SEC Form 4 · accession 0001209191-19-008677
SPECTRUM PHARMACEUTICALS INC · SPPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith M McGahan
Officer — SVP and Chief Legal Officer
Period of report
Feb 7, 2019
Accepted (ET)
Feb 8, 2019 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 | Feb 7, 2019 | S | 2,496 | $11.034 | D | 103,577 | D | |
| Common Stock, $0.001 | holding | — | — | — | 1,310 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.