Company · CIK 0001478121 · SIC 2834 — Pharmaceutical Preparations
Pfenex Inc. · PFNX
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2018 PForm 4 → | Sep 13, 4:25 pm EDT | Evert B. SchimmelpenninkSee Remarks, Director | 10,000 | $5.04 | $50,385 | 26,658 | +60.0% | plan? |
| Sep 11, 2018 PForm 4 → | Sep 13, 4:18 pm EDT | Phillip M SchneiderDirector | 11,000 | $4.99 | $54,890 | 11,000 | — | plan? |
| Aug 22, 2018 PForm 4 → | Aug 24, 4:27 pm EDT | Robin CampbellDirector | 5,000 | $4.85 | $24,273 | 5,000 | — | plan? |
| Feb 1, 2018 AFForm 4 → | Feb 2, 8:07 pm EST | Evert B. SchimmelpenninkSee Remarks, Director | 39,130 | $3.38 | $37,978 | 16,658 | — | plan? |
| Jun 12, 2017 PForm 4 → | Jun 12, 4:07 pm EDT | Jason Grenfell-GardnerDirector | 10,000 | $4.51 | $45,058 | 10,000 | — | plan? |
| May 16, 2017 SForm 4 → | May 17, 6:53 pm EDT | Patricia LadyChief Accounting Officer | 2,000 | $4.78 | $9,569 | 3,500 | −36.4% | plan? |
| May 16, 2017 MForm 4 → | May 17, 6:53 pm EDT | Patricia LadyChief Accounting Officer | 2,000 | $0.31 | $620 | 5,500 | — | plan? |
| Jan 6, 2017 SForm 4 → | Jan 10, 6:21 pm EST | SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP10% Owner | 400 | $9.50 | $3,800 | 556,656 | −0.07% | plan? |
| Jan 4, 2017 SForm 4 → | Jan 6, 5:28 pm EST | SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP10% Owner | 7,710 | $9.50 | $73,268 | 556,754 | −1.37% | plan? |
| Dec 28, 2016 SForm 4 → | Dec 30, 5:16 pm EST | SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP10% Owner | 24,104 | $9.66 | $232,742 | 558,650 | −4.14% | plan? |
| Dec 23, 2016 SForm 4 → | Dec 28, 3:30 pm EST | SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP10% Owner | 104,600 | $9.58 | $1,002,182 | 564,577 | −15.6% | plan? |
| Dec 21, 2016 SForm 4 → | Dec 23, 3:02 pm EST | SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP10% Owner | 10,896 | $9.61 | $104,677 | 590,299 | −1.81% | plan? |
| Nov 21, 2016 SForm 4 → | Nov 22, 5:15 pm EST | Patricia LadyChief Accounting Officer | 2,000 | $9.87 | $19,736 | 2,800 | −41.7% | plan? |
| Nov 21, 2016 MForm 4 → | Nov 22, 5:15 pm EST | Patricia LadyChief Accounting Officer | 2,000 | $0.31 | $620 | 4,800 | — | plan? |
| Nov 15, 2016 SForm 4 → | Nov 15, 8:02 pm EST | Patrick K. LucyChief Business Officer | 5,000 | $10.04 | $50,207 | 102,090 | −4.67% | plan? |
| Aug 18, 2016 SForm 4 → | Aug 18, 6:35 pm EDT | Patricia LadyChief Accounting Officer | 2,000 | $9.42 | $18,836 | 2,800 | −41.7% | plan? |
| Aug 18, 2016 MForm 4 → | Aug 18, 6:35 pm EDT | Patricia LadyChief Accounting Officer | 2,000 | $0.31 | $620 | 4,800 | — | plan? |
| May 24, 2016 SForm 4 → | May 25, 4:20 pm EDT | Patricia LadyChief Accounting Officer | 2,000 | $6.52 | $13,043 | 2,100 | −48.8% | plan? |
| May 24, 2016 MForm 4 → | May 25, 4:20 pm EDT | Patricia LadyChief Accounting Officer | 2,000 | $0.31 | $620 | 4,100 | — | plan? |
