SEC Form 4 · accession 0001144204-15-052805
RCS Capital Corp · RCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Thomas McMillen
Director
Period of report
Aug 18, 2015
Accepted (ET)
Aug 28, 2015 · 9:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001568832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 18, 2015 | A | 15,873 | $2.52 | A | 32,093 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares of common stock issued pursuant to the issuer's Equity Plan. Restricted shares vest ratably over a three-year period beginning on the first anniversary of the grant date.