Company · CIK 0001430592 · SIC 6282 — Investment Advice

Financial Engines, Inc. · FNGN

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $659k · 2sales $983.7M · 129net −$983.1M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 19, 2018 DForm 4 →	Jul 23, 6:58 pm EDT	Lawrence M. RaffonePresident & CEO, Director	94,387	$45.00	$4,247,415	0	—	plan?
Jul 19, 2018 DForm 4 →	Jul 23, 6:52 pm EDT	Kelly O'DonnellEVP, CAO & CRO	29,284	$45.00	$1,317,780	0	—	plan?
Jul 19, 2018 DForm 4 →	Jul 23, 6:42 pm EDT	Christopher L. JonesEVP & Chief Investment Officer	54,566	$45.00	$2,455,470	0	—	plan?
Jul 19, 2018 DForm 4 →	Jul 23, 6:39 pm EDT	John BunchEVP, COO & Pres FE Advisors	18,754	$45.00	$843,930	0	—	plan?
Jul 19, 2018 DForm 4 →	Jul 23, 5:28 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	4,475	$45.00	$201,375	0	—	plan?
Jul 19, 2018 DForm 4 →	Jul 23, 2:22 pm EDT	Joseph GrundfestDirector	136,790	$45.00	$6,155,550	0	—	plan?
Jul 19, 2018 DForm 4 →	Jul 23, 2:20 pm EDT	E. Olena Berg-LacyDirector	22,415	$45.00	$1,008,675	0	—	plan?
Jul 19, 2018 DForm 4 →	Jul 23, 2:18 pm EDT	David B YoffieDirector	26,290	$45.00	$1,183,050	0	—	plan?
Jul 19, 2018 DForm 4 →	Jul 23, 2:16 pm EDT	John B ShovenDirector	26,290	$45.00	$1,183,050	0	—	plan?
Jul 19, 2018 DForm 4 →	Jul 23, 2:14 pm EDT	Michael E. MartinDirector	2,568	$45.00	$115,560	0	—	plan?
Jul 19, 2018 DForm 4 →	Jul 23, 2:13 pm EDT	Blake R. GrossmanDirector	59,290	—	—	0	—	plan?
Jul 19, 2018 DForm 4 →	Jul 23, 2:12 pm EDT	Heidi FieldsDirector	21,290	$45.00	$958,050	0	—	plan?
Jul 19, 2018 DForm 4 →	Jul 23, 2:11 pm EDT	Robert A HuretDirector	26,290	$45.00	$1,183,050	0	—	plan?
Jul 5, 2018 SForm 4 →	Jul 6, 4:57 pm EDT	John BunchEVP, COO & Pres FE Advisors	2,000	$45.00	$90,000	18,754	−9.64%	plan?
Jul 5, 2018 MForm 4 →	Jul 6, 4:57 pm EDT	John BunchEVP, COO & Pres FE Advisors	2,000	$24.59	$49,180	20,754	—	plan?
Jun 8, 2018 SForm 4 →	Jun 11, 8:37 pm EDT	Joseph GrundfestDirector	27,250	$44.82	$1,221,470	110,500	−19.8%	plan?
Jun 8, 2018 GForm 4 →	Jun 11, 8:37 pm EDT	Joseph GrundfestDirector	22,250	—	—	137,750	—	plan?
May 21, 2018 MForm 4 →	May 23, 7:05 pm EDT	John B ShovenDirector	1,255	—	—	26,290	—	plan?
May 21, 2018 MForm 4 →	May 23, 7:02 pm EDT	David B YoffieDirector	1,255	—	—	26,290	—	plan?
May 21, 2018 MForm 4 →	May 23, 7:01 pm EDT	Joseph GrundfestDirector	1,255	—	—	26,290	—	plan?
May 21, 2018 MForm 4 →	May 23, 7:00 pm EDT	Blake R. GrossmanDirector	1,255	—	—	59,290	—	plan?
May 21, 2018 MForm 4 →	May 23, 6:59 pm EDT	Robert A HuretDirector	1,255	—	—	26,290	—	plan?