| Dec 15, 2015 SForm 4 → | Dec 17, 2:25 pm EST | DOW CHEMICAL CO10% Owner | 600,000 | $11.75 | $7,050,000 | 2,221,428 | −21.3% | plan? |
| Dec 3, 2015 SForm 4 → | Dec 3, 7:32 pm EST | Patrick K. LucyChief Business Officer | 1,500 | $14.15 | $21,231 | 105,690 | −1.40% | plan? |
| Dec 1, 2015 SForm 4 → | Dec 2, 7:41 pm EST | Henry W. Talbot Jr.VP of Operations | 2,000 | $15.08 | $30,168 | 118,678 | −1.66% | plan? |
| Dec 1, 2015 SForm 4 → | Dec 2, 4:41 pm EST | Bertrand C. LiangChief Executive Officer, Director | 5,000 | $14.88 | $74,417 | 522,466 | −0.95% | plan? |
| Nov 18, 2015 SForm 4 → | Nov 19, 5:02 pm EST | Patricia LadyChief Accounting Officer | 2,000 | $14.05 | $28,101 | 1,400 | −58.8% | plan? |
| Nov 18, 2015 MForm 4 → | Nov 19, 5:02 pm EST | Patricia LadyChief Accounting Officer | 2,000 | $0.31 | $620 | 3,400 | — | plan? |
| Nov 4, 2015 SForm 4 → | Nov 5, 4:43 pm EST | Patrick K. LucyChief Business Officer | 1,500 | $17.54 | $26,305 | 107,190 | −1.38% | plan? |
| Nov 2, 2015 SForm 4 → | Nov 3, 6:53 pm EST | Bertrand C. LiangChief Executive Officer, Director | 5,000 | $18.01 | $90,069 | 527,466 | −0.94% | plan? |
| Oct 2, 2015 SForm 4 → | Oct 5, 4:38 pm EDT | Patrick K. LucyChief Business Officer | 1,500 | $14.98 | $22,477 | 108,690 | −1.36% | plan? |
| Oct 1, 2015 SForm 4 → | Oct 2, 4:20 pm EDT | Bertrand C. LiangChief Executive Officer, Director | 5,000 | $14.78 | $73,905 | 532,466 | −0.93% | plan? |
| Sep 3, 2015 SForm 4 → | Sep 4, 4:21 pm EDT | Patricia LadyChief Accounting Officer | 2,000 | $20.48 | $40,960 | 1,400 | −58.8% | plan? |
| Sep 3, 2015 MForm 4 → | Sep 4, 4:21 pm EDT | Patricia LadyChief Accounting Officer | 2,000 | $0.31 | $620 | 3,400 | — | plan? |
| Sep 3, 2015 SForm 4 → | Sep 4, 4:18 pm EDT | Patrick K. LucyChief Business Officer | 1,500 | $20.91 | $31,365 | 110,190 | −1.34% | plan? |
| Sep 1, 2015 SForm 4 → | Sep 2, 4:51 pm EDT | Bertrand C. LiangChief Executive Officer, Director | 5,000 | $21.02 | $105,124 | 536,980 | −0.92% | plan? |
| Aug 5, 2015 SForm 4 → | Aug 6, 5:33 pm EDT | Patrick K. LucyChief Business Officer | 1,500 | $20.75 | $31,125 | 110,990 | −1.33% | plan? |
| Aug 3, 2015 SForm 4 → | Aug 4, 6:00 pm EDT | Bertrand C. LiangChief Executive Officer, Director | 5,000 | $20.84 | $104,209 | 541,980 | −0.91% | plan? |
| Jul 6, 2015 SForm 4 → | Jul 7, 5:33 pm EDT | Patrick K. LucyChief Business Officer | 1,500 | $19.17 | $28,750 | 112,490 | −1.32% | plan? |
| Jul 1, 2015 SForm 4 → | Jul 2, 5:37 pm EDT | Bertrand C. LiangChief Executive Officer, Director | 5,000 | $19.63 | $98,148 | 546,980 | −0.91% | plan? |
| Jun 3, 2015 SForm 4 → | Jun 3, 9:42 pm EDT | Patrick K. LucyChief Business Officer | 1,500 | $20.08 | $30,120 | 113,990 | −1.30% | plan? |
