SEC Form 4 · accession 0000899243-18-024433
Pfenex Inc. · PFNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Evert B. Schimmelpennink
Officer — See Remarks · Director
Period of report
Sep 11, 2018
Accepted (ET)
Sep 13, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001478121
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 11, 2018 | P | 9,500 | $5.04 | A | 26,158 | D | |
| Common Stock | Sep 11, 2018 | P | 500 | $5.01 | A | 26,658 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Chief Executive Officer, President & Secretary