SEC Form 4 · accession 0001209191-15-086083
SPECTRUM PHARMACEUTICALS INC · SPPI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph W. Turgeon
Officer — President & COO
Period of report
Dec 18, 2015
Accepted (ET)
Dec 18, 2015 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831547
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $5.86 | Dec 18, 2015 | A | 500,000 | A | — | Dec 18, 2025 | Common Stock | 500,000 | 500,000 | D |
Explanation of responses
- F125% of the option shares vested on December 18, 2015. The remaining option shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years.