May 21, 2018 MForm 4 →	May 23, 6:58 pm EDT	E. Olena Berg-LacyDirector	1,255	—	—	22,415	—	plan?
May 21, 2018 MForm 4 →	May 23, 6:57 pm EDT	Heidi FieldsDirector	1,255	—	—	21,290	—	plan?
May 15, 2018 MForm 4 →	May 17, 6:06 pm EDT	Michael E. MartinDirector	2,568	—	—	2,568	—	plan?
May 15, 2018 MForm 4 →	May 17, 6:03 pm EDT	David B YoffieDirector	6,309	—	—	25,035	—	plan?
May 15, 2018 MForm 4 →	May 17, 6:01 pm EDT	John B ShovenDirector	6,309	—	—	25,035	—	plan?
May 15, 2018 MForm 4 →	May 17, 6:00 pm EDT	Robert A HuretDirector	6,309	—	—	25,035	—	plan?
May 15, 2018 MForm 4 →	May 17, 5:59 pm EDT	Joseph GrundfestDirector	6,309	—	—	25,035	—	plan?
May 15, 2018 MForm 4 →	May 17, 5:58 pm EDT	Blake R. GrossmanDirector	6,309	—	—	58,035	—	plan?
May 15, 2018 MForm 4 →	May 17, 5:57 pm EDT	Heidi FieldsDirector	6,309	—	—	20,035	—	plan?
May 15, 2018 MForm 4 →	May 17, 5:51 pm EDT	E. Olena Berg-LacyDirector	6,309	—	—	21,160	—	plan?
Apr 30, 2018 SForm 4 →	May 1, 3:36 pm EDT	John BunchEVP, COO & Pres FE Advisors	10,000	$44.40	$444,000	18,754	−34.8%	plan?
Apr 30, 2018 MForm 4 →	May 1, 3:36 pm EDT	John BunchEVP, COO & Pres FE Advisors	10,000	$24.59	$245,900	28,754	—	plan?
Apr 11, 2018 SForm 4 →	Apr 12, 5:09 pm EDT	Gina M CruseEVP, Human Resources	454	$32.50	$14,755	0	−100%	plan?
Mar 16, 2018 SForm 4 →	Mar 16, 5:47 pm EDT	Gina M CruseEVP, Human Resources	455	$34.65	$15,766	454	−50.1%	plan?
Mar 15, 2018 FMForm 4 →	Mar 16, 5:47 pm EDT	Gina M CruseEVP, Human Resources	1,871	$34.65	$16,667	909	—	plan?
Feb 27, 2018 SForm 4 →	Feb 28, 5:57 pm EST	Gina M CruseEVP, Human Resources	3,010	$35.45	$106,705	0	−100%	plan?
Feb 26, 2018 FMForm 4 →	Feb 28, 5:58 pm EST	Lewis Antone Jr.EVP, General Counsel and Sec.	4,962	$35.90	$40,567	4,475	—	plan?
Feb 26, 2018 FMForm 4 →	Feb 28, 5:57 pm EST	Gina M CruseEVP, Human Resources	6,194	$35.90	$57,153	3,010	—	plan?
Feb 26, 2018 FMForm 4 →	Feb 28, 5:54 pm EST	Christopher L. JonesEVP & Chief Investment Officer	26,272	$35.90	$312,653	54,566	—	plan?
Feb 26, 2018 FMForm 4 →	Feb 28, 5:52 pm EST	John BunchEVP, COO & Pres FE Advisors	8,118	$35.90	$88,853	18,754	—	plan?
Feb 26, 2018 FMForm 4 →	Feb 28, 5:49 pm EST	Lawrence M. RaffonePresident & CEO, Director	52,183	$35.90	$573,144	94,387	—	plan?
Feb 26, 2018 FMForm 4 →	Feb 28, 5:46 pm EST	Kelly O'DonnellEVP, CAO & CRO	16,059	$35.90	$131,215	29,284	—	plan?
