Company · CIK 0000831547 · SIC 2834 — Pharmaceutical Preparations
SPECTRUM PHARMACEUTICALS INC · SPPI
Insider activity reported against this company. All insider holders · Files at: CASI. On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2019 SForm 4 → | Feb 22, 4:31 pm EST | Anthony E Maida IIIDirector | 5,500 | $11.63 | $63,965 | 32,988 | −14.3% | plan? |
| Feb 21, 2019 MForm 4 → | Feb 22, 4:31 pm EST | Anthony E Maida IIIDirector | 5,500 | $5.05 | $27,775 | 38,488 | — | plan? |
| Feb 20, 2019 SForm 4 → | Feb 20, 5:38 pm EST | Thomas J RigaEVP, COO & CCO | 2,285 | $11.47 | $26,218 | 278,808 | −0.81% | plan? |
| Feb 18, 2019 AForm 4 → | Feb 20, 5:49 pm EST | Joseph W. TurgeonCEO & President, Director | 75,000 | — | — | 483,541 | — | plan? |
| Feb 18, 2019 AForm 4 → | Feb 20, 5:48 pm EST | Keith M McGahanSVP and Chief Legal Officer | 40,000 | — | — | 143,577 | — | plan? |
| Feb 18, 2019 AForm 4 → | Feb 20, 5:46 pm EST | Kurt A GustafsonEVP & Chief Financial Officer | 40,000 | — | — | 256,896 | — | plan? |
| Feb 18, 2019 AForm 4 → | Feb 20, 5:38 pm EST | Thomas J RigaEVP, COO & CCO | 50,000 | — | — | 281,083 | — | plan? |
| Feb 7, 2019 SForm 4 → | Feb 8, 5:28 pm EST | Keith M McGahanSVP and Chief Legal Officer | 2,496 | $11.03 | $27,541 | 103,577 | −2.35% | plan? |
| Jan 24, 2019 SForm 4 → | Jan 25, 9:27 pm EST | Anthony E Maida IIIDirector | 7,250 | $10.37 | $75,182 | 32,988 | −18.0% | plan? |
| Jan 24, 2019 MForm 4 → | Jan 25, 9:27 pm EST | Anthony E Maida IIIDirector | 7,250 | $4.81 | $34,861 | 38,688 | — | plan? |
| Jan 22, 2019 SForm 4 → | Jan 24, 8:05 pm EST | Dolatrai VyasDirector | 6,010 | $10.62 | $63,826 | 41,069 | −12.8% | plan? |
| Jan 16, 2019 SForm 4 → | Jan 18, 6:02 pm EST | Joseph W. TurgeonCEO & President, Director | 5,091 | $10.44 | $53,135 | 408,541 | −1.23% | plan? |
| Jan 16, 2019 SForm 4 → | Jan 18, 6:02 pm EST | Thomas J RigaEVP, COO & CCO | 10,499 | $10.44 | $109,578 | 231,083 | −4.35% | plan? |
| Jan 16, 2019 SForm 4 → | Jan 18, 5:59 pm EST | Kurt A GustafsonEVP & Chief Financial Officer | 3,207 | $10.44 | $33,471 | 216,896 | −1.46% | plan? |
| Jan 11, 2019 SForm 4 → | Jan 11, 6:44 pm EST | Joseph W. TurgeonCEO & President, Director | 36,311 | $10.87 | $394,810 | 413,632 | −8.07% | plan? |
| Jan 11, 2019 SForm 4 → | Jan 11, 6:27 pm EST | Kurt A GustafsonEVP & Chief Financial Officer | 33,692 | $10.87 | $366,333 | 220,103 | −13.3% | plan? |
| Jan 9, 2019 AForm 4 → | Jan 11, 6:44 pm EST | Joseph W. TurgeonCEO & President, Director | 133,434 | — | — | 449,943 | — | plan? |