| Jun 1, 2015 SForm 4 → | Jun 2, 6:10 pm EDT | Bertrand C. LiangChief Executive Officer, Director | 5,000 | $18.70 | $93,509 | 551,980 | −0.90% | plan? |
| May 4, 2015 SForm 4 → | May 5, 4:26 pm EDT | Patrick K. LucyChief Business Officer | 1,500 | $13.25 | $19,880 | 115,490 | −1.28% | plan? |
| May 1, 2015 SForm 4 → | May 1, 9:34 pm EDT | Bertrand C. LiangChief Executive Officer, Director | 5,000 | $13.49 | $67,440 | 556,980 | −0.89% | plan? |
| Apr 29, 2015 SForm 4 → | Apr 30, 2:46 pm EDT | SIGNET HEALTHCARE PARTNERS ACCREDITED PARTNERSHIP III LP10% Owner | 1,907,767 | $14.57 | $27,796,165 | 592,978 | −76.3% | plan? |
| Apr 29, 2015 SForm 4 → | Apr 30, 2:44 pm EDT | James C GaleDirector | 1,907,767 | $14.57 | $27,796,165 | 592,978 | −76.3% | plan? |
| Apr 29, 2015 SForm 4 → | Apr 29, 4:22 pm EDT | DOW CHEMICAL CO10% Owner | 2,232,233 | $14.57 | $32,523,635 | 0 | −100% | plan? |
| Apr 2, 2015 SForm 4 → | Apr 2, 8:31 pm EDT | Patrick K. LucyChief Business Officer | 1,500 | $17.62 | $26,428 | 116,990 | −1.27% | plan? |
| Apr 1, 2015 SForm 4 → | Apr 2, 7:21 pm EDT | Bertrand C. LiangChief Executive Officer, Director | 5,000 | $15.27 | $76,327 | 561,980 | −0.88% | plan? |
| Mar 4, 2015 SForm 4 → | Mar 5, 5:50 pm EST | Patrick K. LucyChief Business Officer | 1,500 | $14.36 | $21,536 | 118,490 | −1.25% | plan? |
| Mar 2, 2015 SForm 4 → | Mar 4, 4:29 pm EST | Bertrand C. LiangChief Executive Officer, Director | 10,000 | $14.32 | $143,249 | 566,980 | −1.73% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2019 AForm 4 → | Mar 4, 7:37 pm EST | Magda MarquetDirector | 25,000 | — | — | 25,000 | — | |
| Feb 1, 2019 AForm 4 → | Feb 4, 5:45 pm EST | Patrick K. LucyChief Business Officer | 59,000 | — | — | 59,000 | — | |
| Feb 1, 2019 AForm 4 → | Feb 4, 5:45 pm EST | Shawn ScrantonSVP, Chief Operating Officer | 18,000 | — | — | 18,000 | — | |
| Feb 1, 2019 AForm 4 → | Feb 4, 5:44 pm EST | Susan A. KnudsonChief Financial Officer | 59,000 | — | — | 59,000 | — | |
| Feb 1, 2019 AForm 4 → | Feb 4, 5:40 pm EST | Evert B. SchimmelpenninkSee Remarks, Director | 300,000 | — | — | 300,000 | — | |
| Oct 1, 2018 AForm 4 → | Oct 2, 4:20 pm EDT | Shawn ScrantonSVP, Chief Operating Officer | 82,000 | — | — | 82,000 | — | |
| May 9, 2018 AForm 4 → | May 10, 4:12 pm EDT | Robin CampbellDirector | 18,000 | — | — | 18,000 | — | |
| May 9, 2018 AForm 4 → | May 10, 4:10 pm EDT | John Mack TaylorDirector | 18,000 | — | — | 18,000 | — | |
| May 9, 2018 AForm 4 → | May 10, 4:06 pm EDT | Jason Grenfell-GardnerDirector | 18,000 | — | — | 18,000 | — | |
| May 9, 2018 AForm 4 → | May 10, 4:06 pm EDT | Sigurdur O OlafssonDirector | 18,000 | — | — | 18,000 | — | |
| May 9, 2018 AForm 4 → | May 10, 4:04 pm EDT | Phillip M SchneiderDirector | 18,000 | — | — | 18,000 | — | |