Feb 23, 2018 SForm 4 →	Feb 26, 4:24 pm EST	Christopher L. JonesEVP & Chief Investment Officer	14,663	$34.30	$502,941	45,712	−24.3%	plan?
Feb 23, 2018 SForm 4 →	Feb 26, 4:21 pm EST	John BunchEVP, COO & Pres FE Advisors	5,000	$35.00	$175,000	15,586	−24.3%	plan?
Feb 22, 2018 FMForm 4 →	Feb 26, 4:24 pm EST	Christopher L. JonesEVP & Chief Investment Officer	7,448	$29.95	$57,324	60,375	—	plan?
Feb 22, 2018 FMForm 4 →	Feb 23, 7:27 pm EST	Kelly O'DonnellEVP, CAO & CRO	3,190	$29.95	$21,744	20,535	—	plan?
Feb 22, 2018 FMForm 4 →	Feb 23, 7:26 pm EST	Lawrence M. RaffonePresident & CEO, Director	13,934	$29.95	$94,942	74,134	—	plan?
Feb 1, 2018 FMForm 4 →	Feb 2, 4:45 pm EST	John BunchEVP, COO & Pres FE Advisors	19,864	$28.80	$132,883	20,586	—	plan?
Dec 8, 2017 PForm 4/A →	Dec 11, 8:21 pm EST	Blake R. GrossmanDirector	8,000	$28.86	$230,909	51,726	+18.3%	plan?
Dec 7, 2017 PForm 4 →	Dec 8, 8:00 pm EST	Blake R. GrossmanDirector	18,000	$28.71	$516,700	51,726	+53.4%	plan? amended
Dec 7, 2017 PForm 4 →	Dec 8, 2:58 pm EST	Lawrence M. RaffonePresident & CEO, Director	15,000	$28.54	$428,108	66,540	+29.1%	plan?
Nov 22, 2017 FMForm 4 →	Nov 22, 6:33 pm EST	Lewis Antone Jr.EVP, General Counsel and Sec.	2,935	$27.30	$19,656	1,773	—	plan?
Nov 11, 2017 FMForm 4 →	Nov 14, 5:33 pm EST	Christopher L. JonesEVP & Chief Investment Officer	7,223	$26.95	$53,172	56,755	—	plan?
Nov 11, 2017 FMForm 4 →	Nov 14, 5:26 pm EST	Kelly O'DonnellEVP, CAO & CRO	4,426	$26.95	$29,241	18,797	—	plan?
Nov 11, 2017 FMForm 4 →	Nov 14, 5:25 pm EST	Michael Jerome CampbellEVP, Product & Technology	2,627	$26.95	$19,350	40,211	—	plan?
Nov 11, 2017 FMForm 4 →	Nov 14, 5:21 pm EST	Jeffrey C GraceOther	1,511	$26.95	$11,130	3,919	—	plan?
Nov 11, 2017 FMForm 4 →	Nov 14, 5:19 pm EST	Lawrence M. RaffonePresident & CEO, Director	12,282	$26.95	$105,914	51,540	—	plan?
Nov 6, 2017 MForm 4 →	Nov 7, 5:03 pm EST	Christopher L. JonesEVP & Chief Investment Officer	12,515	$7.99	$99,995	53,478	—	plan?
Nov 1, 2017 SForm 4 →	Nov 2, 4:22 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	269	$36.40	$9,792	278	−49.2%	plan?
Oct 26, 2017 SForm 4 →	Oct 27, 4:07 pm EDT	Jeffrey C GraceOther	6,180	$37.00	$228,660	3,234	−65.6%	plan?
Oct 26, 2017 MForm 4 →	Oct 27, 4:07 pm EDT	Jeffrey C GraceOther	6,180	$26.22	$162,040	9,414	—	plan?
Oct 25, 2017 SForm 4 →	Oct 26, 6:19 pm EDT	Christopher L. JonesEVP & Chief Investment Officer	6,982	$36.51	$254,911	40,963	−14.6%	plan?
Oct 23, 2017 SForm 4 →	Oct 25, 7:39 pm EDT	Jeffrey C GraceOther	2,000	$37.00	$74,000	3,234	−38.2%	plan?