| Jan 9, 2019 AForm 4 → | Jan 11, 6:27 pm EST | Kurt A GustafsonEVP & Chief Financial Officer | 100,326 | — | — | 253,795 | — | plan? |
| Jan 7, 2019 SForm 4 → | Jan 8, 5:56 pm EST | Anthony E Maida IIIDirector | 7,250 | $10.00 | $72,500 | 32,988 | −18.0% | plan? |
| Jan 7, 2019 MForm 4 → | Jan 8, 5:56 pm EST | Anthony E Maida IIIDirector | 7,250 | $3.92 | $28,420 | 40,238 | — | plan? |
| Dec 6, 2018 SForm 4 → | Dec 7, 5:26 pm EST | Anthony E Maida IIIDirector | 7,250 | $12.60 | $91,350 | 32,988 | −18.0% | plan? |
| Dec 6, 2018 MForm 4 → | Dec 7, 5:26 pm EST | Anthony E Maida IIIDirector | 7,250 | $3.92 | $28,420 | 40,238 | — | plan? |
| Nov 30, 2018 AForm 4 → | Dec 3, 8:20 pm EST | Jeff L VacircaDirector | 6,667 | — | — | 16,967 | — | plan? |
| Nov 30, 2018 AForm 4 → | Dec 3, 7:54 pm EST | William AshtonDirector | 3,333 | — | — | 13,333 | — | plan? |
| Nov 8, 2018 SForm 4 → | Nov 9, 6:50 pm EST | Anthony E Maida IIIDirector | 7,250 | $13.07 | $94,758 | 32,988 | −18.0% | plan? |
| Nov 8, 2018 MForm 4 → | Nov 9, 6:50 pm EST | Anthony E Maida IIIDirector | 7,250 | $3.92 | $28,420 | 40,238 | — | plan? |
| Oct 9, 2018 SForm 4 → | Oct 11, 8:06 pm EDT | Gilles GagnonDirector | 10,000 | $15.33 | $153,349 | 72,500 | −12.1% | plan? |
| Aug 8, 2018 SForm 4 → | Aug 9, 5:00 pm EDT | Keith M McGahanSVP and Chief Legal Officer | 437 | $20.96 | $9,160 | 105,993 | −0.41% | plan? |
| Jun 25, 2018 SForm 4 → | Jun 26, 1:31 pm EDT | Thomas J RigaEVP, COO & CCO | 235 | $18.76 | $4,408 | 240,263 | −0.10% | plan? |
| Jun 18, 2018 AForm 4 → | Jun 19, 7:26 pm EDT | Dolatrai VyasDirector | 10,000 | — | — | 47,079 | — | plan? |
| Jun 18, 2018 AForm 4 → | Jun 19, 7:18 pm EDT | Gilles GagnonDirector | 10,000 | — | — | 82,500 | — | plan? |
| Jun 18, 2018 AForm 4 → | Jun 19, 6:46 pm EDT | Anthony E Maida IIIDirector | 10,000 | — | — | 32,988 | — | plan? |
| Jun 18, 2018 AForm 4 → | Jun 19, 6:35 pm EDT | Stuart Mitchell KrassnerDirector | 10,000 | — | — | 67,944 | — | plan? |
| Jun 18, 2018 AForm 4 → | Jun 19, 6:28 pm EDT | William AshtonDirector | 10,000 | — | — | 10,000 | — | plan? |
| Jun 18, 2018 AForm 4 → | Jun 19, 6:15 pm EDT | Raymond W CohenDirector | 10,000 | — | — | 38,850 | — | plan? |
| Jun 18, 2018 AForm 4 → | Jun 19, 5:54 pm EDT | Bernice R WellesDirector | 10,000 | — | — | 10,000 | — | plan? |
| Jun 18, 2018 AForm 4 → | Jun 19, 5:34 pm EDT | Keith M McGahanSVP and Chief Legal Officer | 45,000 | — | — | 106,393 | — | plan? |
| May 22, 2018 MForm 4 → | May 22, 4:52 pm EDT | Luigi Lenaz M.D.Director | 40,000 | $1.47 | $58,800 | 109,077 | — | plan? |
| May 17, 2018 SForm 4 → | May 18, 5:26 pm EDT | Stuart Mitchell KrassnerDirector | 21,113 | $18.94 | $399,880 | 57,944 | −26.7% | plan? |
