Company · CIK 0001568832 · SIC 6211 — Security Brokers, Dealers & Flotation Companies
RCS Capital Corp · RCAP
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2015 DForm 4 → | Dec 28, 5:05 pm EST | Charles Thomas McMillenDirector | 3,791 | $11.21 | $42,497 | 28,302 | — | plan? late |
| Dec 18, 2015 DForm 4 → | Dec 28, 5:04 pm EST | Jeffrey J BrownDirector | 3,791 | $11.21 | $42,497 | 23,346 | — | plan? late |
| Dec 18, 2015 DForm 4 → | Dec 28, 5:03 pm EST | Howell D WoodDirector | 3,791 | $11.21 | $42,497 | 29,302 | — | plan? late |
| Dec 18, 2015 DForm 4 → | Dec 28, 5:02 pm EST | Mark AuerbachDirector | 20,346 | $11.28 | $229,472 | 112,039 | — | plan? late |
| Oct 14, 2015 JForm 4 → | Oct 16, 9:00 pm EDT | Nicholas S Schorsch10% Owner | 898,372 | — | — | 21,090,475 | — | plan? |
| Oct 7, 2015 JForm 4 → | Oct 9, 5:06 pm EDT | Luxor Capital Group, LP +710% Owner | 2,240,000 | — | — | 110,998 | — | plan? |
| Aug 18, 2015 AForm 4 → | Aug 28, 9:31 pm EDT | Mark AuerbachDirector | 99,206 | $2.52 | $249,999 | 132,385 | — | plan? late |
| Aug 18, 2015 AForm 4 → | Aug 28, 9:30 pm EDT | Howell D WoodDirector | 15,873 | $2.52 | $40,000 | 33,093 | — | plan? late |
| Aug 18, 2015 AForm 4 → | Aug 28, 9:30 pm EDT | Charles Thomas McMillenDirector | 15,873 | $2.52 | $40,000 | 32,093 | — | plan? late |
| Aug 18, 2015 AForm 4 → | Aug 28, 9:30 pm EDT | Jeffrey J BrownDirector | 15,873 | $2.52 | $40,000 | 27,137 | — | plan? late |
| Aug 13, 2015 AForm 4 → | Aug 28, 9:31 pm EDT | William M Kahane10% Owner | 352,728 | — | — | 4,480,806 | — | plan? late |
| Aug 13, 2015 AForm 4 → | Aug 18, 8:35 pm EDT | Nicholas S Schorsch10% Owner | 760,000 | — | — | 20,192,103 | — | plan? late |
| Aug 13, 2015 AForm 4 → | Aug 14, 5:18 pm EDT | Peter M BudkoDirector | 427,873 | — | — | 5,435,151 | — | plan? |
| Aug 13, 2015 AForm 4 → | Aug 14, 5:15 pm EDT | Edward M Weil Jr.Chief Executive Officer, Director | 91,340 | — | — | 1,239,669 | — | plan? |
| Aug 12, 2015 PForm 4 → | Aug 12, 2:22 pm EDT | Edward M Weil Jr.Chief Executive Officer, Director | 50,000 | $2.30 | $114,850 | 1,148,329 | +4.55% | plan? |
| Aug 6, 2015 JForm 4 → | Aug 10, 8:08 pm EDT | Luxor Capital Group, LP +510% Owner | 760,000 | — | — | 28,120 | — | plan? |
| Jul 1, 2015 JForm 5 → | Feb 16, 2016, 9:48 pm EST | Luxor Capital Group, LP +410% Owner | 339,214 | — | — | 169,607 | — | plan? |
| Apr 2, 2015 SForm 4 → | Apr 2, 9:51 pm EDT | Luxor Capital Group, LP +410% Owner | 456,910 | $10.67 | $4,875,497 | 84,979 | −84.3% | plan? |
| Mar 31, 2015 AForm 4/A → | May 1, 5:31 pm EDT | Brian D JonesSee remarks, Director | 390,585 | — | — | 496,703 | — | plan? |