Oct 23, 2017 MForm 4 →	Oct 25, 7:39 pm EDT	Jeffrey C GraceOther	2,000	$26.22	$52,440	5,234	—	plan?
Oct 18, 2017 SForm 4 →	Oct 19, 5:19 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	269	$36.35	$9,778	547	−33.0%	plan?
Oct 17, 2017 SForm 4 →	Oct 17, 7:47 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	$36.78	$73,560	39,020	−4.88%	plan?
Oct 17, 2017 MForm 4 →	Oct 17, 7:47 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	$6.51	$13,020	41,020	—	plan?
Oct 16, 2017 SForm 4 →	Oct 17, 7:46 pm EDT	Jeffrey C GraceOther	7,783	$36.83	$286,656	3,234	−70.6%	plan?
Oct 16, 2017 MForm 4 →	Oct 17, 7:46 pm EDT	Jeffrey C GraceOther	7,783	$8.75	$68,101	11,017	—	plan?
Oct 10, 2017 SForm 4 →	Oct 11, 6:50 pm EDT	Gina M CruseEVP, Human Resources	3,655	$36.30	$132,677	0	−100%	plan?
Oct 3, 2017 SForm 4 →	Oct 4, 7:40 pm EDT	Christopher L. JonesEVP & Chief Investment Officer	12,144	$35.64	$432,793	47,945	−20.2%	plan?
Oct 3, 2017 SForm 4 →	Oct 4, 7:29 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	269	$36.00	$9,684	816	−24.8%	plan?
Oct 2, 2017 SForm 4 →	Oct 3, 4:59 pm EDT	Jeffrey C GraceOther	8,689	$35.00	$304,115	3,234	−72.9%	plan?
Oct 2, 2017 MForm 4 →	Oct 3, 4:59 pm EDT	Jeffrey C GraceOther	7,783	$8.75	$68,101	11,923	—	plan?
Sep 26, 2017 SForm 4 →	Sep 27, 7:39 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	538	$33.10	$17,808	1,085	−33.1%	plan?
Sep 19, 2017 SForm 4 →	Sep 20, 6:50 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	$32.05	$64,100	39,020	−4.88%	plan?
Sep 19, 2017 MForm 4 →	Sep 20, 6:50 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	$6.51	$13,020	41,020	—	plan?
Aug 22, 2017 SForm 4 →	Aug 23, 6:05 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	$31.75	$63,500	39,020	−4.88%	plan?
Aug 22, 2017 MForm 4 →	Aug 23, 6:05 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	$6.51	$13,020	41,020	—	plan?
Aug 22, 2017 SForm 4 →	Aug 22, 4:38 pm EDT	Warburg Pincus Private Equity X, L.P. +9Director	4,109,128	$33.05	$135,806,680	0	−100%	plan?
Aug 22, 2017 SForm 4 →	Aug 22, 4:35 pm EDT	WARBURG PINCUS LLCOther	4,109,128	$33.05	$135,806,680	0	−100%	plan?
Aug 22, 2017 SForm 4 →	Aug 22, 4:33 pm EDT	Michael E. MartinDirector	4,109,128	$33.05	$135,806,680	0	−100%	plan?
Aug 9, 2017 SForm 4 →	Aug 11, 5:12 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	269	$37.25	$10,020	1,623	−14.2%	plan?
Aug 7, 2017 SForm 4 →	Aug 7, 6:38 pm EDT	Jeffrey C GraceOther	7,718	$37.63	$290,397	4,140	−65.1%	plan?
Jul 26, 2017 SForm 4 →	Jul 26, 8:53 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	269	$38.55	$10,370	1,892	−12.4%	plan?
Jul 18, 2017 SForm 4 →	Jul 20, 4:39 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	$37.55	$75,100	39,020	−4.88%	plan?
Jul 18, 2017 MForm 4 →	Jul 20, 4:39 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	$6.51	$13,020	41,020	—	plan?
Jul 12, 2017 SForm 4 →	Jul 13, 4:20 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	269	$36.90	$9,926	2,161	−11.1%	plan?