| May 17, 2018 GMForm 4 → | May 17, 6:38 pm EDT | Rajesh C Shrotriya M.D.Director | 1,088,778 | $1.46 | $529,001 | 978,889 | — | plan? |
| May 14, 2018 SForm 4 → | May 15, 7:03 pm EDT | Raymond W CohenDirector | 9,275 | $18.32 | $169,918 | 28,850 | −24.3% | plan? |
| May 14, 2018 SForm 4 → | May 14, 4:17 pm EDT | Thomas J RigaEVP, COO & CCO | 3,290 | $18.10 | $59,552 | 240,498 | −1.35% | plan? |
| May 10, 2018 SForm 4 → | May 14, 3:59 pm EDT | Rajesh C Shrotriya M.D.Director | 84,014 | $17.64 | $1,481,777 | 615,963 | −12.0% | plan? |
| May 7, 2018 SForm 4 → | May 9, 4:02 pm EDT | Rajesh C Shrotriya M.D.Director | 90,000 | $16.10 | $1,449,000 | 699,977 | −11.4% | plan? |
| May 2, 2018 SForm 4 → | May 4, 3:37 pm EDT | Rajesh C Shrotriya M.D.Director | 90,000 | $16.28 | $1,465,200 | 789,977 | −10.2% | plan? |
| Apr 27, 2018 SForm 4 → | May 1, 5:55 pm EDT | Rajesh C Shrotriya M.D.Director | 90,000 | $16.43 | $1,479,000 | 879,977 | −9.28% | plan? |
| Apr 24, 2018 SForm 4 → | Apr 26, 6:39 pm EDT | Rajesh C Shrotriya M.D.Director | 90,000 | $17.54 | $1,578,900 | 969,977 | −8.49% | plan? |
| Apr 19, 2018 SForm 4 → | Apr 23, 9:53 pm EDT | Rajesh C Shrotriya M.D.Director | 90,000 | $18.74 | $1,686,600 | 1,059,977 | −7.83% | plan? |
| Apr 17, 2018 SForm 4 → | Apr 18, 4:40 pm EDT | Joseph W. TurgeonCEO & President, Director | 11,565 | $19.00 | $219,751 | 316,509 | −3.53% | plan? |
| Apr 16, 2018 SForm 4 → | Apr 18, 4:38 pm EDT | Rajesh C Shrotriya M.D.Director | 90,000 | $19.00 | $1,709,700 | 1,149,977 | −7.26% | plan? |
| Apr 16, 2018 SForm 4 → | Apr 17, 7:04 pm EDT | Thomas J RigaEVP, COO & CCO | 5,740 | $18.75 | $107,603 | 243,854 | −2.30% | plan? |
| Apr 11, 2018 SForm 4 → | Apr 13, 5:07 pm EDT | Rajesh C Shrotriya M.D.Director | 90,000 | $20.32 | $1,828,500 | 1,239,977 | −6.77% | plan? |
| Apr 6, 2018 SForm 4 → | Apr 10, 8:41 pm EDT | Rajesh C Shrotriya M.D.Director | 45,986 | $16.79 | $772,113 | 1,329,977 | −3.34% | plan? |
| Apr 3, 2018 SForm 4 → | Apr 5, 4:00 pm EDT | Rajesh C Shrotriya M.D.Director | 90,000 | $15.16 | $1,364,400 | 1,375,963 | −6.14% | plan? |
| Apr 2, 2018 SForm 4 → | Apr 2, 5:30 pm EDT | Thomas J RigaChief Operating Officer | 1,948 | $15.58 | $30,350 | 256,452 | −0.75% | plan? |
| Mar 29, 2018 SForm 4 → | Apr 2, 5:43 pm EDT | Rajesh C Shrotriya M.D.Director | 60,000 | $15.90 | $953,700 | 1,465,963 | −3.93% | plan? |
| Mar 28, 2018 SForm 4 → | Mar 28, 5:12 pm EDT | Joseph W. TurgeonCEO & President, Director | 4,810 | $16.40 | $78,884 | 328,074 | −1.44% | plan? |
