 | — | — | 0 | — | |
| Jan 27, 2015 MForm 4 → | Jan 29, 4:35 pm EST | Alan M CohenEVP, Global Head of Compliance | 19,774 | — | — | 0 | — | |
| Jan 27, 2015 MForm 4 → | Jan 29, 4:35 pm EST | Michael S SherwoodVice Chairman | 68,831 | — | — | 0 | — | |
| Jan 27, 2015 MForm 4 → | Jan 29, 4:34 pm EST | Mark SchwartzVice Chairman | 34,175 | — | — | 0 | — | |
| Jan 27, 2015 MForm 4 → | Jan 29, 4:34 pm EST | Harvey M SchwartzExecutive Vice President - CFO | 77,558 | — | — | 0 | — | |
| Jan 27, 2015 MForm 4 → | Jan 29, 4:34 pm EST | Gary D CohnPresident and COO, Director | 75,824 | — | — | 0 | — | |
| Jan 27, 2015 MForm 4 → | Jan 29, 4:34 pm EST | Lloyd C BlankfeinChairman of the Board and CEO, Director | 81,482 | — | — | 0 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:47 pm EST | Marius O WinkelmanDirector | 238 | — | — | 238 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:46 pm EST | David A ViniarDirector | 2,847 | — | — | 5,597 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:46 pm EST | Mark TuckerDirector | 3,275 | — | — | 7,316 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:46 pm EST | Debora L SparDirector | 2,847 | — | — | 10,692 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:45 pm EST | Peter OppenheimerDirector | 2,801 | — | — | 2,801 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:45 pm EST | Adebayo O. OgunlesiDirector | 3,418 | — | — | 7,854 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:45 pm EST | Lakshmi N MittalDirector | 3,275 | — | — | 18,800 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:44 pm EST | James A JohnsonDirector | 3,418 | — | — | 35,759 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:44 pm EST | William W GeorgeDirector | 3,418 | — | — | 37,595 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:44 pm EST | Mark A. FlahertyDirector | 238 | — | — | 238 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:44 pm EST | Claes DahlbackDirector | 3,275 | — | — | 36,692 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:43 pm EST | M Michele BurnsDirector | 2,847 | — | — | 10,289 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:42 pm EST | Sarah G SmithPrincipal Accounting Officer | 29,445 | — | — | 29,445 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:42 pm EST | John S WeinbergVice Chairman | 63,202 | — | — | 63,202 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:41 pm EST | John F.W. RogersEVP-Chief of Staff & Secretary | 27,501 | — | — | 27,501 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:41 pm EST | Gregory K PalmExecutive VP - General Counsel | 26,647 | — | — | 26,647 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:41 pm EST | Edith W CooperEVP, Global Head of HCM | 22,035 | — | — | 22,035 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:41 pm EST | Alan M CohenEVP, Global Head of Compliance | 22,035 | — | — | 22,035 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:40 pm EST | Michael S SherwoodVice Chairman | 88,663 | — | — | 88,663 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:39 pm EST | Mark SchwartzVice Chairman | 65,099 | — | — | 65,099 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:39 pm EST | Harvey M SchwartzExecutive Vice President - CFO | 38,244 | — | — | 38,244 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:38 pm EST | Gary D CohnPresident and COO, Director | 38,244 | — | — | 38,244 | — | |
| Jan 20, 2015 AForm 4 → | Jan 22, 4:37 pm EST | Lloyd C BlankfeinChairman of the Board and CEO, Director | 41,755 | — | — | 41,755 | — | |