Jun 28, 2017 SForm 4 →	Jun 30, 6:07 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	269	$37.05	$9,966	2,430	−9.97%	plan?
Jun 20, 2017 SForm 4 →	Jun 21, 5:21 pm EDT	Christopher L. JonesEVP & Chief Investment Officer	5,120	$38.45	$196,887	60,089	−7.85%	plan?
Jun 20, 2017 SForm 4 →	Jun 21, 4:59 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	$38.60	$77,200	39,020	−4.88%	plan?
Jun 20, 2017 MForm 4 →	Jun 21, 4:59 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	$6.51	$13,020	41,020	—	plan?
Jun 14, 2017 SForm 4 →	Jun 15, 5:44 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	269	$38.75	$10,424	2,699	−9.06%	plan?
Jun 12, 2017 SForm 4 →	Jun 13, 7:32 pm EDT	Jeffrey C GraceOther	2,874	$39.55	$113,667	11,858	−19.5%	plan?
Jun 12, 2017 MForm 4 →	Jun 13, 7:32 pm EDT	Jeffrey C GraceOther	1,454	$21.39	$31,101	14,732	—	plan?
Jun 9, 2017 SForm 4 →	Jun 12, 7:04 pm EDT	E. Olena Berg-LacyDirector	2,000	$39.68	$79,365	14,851	−11.9%	plan?
Jun 7, 2017 SForm 4 →	Jun 8, 5:02 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	269	$38.75	$10,424	2,968	−8.31%	plan?
May 24, 2017 SForm 4 →	May 25, 7:47 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	269	$39.25	$10,558	3,237	−7.67%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Jul 19, 2018 DForm 4 →	Jul 23, 6:58 pm EDT	Lawrence M. RaffonePresident & CEO, Director	1,100,501	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 6:52 pm EDT	Kelly O'DonnellEVP, CAO & CRO	314,380	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 6:42 pm EDT	Christopher L. JonesEVP & Chief Investment Officer	524,851	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 6:39 pm EDT	John BunchEVP, COO & Pres FE Advisors	365,280	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 6:38 pm EDT	Craig L FosterEVP & CFO	319,590	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 5:30 pm EDT	Gina M CruseEVP, Human Resources	102,467	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 5:28 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	119,692	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 2:22 pm EDT	Joseph GrundfestDirector	20,790	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 2:20 pm EDT	E. Olena Berg-LacyDirector	10,790	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 2:18 pm EDT	David B YoffieDirector	10,790	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 2:16 pm EDT	John B ShovenDirector	20,790	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 2:14 pm EDT	Michael E. MartinDirector	32,049	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 2:13 pm EDT	Blake R. GrossmanDirector	60,790	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 2:12 pm EDT	Heidi FieldsDirector	80,790	—	—	0	—
Jul 19, 2018 DForm 4 →	Jul 23, 2:11 pm EDT	Robert A HuretDirector	60,790	—	—	0	—
Jul 5, 2018 MForm 4 →	Jul 6, 4:57 pm EDT	John BunchEVP, COO & Pres FE Advisors	2,000	—	—	144,264	—
May 23, 2018 AForm 4 →	May 23, 7:07 pm EDT	Michael E. MartinDirector	4,482	—	—	4,482	—
May 21, 2018 MForm 4 →	May 23, 7:05 pm EDT	John B ShovenDirector	5,737	—	—	4,482	—
May 21, 2018 AMForm 4 →	May 23, 7:02 pm EDT	David B YoffieDirector	5,737	—	—	4,482	—
May 21, 2018 AMForm 4 →	May 23, 7:01 pm EDT	Joseph GrundfestDirector	5,737	—	—	4,482	—
May 21, 2018 AMForm 4 →	May 23, 7:00 pm EDT	Blake R. GrossmanDirector	5,737	—	—	4,482	—
May 21, 2018 AMForm 4 →	May 23, 6:59 pm EDT	Robert A HuretDirector	5,737	—	—	4,482	—
May 21, 2018 AMForm 4 →	May 23, 6:58 pm EDT	E. Olena Berg-LacyDirector	5,737	—	—	4,482	—
May 21, 2018 AMForm 4 →	May 23, 6:57 pm EDT	Heidi FieldsDirector	5,737	—	—	4,482	—
May 15, 2018 MForm 4 →	May 17, 6:06 pm EDT	Michael E. MartinDirector	2,568	—	—	2,567	—
May 15, 2018 MForm 4 →	May 17, 6:03 pm EDT	David B YoffieDirector	6,309	—	—	2,567	—
May 15, 2018 MForm 4 →	May 17, 6:01 pm EDT	John B ShovenDirector	6,309	—	—	2,567	—
May 15, 2018 MForm 4 →	May 17, 6:00 pm EDT	Robert A HuretDirector	6,309	—	—	2,567	—
May 15, 2018 MForm 4 →	May 17, 5:59 pm EDT	Joseph GrundfestDirector	6,309	—	—	2,567	—
May 15, 2018 MForm 4 →	May 17, 5:58 pm EDT	Blake R. GrossmanDirector	6,309	—	—	2,567	—
May 15, 2018 MForm 4 →	May 17, 5:57 pm EDT	Heidi FieldsDirector	6,309	—	—	2,567	—
May 15, 2018 MForm 4 →	May 17, 5:51 pm EDT	E. Olena Berg-LacyDirector	6,309	—	—	2,567	—
Apr 30, 2018 AForm 4 →	May 1, 3:36 pm EDT	John BunchEVP, COO & Pres FE Advisors	10,000	—	—	146,264	—
Mar 15, 2018 MForm 4 →	Mar 16, 5:47 pm EDT	Gina M CruseEVP, Human Resources	1,390	—	—	1,390	—
Feb 27, 2018 AForm 4 →	Feb 28, 5:50 pm EST	Craig L FosterEVP & CFO	74,360	—	—	54,941	—
Feb 26, 2018 AMForm 4 →	Feb 28, 5:58 pm EST	Lewis Antone Jr.EVP, General Counsel and Sec.	32,775	—	—	21,384	—
Feb 26, 2018 AMForm 4 →	Feb 28, 5:57 pm EST	Gina M CruseEVP, Human Resources	35,215	—	—	22,618	—
Feb 26, 2018 AMForm 4 →	Feb 28, 5:54 pm EST	Christopher L. JonesEVP & Chief Investment Officer	114,408	—	—	71,554	—
Feb 26, 2018 AMForm 4 →	Feb 28, 5:52 pm EST	John BunchEVP, COO & Pres FE Advisors	117,016	—	—	82,288	—
Feb 26, 2018 AMForm 4 →	Feb 28, 5:49 pm EST	Lawrence M. RaffonePresident & CEO, Director	246,605	—	—	155,445	—
Feb 26, 2018 AMForm 4 →	Feb 28, 5:46 pm EST	Kelly O'DonnellEVP, CAO & CRO	88,433	—	—	56,174	—
Feb 22, 2018 MForm 4 →	Feb 26, 4:24 pm EST	Christopher L. JonesEVP & Chief Investment Officer	5,534	—	—	0	—
Feb 22, 2018 MForm 4 →	Feb 23, 7:27 pm EST	Kelly O'DonnellEVP, CAO & CRO	2,464	—	—	0	—
Feb 22, 2018 MForm 4 →	Feb 23, 7:26 pm EST	Lawrence M. RaffonePresident & CEO, Director	10,764	—	—	0	—
Feb 1, 2018 MForm 4 →	Feb 2, 4:45 pm EST	John BunchEVP, COO & Pres FE Advisors	15,250	—	—	30,501	—