| Mar 1, 2018 AForm 4 → | Mar 1, 7:32 pm EST | Susan A. KnudsonChief Financial Officer | 143,500 | — | — | 143,500 | — | |
| Feb 1, 2018 AForm 4 → | Feb 2, 8:10 pm EST | Patricia LadyChief Accounting Officer | 78,407 | — | — | 78,407 | — | |
| Feb 1, 2018 AForm 4 → | Feb 2, 8:07 pm EST | Evert B. SchimmelpenninkSee Remarks, Director | 195,062 | — | — | 195,062 | — | |
| Feb 1, 2018 AForm 4 → | Feb 2, 8:06 pm EST | Patrick K. LucyChief Business Officer | 78,407 | — | — | 78,407 | — | |
| Feb 1, 2018 AForm 4 → | Feb 2, 8:06 pm EST | Hubert C ChenSee Remarks | 78,407 | — | — | 78,407 | — | |
| Sep 1, 2017 AForm 4 → | Sep 1, 5:06 pm EDT | Evert B. SchimmelpenninkSee Remarks, Director | 350,000 | — | — | 36,290 | — | |
| May 16, 2017 MForm 4 → | May 17, 6:53 pm EDT | Patricia LadyChief Accounting Officer | 2,000 | — | — | 33,519 | — | |
| May 5, 2017 AForm 4 → | May 8, 5:43 pm EDT | Sigurdur O OlafssonDirector | 25,000 | — | — | 25,000 | — | |
| May 5, 2017 AForm 4 → | May 8, 5:42 pm EDT | Phillip M SchneiderDirector | 18,000 | — | — | 18,000 | — | |
| May 5, 2017 AForm 4 → | May 8, 5:40 pm EDT | Dennis M FentonDirector | 18,000 | — | — | 18,000 | — | |
| May 5, 2017 AForm 4 → | May 8, 5:39 pm EDT | Jason Grenfell-GardnerDirector | 25,000 | — | — | 25,000 | — | |
| May 5, 2017 AForm 4 → | May 8, 5:37 pm EDT | John Mack TaylorDirector | 18,000 | — | — | 18,000 | — | |
| May 5, 2017 AForm 4 → | May 8, 5:34 pm EDT | Robin CampbellDirector | 18,000 | — | — | 18,000 | — | |
| Mar 1, 2017 AForm 4/A → | Mar 16, 6:18 pm EDT | Paul A. WagnerChief Financial Officer | 85,000 | — | — | 85,000 | — | |
| Mar 1, 2017 AForm 4/A → | Mar 16, 6:06 pm EDT | Patrick K. LucySee Remarks | 11,238 | — | — | 11,238 | — | |
| Mar 1, 2017 AForm 4 → | Mar 2, 5:11 pm EST | Hubert C ChenChief Medical Officer | 85,000 | — | — | 85,000 | — | |
| Mar 1, 2017 AForm 4 → | Mar 2, 5:10 pm EST | Patrick K. LucySee Remarks | 170,000 | — | — | 11,238 | — | amended |
| Mar 1, 2017 AForm 4 → | Mar 2, 5:09 pm EST | Patricia LadyChief Accounting Officer | 25,000 | — | — | 25,000 | — | |
| Mar 1, 2017 AForm 4 → | Mar 2, 5:08 pm EST | Paul A. WagnerChief Financial Officer | 85,000 | — | — | 85,000 | — | amended |
| Nov 21, 2016 MForm 4 → | Nov 22, 5:15 pm EST | Patricia LadyChief Accounting Officer | 2,000 | — | — | 35,519 | — | |
| Oct 3, 2016 AForm 4 → | Oct 4, 4:06 pm EDT | Steven S. Sandoval Sr.Chief Manufacturing Officer | 132,290 | — | — | 132,290 | — | |
| Aug 18, 2016 MForm 4 → | Aug 18, 6:35 pm EDT | Patricia LadyChief Accounting Officer | 2,000 | — | — | 37,519 | — | |
| May 24, 2016 MForm 4 → | May 25, 4:20 pm EDT | Patricia LadyChief Accounting Officer | 2,000 | — | — | 39,519 | — | |
| May 6, 2016 AForm 4 → | May 9, 7:40 pm EDT | Phillip M SchneiderDirector | 18,000 | — | — | 18,000 | — | |
| May 6, 2016 AForm 4 → | May 9, 7:39 pm EDT | William R RohnDirector | 18,000 | — | — | 18,000 | — | |