| Mar 31, 2015 AForm 4 → | Apr 29, 9:59 pm EDT | Brian L NygaardChief Operating Officer | 6,438 | $11.65 | $74,998 | 10,238 | — | plan? late |
| Mar 31, 2015 PForm 4 → | Apr 29, 9:56 pm EDT | Brian D JonesCFO & Ass. Secretary | 390,585 | $11.65 | $4,550,003 | 496,703 | +368% | plan? late |
| Jan 19, 2015 AForm 4 → | Jan 20, 5:11 pm EST | Jeffrey J BrownDirector | 3,791 | $11.21 | $42,497 | 11,264 | — | plan? |
| Jan 14, 2015 AForm 4 → | Jan 20, 5:09 pm EST | Howell D WoodDirector | 3,791 | $11.21 | $42,497 | 17,220 | — | plan? late |
| Jan 13, 2015 AForm 4 → | Jan 20, 5:08 pm EST | Charles Thomas McMillenDirector | 3,791 | $11.21 | $42,497 | 16,220 | — | plan? late |
| Jan 13, 2015 AForm 4 → | Jan 20, 5:07 pm EST | Mark AuerbachDirector | 20,346 | $11.28 | $229,472 | 33,179 | — | plan? late |
| Dec 31, 2014 MForm 4 → | Jan 5, 2015, 5:54 pm EST | Peter M BudkoDirector | 50,995 | — | — | 5,007,278 | — | plan? |
| Dec 31, 2014 MForm 4 → | Jan 5, 2015, 5:53 pm EST | Nicholas S Schorsch10% Owner | 197,638 | — | — | 19,432,103 | — | plan? |
| Dec 31, 2014 MForm 4 → | Jan 5, 2015, 5:52 pm EST | Brian S BlockOther | 9,360 | — | — | 918,638 | — | plan? |
| Dec 31, 2014 MForm 4 → | Jan 5, 2015, 5:51 pm EST | Edward M Weil Jr.Chief Executive Officer, Director | 10,914 | — | — | 1,098,329 | — | plan? |
| Dec 31, 2014 MForm 4 → | Jan 5, 2015, 5:50 pm EST | William M KahaneOther | 42,040 | — | — | 4,128,078 | — | plan? |
| Mar 31, 2014 AFForm 4 → | Apr 29, 2015, 9:56 pm EDT | Brian D JonesCFO & Ass. Secretary | 126,224 | $25.13 | $3,172,175 | 106,118 | — | plan? late |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2015 JForm 4 → | Nov 17, 9:50 pm EST | William M Kahane10% Owner | 1,000,000 | — | — | 1,000,000 | — | late |
| Nov 9, 2015 JForm 4 → | Nov 17, 9:49 pm EST | Nicholas S Schorsch10% Owner | 1,000,000 | — | — | 1,000,000 | — | late |
| Aug 19, 2015 JForm 4 → | Aug 21, 4:33 pm EDT | Luxor Capital Group, LP +610% Owner | 500,000 | $25.00 | $12,500,000 | 17,320 | — | |
| Jul 1, 2015 JForm 5 → | Feb 16, 2016, 9:48 pm EST | Luxor Capital Group, LP +410% Owner | 168,424 | — | — | 84,212 | — | |
| Dec 31, 2014 MForm 4 → | Jan 5, 2015, 5:54 pm EST | Peter M BudkoDirector | 50,995 | — | — | 0 | — | |
| Dec 31, 2014 MForm 4 → | Jan 5, 2015, 5:53 pm EST | Nicholas S Schorsch10% Owner | 197,638 | — | — | 0 | — | |
| Dec 31, 2014 MForm 4 → | Jan 5, 2015, 5:52 pm EST | Brian S BlockOther | 9,360 | — | — | 0 | — | |
| Dec 31, 2014 MForm 4 → | Jan 5, 2015, 5:51 pm EST | Edward M Weil Jr.Chief Executive Officer, Director | 10,914 | — | — | 0 | — | |
| Dec 31, 2014 MForm 4 → | Jan 5, 2015, 5:50 pm EST | William M KahaneOther | 42,040 | — | — | 0 | — |