| Mar 28, 2018 SForm 4 → | Mar 28, 5:05 pm EDT | Kurt A GustafsonEVP & Chief Financial Officer | 4,350 | $16.35 | $71,123 | 187,193 | −2.27% | plan? |
| Mar 26, 2018 SForm 4 → | Mar 28, 4:38 pm EDT | Rajesh C Shrotriya M.D.Director | 90,000 | $16.88 | $1,518,900 | 1,525,963 | −5.57% | plan? |
| Mar 26, 2018 SForm 4 → | Mar 27, 6:45 pm EDT | Thomas J RigaChief Operating Officer | 220 | $17.41 | $3,830 | 251,476 | −0.09% | plan? |
| Mar 26, 2018 SForm 4 → | Mar 27, 6:33 pm EDT | Kurt A GustafsonEVP & Chief Financial Officer | 1,300 | $17.38 | $22,594 | 191,543 | −0.67% | plan? |
| Mar 22, 2018 SForm 4 → | Mar 23, 6:43 pm EDT | Joseph W. TurgeonCEO & President, Director | 3,100 | $18.17 | $56,327 | 332,884 | −0.92% | plan? |
| Mar 22, 2018 SForm 4 → | Mar 23, 6:36 pm EDT | Kurt A GustafsonEVP & Chief Financial Officer | 2,640 | $18.13 | $47,868 | 192,843 | −1.35% | plan? |
| Mar 21, 2018 SForm 4 → | Mar 23, 6:46 pm EDT | Stuart Mitchell KrassnerDirector | 4,200 | $18.64 | $78,278 | 79,057 | −5.04% | plan? |
| Mar 21, 2018 MForm 4 → | Mar 23, 6:46 pm EDT | Stuart Mitchell KrassnerDirector | 30,000 | $2.55 | $76,500 | 83,257 | — | plan? |
| Mar 9, 2018 MForm 4 → | Mar 12, 6:05 pm EDT | Rajesh C Shrotriya M.D.Director | 500,000 | $2.55 | $1,275,000 | 1,787,542 | — | plan? |
| Jan 15, 2018 AForm 4 → | Jan 19, 5:36 pm EST | Thomas J RigaChief Operating Officer | 100,000 | — | — | 251,696 | — | plan? late |
| Jan 15, 2018 AForm 4 → | Jan 19, 5:24 pm EST | Joseph W. TurgeonCEO & President, Director | 38,889 | — | — | 335,984 | — | plan? late |
| Jan 15, 2018 AForm 4 → | Jan 19, 4:21 pm EST | Kurt A GustafsonEVP & Chief Financial Officer | 19,445 | — | — | 195,483 | — | plan? late |
| Jan 9, 2018 FMForm 4 → | Jan 11, 9:27 pm EST | Rajesh C Shrotriya M.D.Director | 8,699,878 | $11.80 | $102,621,085 | 3,488,337 | — | plan? |
| Nov 30, 2017 FGMForm 4 → | Dec 4, 7:42 pm EST | Rajesh C Shrotriya M.D.Chairman & CEO, Director | 171,877 | $9.80 | $1,683,538 | 1,829,047 | — | plan? |
| Jul 17, 2017 FMForm 4 → | Jul 18, 6:02 pm EDT | Anthony E Maida IIIDirector | 29,187 | $7.21 | $210,328 | 22,988 | — | plan? |
| Jul 17, 2017 FMForm 4 → | Jul 18, 6:00 pm EDT | Stuart Mitchell KrassnerDirector | 29,187 | $7.21 | $210,328 | 53,257 | — | plan? |
| Jun 27, 2017 FForm 4 → | Jun 29, 6:41 pm EDT | Dolatrai VyasDirector | 792 | $7.54 | $5,972 | 37,079 | — | plan? |
| Jun 27, 2017 FForm 4 → | Jun 29, 6:40 pm EDT | Luigi Lenaz M.D.Director | 625 | $7.54 | $4,713 | 69,077 | — | plan? |
| Jun 27, 2017 FForm 4 → | Jun 29, 6:39 pm EDT | Anthony E Maida IIIDirector | 880 | $7.54 | $6,635 | 22,175 | — | plan? |