| May 6, 2016 AForm 4 → | May 9, 7:38 pm EDT | Dennis M FentonDirector | 18,000 | — | — | 18,000 | — | |
| May 6, 2016 AForm 4 → | May 9, 7:38 pm EDT | John Mack TaylorDirector | 18,000 | — | — | 18,000 | — | |
| May 6, 2016 AForm 4 → | May 9, 7:37 pm EDT | Robin CampbellDirector | 18,000 | — | — | 18,000 | — | |
| Mar 1, 2016 AForm 4 → | Mar 1, 6:17 pm EST | John Mack TaylorDirector | 25,000 | — | — | 25,000 | — | |
| Feb 1, 2016 AForm 4 → | Feb 1, 8:44 pm EST | Henry W. Talbot Jr.VP of Operations | 16,847 | — | — | 16,847 | — | |
| Feb 1, 2016 AForm 4 → | Feb 1, 8:44 pm EST | Patricia LadyChief Accounting Officer | 34,975 | — | — | 34,975 | — | |
| Feb 1, 2016 AForm 4 → | Feb 1, 8:44 pm EST | Patrick K. LucyChief Business Officer | 41,970 | — | — | 41,970 | — | |
| Feb 1, 2016 AForm 4 → | Feb 1, 8:40 pm EST | Hubert C ChenChief Medical Officer | 88,137 | — | — | 88,137 | — | |
| Feb 1, 2016 AForm 4 → | Feb 1, 8:40 pm EST | Paul A. WagnerChief Financial Officer | 83,940 | — | — | 83,940 | — | |
| Feb 1, 2016 AForm 4 → | Feb 1, 8:40 pm EST | Bertrand C. LiangChief Executive Officer, Director | 146,000 | — | — | 146,000 | — | |
| Nov 18, 2015 MForm 4 → | Nov 19, 5:02 pm EST | Patricia LadyChief Accounting Officer | 2,000 | — | — | 41,519 | — | |
| Sep 14, 2015 AForm 4 → | Sep 15, 9:32 pm EDT | Dennis M FentonDirector | 25,000 | — | — | 25,000 | — | |
| Sep 3, 2015 MForm 4 → | Sep 4, 4:21 pm EDT | Patricia LadyChief Accounting Officer | 2,000 | — | — | 43,519 | — | |
| Apr 21, 2015 AForm 4 → | Apr 22, 8:05 pm EDT | Phillip M SchneiderDirector | 18,000 | — | — | 18,000 | — | |
| Apr 21, 2015 AForm 4 → | Apr 22, 8:05 pm EDT | Robin CampbellDirector | 18,000 | — | — | 18,000 | — | |
| Apr 21, 2015 AForm 4 → | Apr 22, 8:05 pm EDT | William R RohnDirector | 18,000 | — | — | 18,000 | — | |
| Apr 1, 2015 AForm 4 → | Apr 2, 8:31 pm EDT | Patrick K. LucyChief Business Officer | 25,000 | — | — | 25,000 | — | |
| Apr 1, 2015 AForm 4 → | Apr 2, 7:04 pm EDT | Paul A. WagnerChief Financial Officer | 25,000 | — | — | 25,000 | — | |
| Feb 2, 2015 AForm 4 → | Feb 3, 8:01 pm EST | Patricia LadyChief Accounting Officer | 27,000 | — | — | 27,000 | — | |
| Feb 2, 2015 AForm 4 → | Feb 3, 7:59 pm EST | Hubert C ChenChief Medical Officer | 6,834 | — | — | 6,834 | — | |
| Feb 2, 2015 AForm 4 → | Feb 3, 7:59 pm EST | Paul A. WagnerChief Financial Officer | 30,750 | — | — | 30,750 | — | |
| Feb 2, 2015 AForm 4 → | Feb 3, 7:56 pm EST | Patrick K. LucyChief Business Officer | 41,000 | — | — | 41,000 | — | |
| Feb 2, 2015 AForm 4 → | Feb 3, 7:56 pm EST | Henry W. Talbot Jr.VP of Operations | 27,000 | — | — | 27,000 | — | |
| Feb 2, 2015 AForm 4 → | Feb 3, 7:54 pm EST | Bertrand C. LiangChief Executive Officer, Director | 102,000 | — | — | 102,000 | — |