Insider · CIK 0001612843
Patrick K. Lucy
Files at: PFNX. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2016 SForm 4 → | Nov 15, 8:02 pm EST | Pfenex Inc.PFNX | 5,000 | $10.04 | $50,207 | 102,090 | −4.67% | plan? |
| Dec 3, 2015 SForm 4 → | Dec 3, 7:32 pm EST | Pfenex Inc.PFNX | 1,500 | $14.15 | $21,231 | 105,690 | −1.40% | plan? |
| Nov 4, 2015 SForm 4 → | Nov 5, 4:43 pm EST | Pfenex Inc.PFNX | 1,500 | $17.54 | $26,305 | 107,190 | −1.38% | plan? |
| Oct 2, 2015 SForm 4 → | Oct 5, 4:38 pm EDT | Pfenex Inc.PFNX | 1,500 | $14.98 | $22,477 | 108,690 | −1.36% | plan? |
| Sep 3, 2015 SForm 4 → | Sep 4, 4:18 pm EDT | Pfenex Inc.PFNX | 1,500 | $20.91 | $31,365 | 110,190 | −1.34% | plan? |
| Aug 5, 2015 SForm 4 → | Aug 6, 5:33 pm EDT | Pfenex Inc.PFNX | 1,500 | $20.75 | $31,125 | 110,990 | −1.33% | plan? |
| Jul 6, 2015 SForm 4 → | Jul 7, 5:33 pm EDT | Pfenex Inc.PFNX | 1,500 | $19.17 | $28,750 | 112,490 | −1.32% | plan? |
| Jun 3, 2015 SForm 4 → | Jun 3, 9:42 pm EDT | Pfenex Inc.PFNX | 1,500 | $20.08 | $30,120 | 113,990 | −1.30% | plan? |
| May 4, 2015 SForm 4 → | May 5, 4:26 pm EDT | Pfenex Inc.PFNX | 1,500 | $13.25 | $19,880 | 115,490 | −1.28% | plan? |
| Apr 2, 2015 SForm 4 → | Apr 2, 8:31 pm EDT | Pfenex Inc.PFNX | 1,500 | $17.62 | $26,428 | 116,990 | −1.27% | plan? |
| Mar 4, 2015 SForm 4 → | Mar 5, 5:50 pm EST | Pfenex Inc.PFNX | 1,500 | $14.36 | $21,536 | 118,490 | −1.25% | plan? |
Reported trades — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2019 AForm 4 → | Feb 4, 5:45 pm EST | Pfenex Inc.PFNX | 59,000 | — | — | 59,000 | — | |
| Feb 1, 2018 AForm 4 → | Feb 2, 8:06 pm EST | Pfenex Inc.PFNX | 78,407 | — | — | 78,407 | — | |
| Mar 1, 2017 AForm 4/A → | Mar 16, 6:06 pm EDT | Pfenex Inc.PFNX | 11,238 | — | — | 11,238 | — | |
| Mar 1, 2017 AForm 4 → | Mar 2, 5:10 pm EST | Pfenex Inc.PFNX | 170,000 | — | — | 11,238 | — | amended |
| Feb 1, 2016 AForm 4 → | Feb 1, 8:44 pm EST | Pfenex Inc.PFNX | 41,970 | — | — | 41,970 | — | |
| Apr 1, 2015 AForm 4 → | Apr 2, 8:31 pm EDT | Pfenex Inc.PFNX | 25,000 | — | — | 25,000 | — | |
| Feb 2, 2015 AForm 4 → | Feb 3, 7:56 pm EST | Pfenex Inc.PFNX | 41,000 | — | — | 41,000 | — |