| Jun 27, 2017 FForm 4 → | Jun 29, 6:38 pm EDT | Stuart Mitchell KrassnerDirector | 880 | $7.54 | $6,635 | 52,444 | — | plan? |
| Jun 27, 2017 FForm 4 → | Jun 29, 6:36 pm EDT | Raymond W CohenDirector | 625 | $7.54 | $4,713 | 43,125 | — | plan? |
| Jun 13, 2017 AFForm 4 → | Jun 15, 5:12 pm EDT | Dolatrai VyasDirector | 13,170 | $6.48 | $20,542 | 37,871 | — | plan? |
| Jun 13, 2017 AFForm 4 → | Jun 15, 5:10 pm EDT | Luigi Lenaz M.D.Director | 12,500 | $6.48 | $16,200 | 69,702 | — | plan? |
| Jun 13, 2017 AFForm 4 → | Jun 15, 4:56 pm EDT | Anthony E Maida IIIDirector | 13,523 | $6.48 | $22,829 | 23,055 | — | plan? |
| Jun 13, 2017 AFForm 4 → | Jun 15, 4:53 pm EDT | Stuart Mitchell KrassnerDirector | 13,523 | $6.48 | $22,829 | 53,324 | — | plan? |
| Jun 13, 2017 AFForm 4 → | Jun 15, 4:52 pm EDT | Gilles GagnonDirector | 12,500 | $6.48 | $16,200 | 82,500 | — | plan? |
| Jun 13, 2017 AFForm 4 → | Jun 15, 4:49 pm EDT | Raymond W CohenDirector | 12,500 | $6.48 | $16,200 | 43,750 | — | plan? |
| Jun 3, 2017 FForm 4 → | Jun 5, 7:18 pm EDT | Kurt A GustafsonEVP & Chief Financial Officer | 9,395 | $5.96 | $55,994 | 171,393 | — | plan? |
| May 18, 2017 AGForm 4 → | Jan 19, 2018, 6:05 pm EST | Rajesh C Shrotriya M.D.Director | 222,857 | — | — | 67,144 | — | plan? late |
| Apr 17, 2017 FForm 4 → | Apr 19, 4:24 pm EDT | Joseph W. TurgeonPresident & COO | 8,205 | $6.32 | $51,856 | 297,095 | — | plan? |
| Mar 28, 2017 AFForm 4 → | Mar 30, 6:52 pm EDT | Kurt A GustafsonEVP & Chief Financial Officer | 54,876 | $6.69 | $31,530 | 180,788 | — | plan? |
| Mar 28, 2017 AFForm 4 → | Mar 30, 6:51 pm EDT | Joseph W. TurgeonPresident & COO | 71,279 | $6.69 | $30,520 | 305,300 | — | plan? |
| Mar 28, 2017 AFForm 4 → | Mar 30, 6:50 pm EDT | Rajesh C Shrotriya M.D.Chairman & CEO, Director, 10% Owner | 107,186 | $6.69 | $45,893 | 1,876,713 | — | plan? |
| Mar 25, 2017 FForm 4 → | Mar 28, 8:02 pm EDT | Kurt A GustafsonEVP & Chief Financial Officer | 1,410 | $6.61 | $9,320 | 135,338 | — | plan? |
| Mar 22, 2017 FForm 4 → | Mar 24, 4:52 pm EDT | Rajesh C Shrotriya M.D.Chairman & CEO, Director, 10% Owner | 6,838 | $6.42 | $43,900 | 1,783,247 | — | plan? |
| Mar 22, 2017 FForm 4 → | Mar 24, 4:50 pm EDT | Joseph W. TurgeonPresident & COO | 3,419 | $6.42 | $21,950 | 243,145 | — | plan? |
| Mar 22, 2017 FForm 4 → | Mar 24, 4:49 pm EDT | Kurt A GustafsonEVP & Chief Financial Officer | 2,819 | $6.42 | $18,098 | 136,748 | — | plan? |
| Feb 18, 2017 FForm 4 → | Feb 22, 5:48 pm EST | Rajesh C Shrotriya M.D.Chairman & CEO, Director, 10% Owner | 6,939 | $5.91 | $41,009 | 1,790,085 | — | plan? |
