SEC Form 4 · accession 0000899243-15-009193
Pfenex Inc. · PFNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Henry W. Talbot Jr.
Officer — VP of Operations
Period of report
Dec 1, 2015
Accepted (ET)
Dec 2, 2015 · 7:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 1, 2015 | S | 2,000 | $15.084 | D | 118,678 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average share price of an aggregate total of 2,000 shares sold in the price range of $15.00 to $15.56 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer of security holder of the issuer, full information regarding the number of shares sold at separate price.
- F2Includes 688 shares acquired under the PFNX employee stock purchase plan on February 17, 2015 and 700 shares acquired under the PFNX employee stock purchase plan on August 17, 2015.