Form4insider filings, from the source

SEC Form 4 · accession 0001140361-15-014244

RCS Capital Corp · RCAP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Apr 2, 2015
Accepted (ET)
Apr 2, 2015 · 9:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001568832

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A common stock, par value $0.001 per shareF1,F2,F4Apr 2, 2015S92,100$10.7868D200,147IBy Separately Managed Account
Class A common stock, par value $0.001 per shareF1,F2,F4Apr 2, 2015S30,600$10.7474D169,547IBy Separately Managed Account
Class A common stock, par value $0.001 per shareF1,F2,F4Apr 2, 2015S20,300$10.425D149,247IBy Separately Managed Account
Class A common stock, par value $0.001 per shareF1,F2,F4Apr 2, 2015S300$10.8367D148,947IBy Separately Managed Account
Class A common stock, par value $0.001 per shareF1,F2,F4Apr 2, 2015S57,280$10.5292D91,667IBy Separately Managed Account
Class A common stock, par value $0.001 per shareF6Apr 2, 2015S32,300$10.7868D734,461IBy Luxor Wavefront, LP
Class A common stock, par value $0.001 per shareF1,F2,F6Apr 2, 2015S10,710$10.7474D723,751IBy Luxor Wavefront, LP
Class A common stock, par value $0.001 per shareF1,F2,F6Apr 2, 2015S7,100$10.425D716,651IBy Luxor Wavefront, LP
Class A common stock, par value $0.001 per shareF1,F2,F6Apr 2, 2015S100$10.8367D716,551IBy Luxor Wavefront, LP
Class A common stock, par value $0.001 per shareF1,F2,F6Apr 2, 2015S20,175$10.5292D696,376IBy Luxor Wavefront, LP
Class A common stock, par value $0.001 per shareF1,F2,F7Apr 2, 2015S85,300$10.7868D185,624IBy Luxor Spectrum Offshore Master Fund, LP
Class A common stock, par value $0.001 per shareF1,F2,F7Apr 2, 2015S28,400$10.7474D157,224IBy Luxor Spectrum Offshore Master Fund, LP
Class A common stock, par value $0.001 per shareF1,F2,F7Apr 2, 2015S18,800$10.425D138,424IBy Luxor Spectrum Offshore Master Fund, LP
Class A common stock, par value $0.001 per shareF1,F2,F7Apr 2, 2015S200$10.8367D138,224IBy Luxor Spectrum Offshore Master Fund, LP
Class A common stock, par value $0.001 per shareF1,F2,F7Apr 2, 2015S53,245$10.5292D84,979IBy Luxor Spectrum Offshore Master Fund, LP
Class A common stock, par value $0.001 per shareF1,F2,F3holding———3,737,944IBy Luxor Capital Partners, LP
Class A common stock, par value $0.001 per shareF1,F2,F5holding———3,884,436IBy Luxor Capital Partners Offshore Master Fund, LP

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses