SEC Form 4 · accession 0001209191-18-025250
SPECTRUM PHARMACEUTICALS INC · SPPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Riga
Officer — EVP, COO & CCO
Period of report
Apr 16, 2018
Accepted (ET)
Apr 17, 2018 · 7:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | Apr 16, 2018 | S | 3,900 | $18.595 | D | 254,694 | D | |
| Common Stock, $0.001 par value | Apr 17, 2018 | S | 1,840 | $19.0667 | D | 243,854 | D | |
| Common Stock, $0.001 par value | holding | — | — | — | 6,924 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer.