SEC Form 4 · accession 0001209191-15-036982
Pfenex Inc. · PFNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DOW CHEMICAL CO
10% Owner
Period of report
Apr 29, 2015
Accepted (ET)
Apr 29, 2015 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 29, 2015 | S | 1,272,039 | $14.57 | D | 2,821,428 | D | |
| Common StockF1 | Apr 29, 2015 | S | 960,194 | $14.57 | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Dow Global Technologies, LLC, a wholly-owned subsidiary of the reporting person.