| Feb 18, 2017 FForm 4 → | Feb 22, 5:21 pm EST | Joseph W. TurgeonPresident & COO | 4,026 | $5.91 | $23,794 | 246,564 | — | plan? |
| Feb 18, 2017 FForm 4 → | Feb 22, 5:18 pm EST | Kurt A GustafsonEVP & Chief Financial Officer | 2,471 | $5.91 | $14,604 | 139,567 | — | plan? |
| Feb 17, 2017 GForm 5 → | Feb 12, 2018, 6:22 pm EST | Anthony E Maida IIIDirector | 6,975 | — | — | 22,988 | — | plan? |
| Dec 3, 2016 FForm 4 → | Dec 6, 6:23 pm EST | Joseph W. TurgeonPresident & COO | 1,710 | $4.00 | $6,840 | 250,590 | — | plan? |
| Oct 29, 2016 FForm 4 → | Nov 1, 4:58 pm EDT | Joseph W. TurgeonPresident & COO | 1,710 | $3.67 | $6,276 | 252,300 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 21, 2019 MForm 4 → | Feb 22, 4:31 pm EST | Anthony E Maida IIIDirector | 5,500 | — | — | 18,800 | — | |
| Feb 18, 2019 AForm 4 → | Feb 20, 5:49 pm EST | Joseph W. TurgeonCEO & President, Director | 200,000 | — | — | 200,000 | — | |
| Feb 18, 2019 AForm 4 → | Feb 20, 5:48 pm EST | Keith M McGahanSVP and Chief Legal Officer | 90,000 | — | — | 90,000 | — | |
| Feb 18, 2019 AForm 4 → | Feb 20, 5:46 pm EST | Kurt A GustafsonEVP & Chief Financial Officer | 90,000 | — | — | 90,000 | — | |
| Feb 18, 2019 AForm 4 → | Feb 20, 5:38 pm EST | Thomas J RigaEVP, COO & CCO | 125,000 | — | — | 125,000 | — | |
| Jan 24, 2019 MForm 4 → | Jan 25, 9:27 pm EST | Anthony E Maida IIIDirector | 7,250 | — | — | 24,300 | — | |
| Jan 7, 2019 MForm 4 → | Jan 8, 5:56 pm EST | Anthony E Maida IIIDirector | 7,250 | — | — | 1,550 | — | |
| Dec 6, 2018 MForm 4 → | Dec 7, 5:26 pm EST | Anthony E Maida IIIDirector | 7,250 | — | — | 8,800 | — | |
| Nov 30, 2018 AForm 4 → | Dec 3, 8:20 pm EST | Jeff L VacircaDirector | 14,507 | — | — | 14,507 | — | |
| Nov 30, 2018 AForm 4 → | Dec 3, 7:54 pm EST | William AshtonDirector | 6,667 | — | — | 6,667 | — | |
| Nov 8, 2018 MForm 4 → | Nov 9, 6:50 pm EST | Anthony E Maida IIIDirector | 7,250 | — | — | 16,050 | — | |
| Jun 18, 2018 AForm 4 → | Jun 19, 7:26 pm EDT | Dolatrai VyasDirector | 20,000 | — | — | 20,000 | — | |
| Jun 18, 2018 AForm 4 → | Jun 19, 7:18 pm EDT | Gilles GagnonDirector | 20,000 | — | — | 20,000 | — | |
| Jun 18, 2018 AForm 4 → | Jun 19, 6:46 pm EDT | Anthony E Maida IIIDirector | 20,000 | — | — | 20,000 | — | |
| Jun 18, 2018 AForm 4 → | Jun 19, 6:35 pm EDT | Stuart Mitchell KrassnerDirector | 20,000 | — | — | 20,000 | — | |
| Jun 18, 2018 AForm 4 → | Jun 19, 6:28 pm EDT | William AshtonDirector | 20,000 | — | — | 20,000 | — | |
| Jun 18, 2018 AForm 4 → | Jun 19, 6:15 pm EDT | Raymond W CohenDirector | 20,000 | — | — | 20,000 | — | |
