Insider · CIK 0001018007
Mark Auerbach
Files at: ASMB, RCAP. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 18, 2015 DForm 4 → | Dec 28, 5:02 pm EST | RCS Capital CorpRCAP | 20,346 | $11.28 | $229,472 | 112,039 | — | plan? late |
| Aug 18, 2015 AForm 4 → | Aug 28, 9:31 pm EDT | RCS Capital CorpRCAP | 99,206 | $2.52 | $249,999 | 132,385 | — | plan? late |
| Jan 13, 2015 AForm 4 → | Jan 20, 5:07 pm EST | RCS Capital CorpRCAP | 20,346 | $11.28 | $229,472 | 33,179 | — | plan? late |
Reported trades — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 30, 2018 AForm 4 → | Jun 1, 5:48 pm EDT | ASSEMBLY BIOSCIENCES, INC.ASMB | 7,500 | — | — | 7,500 | — | |
| Jun 1, 2017 AForm 4 → | Jun 5, 4:32 pm EDT | ASSEMBLY BIOSCIENCES, INC.ASMB | 7,500 | — | — | 7,500 | — | |
| Jun 2, 2016 AForm 4 → | Jun 3, 7:20 pm EDT | ASSEMBLY BIOSCIENCES, INC.ASMB | 10,000 | — | — | 10,000 | — | |
| May 28, 2015 AForm 4 → | Jun 1, 4:59 pm EDT | ASSEMBLY BIOSCIENCES, INC.ASMB | 10,000 | — | — | 10,000 | — | |
| Jul 10, 2014 AForm 4/A → | Apr 15, 2015, 8:17 am EDT | ASSEMBLY BIOSCIENCES, INC.ASMB | 64,000 | — | — | 64,000 | — |