| Jun 18, 2018 AForm 4 → | Jun 19, 5:54 pm EDT | Bernice R WellesDirector | 20,000 | — | — | 20,000 | — | |
| Jun 18, 2018 AForm 4 → | Jun 19, 5:34 pm EDT | Keith M McGahanSVP and Chief Legal Officer | 110,000 | — | — | 110,000 | — | |
| May 22, 2018 MForm 4 → | May 22, 4:52 pm EDT | Luigi Lenaz M.D.Director | 40,000 | — | — | 0 | — | |
| May 17, 2018 MForm 4 → | May 17, 6:38 pm EDT | Rajesh C Shrotriya M.D.Director | 362,926 | — | — | 0 | — | |
| Mar 21, 2018 MForm 4 → | Mar 23, 6:46 pm EDT | Stuart Mitchell KrassnerDirector | 30,000 | — | — | 0 | — | |
| Mar 9, 2018 MForm 4 → | Mar 12, 6:05 pm EDT | Rajesh C Shrotriya M.D.Director | 500,000 | — | — | 0 | — | |
| Jan 15, 2018 AForm 4 → | Jan 19, 5:36 pm EST | Thomas J RigaChief Operating Officer | 175,000 | — | — | 175,000 | — | late |
| Jan 15, 2018 AForm 4 → | Jan 19, 5:24 pm EST | Joseph W. TurgeonCEO & President, Director | 175,000 | — | — | 175,000 | — | late |
| Jan 15, 2018 AForm 4 → | Jan 19, 4:21 pm EST | Kurt A GustafsonEVP & Chief Financial Officer | 87,500 | — | — | 87,500 | — | late |
| Jan 9, 2018 MForm 4 → | Jan 11, 9:27 pm EST | Rajesh C Shrotriya M.D.Director | 5,199,584 | — | — | 0 | — | |
| Nov 30, 2017 MForm 4 → | Dec 4, 7:42 pm EST | Rajesh C Shrotriya M.D.Chairman & CEO, Director | 100,000 | — | — | 0 | — | |
| Jul 17, 2017 MForm 4 → | Jul 18, 6:02 pm EDT | Anthony E Maida IIIDirector | 15,000 | — | — | 0 | — | |
| Jul 17, 2017 MForm 4 → | Jul 18, 6:00 pm EDT | Stuart Mitchell KrassnerDirector | 15,000 | — | — | 0 | — | |
| Jun 13, 2017 AForm 4 → | Jun 15, 5:12 pm EDT | Dolatrai VyasDirector | 20,000 | — | — | 20,000 | — | |
| Jun 13, 2017 AForm 4 → | Jun 15, 5:10 pm EDT | Luigi Lenaz M.D.Director | 20,000 | — | — | 20,000 | — | |
| Jun 13, 2017 AForm 4 → | Jun 15, 4:56 pm EDT | Anthony E Maida IIIDirector | 20,000 | — | — | 20,000 | — | |
| Jun 13, 2017 AForm 4 → | Jun 15, 4:53 pm EDT | Stuart Mitchell KrassnerDirector | 20,000 | — | — | 20,000 | — | |
| Jun 13, 2017 AForm 4 → | Jun 15, 4:52 pm EDT | Gilles GagnonDirector | 20,000 | — | — | 20,000 | — | |
| Jun 13, 2017 AForm 4 → | Jun 15, 4:49 pm EDT | Raymond W CohenDirector | 20,000 | — | — | 20,000 | — | |
| Mar 28, 2017 AForm 4 → | Mar 30, 6:52 pm EDT | Kurt A GustafsonEVP & Chief Financial Officer | 116,959 | — | — | 116,959 | — | |
| Mar 28, 2017 AForm 4 → | Mar 30, 6:51 pm EDT | Joseph W. TurgeonPresident & COO | 155,556 | — | — | 155,556 | — | |
| Mar 28, 2017 AForm 4 → | Mar 30, 6:50 pm EDT | Rajesh C Shrotriya M.D.Chairman & CEO, Director, 10% Owner | 233,918 | — | — | 233,918 | — | |
| Jun 28, 2016 AForm 4 → | Jun 29, 7:45 pm EDT | Stuart Mitchell KrassnerDirector | 20,000 | $6.33 | $126,600 | 20,000 | — | |
| Jun 28, 2016 AForm 4 → | Jun 29, 7:44 pm EDT | Luigi Lenaz M.D.Director | 20,000 | $6.33 | $126,600 | 20,000 | — | |
| Jun 28, 2016 AForm 4 → | Jun 29, 7:42 pm EDT | Anthony E Maida IIIDirector | 20,000 | $6.33 | $126,600 | 20,000 | — | |
| Jun 28, 2016 AForm 4 → | Jun 29, 7:41 pm EDT | Raymond W CohenDirector | 20,000 | — | — | 20,000 | — | |
| Jun 28, 2016 AForm 4 → | Jun 29, 7:39 pm EDT | Dolatrai VyasDirector | 20,000 | $6.33 | $126,600 | 20,000 | — | |
| Dec 22, 2015 MForm 4 → | Dec 23, 4:03 pm EST | Rajesh C Shrotriya M.D.Chairman & CEO, Director, 10% Owner | 129,248 | — | — | 0 | — | |
| Dec 18, 2015 AForm 4 → | Dec 18, 4:05 pm EST | Joseph W. TurgeonPresident & COO | 500,000 | — | — | 500,000 | — | |
| Dec 18, 2015 AForm 4 → | Dec 18, 3:59 pm EST | Rajesh C Shrotriya M.D.Chairman & CEO, Director, 10% Owner | 550,000 | — | — | 550,000 | — | |
| Dec 18, 2015 AForm 4 → | Dec 18, 3:57 pm EST | Kurt A GustafsonEVP & Chief Financial Officer | 300,000 | — | — | 300,000 | — | |
| Dec 1, 2015 MForm 4 → | Dec 2, 4:48 pm EST | Stuart Mitchell KrassnerDirector | 15,000 | — | — | 0 | — | |
| Jun 29, 2015 AForm 4 → | Jul 1, 8:04 pm EDT | Anthony E Maida IIIDirector | 20,000 | — | — | 20,000 | — | |
| Jun 29, 2015 AForm 4 → | Jul 1, 7:55 pm EDT | Luigi Lenaz M.D.Director | 20,000 | — | — | 20,000 | — | |
| Jun 29, 2015 AForm 4 → | Jul 1, 7:53 pm EDT | Stuart Mitchell KrassnerDirector | 20,000 | — | — | 20,000 | — | |
| Jun 29, 2015 AForm 4 → | Jul 1, 7:52 pm EDT | Gilles GagnonDirector | 20,000 | — | — | 20,000 | — | |
| Jun 29, 2015 AForm 4 → | Jul 1, 7:51 pm EDT | Raymond W CohenDirector | 20,000 | — | — | 20,000 | — | |
| Jun 29, 2015 AForm 4 → | Jul 1, 7:49 pm EDT | Dolatrai VyasDirector | 20,000 | — | — | 20,000 | — |
Filed by this entity as an insider elsewhere — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2017 PForm 4 → | Dec 22, 3:38 pm EST | CASI Pharmaceuticals, Inc.CASI | 1,519,096 | $0.01 | $15,191 | 4,650,262 | +48.5% | plan? |
| Oct 28, 2016 PForm 4 → | Nov 1, 6:51 pm EDT | CASI Pharmaceuticals, Inc.CASI | 1,789,062 | $0.01 | $17,891 | 4,038,522 | +79.5% | plan? |
| Jul 14, 2016 PForm 4 → | Aug 16, 7:16 pm EDT | CASI Pharmaceuticals, Inc.CASI | 1,145,258 | $0.01 | $11,453 | 3,318,065 | +52.7% | plan? late |
| Feb 22, 2016 PForm 4 → | Mar 11, 7:43 pm EST | CASI Pharmaceuticals, Inc.CASI | 1,688,877 | $0.01 | $16,889 | 2,856,868 | +145% | plan? late |
Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)
No reported derivative activity in this period.