Nov 22, 2017 MForm 4 →	Nov 22, 6:33 pm EST	Lewis Antone Jr.EVP, General Counsel and Sec.	2,215	—	—	1,678	—
Nov 11, 2017 MForm 4 →	Nov 14, 5:33 pm EST	Christopher L. JonesEVP & Chief Investment Officer	5,250	—	—	5,250	—
Nov 11, 2017 MForm 4 →	Nov 14, 5:26 pm EST	Kelly O'DonnellEVP, CAO & CRO	3,341	—	—	3,341	—
Nov 11, 2017 MForm 4 →	Nov 14, 5:25 pm EST	Michael Jerome CampbellEVP, Product & Technology	1,909	—	—	1,910	—
Nov 11, 2017 MForm 4 →	Nov 14, 5:21 pm EST	Jeffrey C GraceOther	1,098	—	—	1,098	—
Nov 11, 2017 MForm 4 →	Nov 14, 5:19 pm EST	Lawrence M. RaffonePresident & CEO, Director	8,352	—	—	8,352	—
Nov 6, 2017 MForm 4 →	Nov 7, 5:03 pm EST	Christopher L. JonesEVP & Chief Investment Officer	12,515	—	—	0	—
Oct 26, 2017 MForm 4 →	Oct 27, 4:07 pm EDT	Jeffrey C GraceOther	6,180	—	—	0	—
Oct 23, 2017 MForm 4 →	Oct 25, 7:39 pm EDT	Jeffrey C GraceOther	2,000	—	—	6,180	—
Oct 17, 2017 MForm 4 →	Oct 17, 7:47 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	—	—	2,813	—
Oct 16, 2017 MForm 4 →	Oct 17, 7:46 pm EDT	Jeffrey C GraceOther	7,783	—	—	2,006	—
Oct 2, 2017 MForm 4 →	Oct 3, 4:59 pm EDT	Jeffrey C GraceOther	7,783	—	—	9,789	—
Sep 19, 2017 MForm 4 →	Sep 20, 6:50 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	—	—	4,813	—
Sep 8, 2017 AForm 4 →	Sep 12, 4:52 pm EDT	Jeffrey C GraceOther	6,132	—	—	1,593	—
Aug 22, 2017 MForm 4 →	Aug 23, 6:05 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	—	—	6,813	—
Jul 18, 2017 MForm 4 →	Jul 20, 4:39 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	—	—	8,813	—
Jun 20, 2017 MForm 4 →	Jun 21, 4:59 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	—	—	10,813	—
Jun 12, 2017 MForm 4 →	Jun 13, 7:32 pm EDT	Jeffrey C GraceOther	1,454	—	—	0	—
May 24, 2017 AForm 4 →	May 26, 4:40 pm EDT	Michael E. MartinDirector	5,135	—	—	5,135	—
May 24, 2017 AForm 4 →	May 25, 7:56 pm EDT	David B YoffieDirector	5,135	—	—	5,135	—
May 24, 2017 AForm 4 →	May 25, 7:54 pm EDT	Robert A HuretDirector	5,135	—	—	5,135	—
May 24, 2017 AForm 4 →	May 25, 7:53 pm EDT	Blake R. GrossmanDirector	5,135	—	—	5,135	—
May 24, 2017 AForm 4 →	May 25, 7:52 pm EDT	E. Olena Berg-LacyDirector	5,135	—	—	5,135	—
May 24, 2017 AForm 4 →	May 25, 7:50 pm EDT	Joseph GrundfestDirector	5,135	—	—	5,135	—
May 24, 2017 AForm 4 →	May 25, 7:49 pm EDT	Heidi FieldsDirector	5,135	—	—	5,135	—
May 24, 2017 AForm 4 →	May 25, 7:48 pm EDT	John B ShovenDirector	5,135	—	—	5,135	—
May 23, 2017 MForm 4 →	May 24, 6:20 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	—	—	12,813	—
May 21, 2017 MForm 4 →	May 23, 8:24 pm EDT	John B ShovenDirector	2,505	—	—	0	—
May 21, 2017 MForm 4 →	May 23, 8:22 pm EDT	Blake R. GrossmanDirector	2,505	—	—	0	—
May 21, 2017 MForm 4 →	May 23, 8:20 pm EDT	E. Olena Berg-LacyDirector	2,505	—	—	0	—
May 21, 2017 MForm 4 →	May 23, 8:14 pm EDT	Robert A HuretDirector	2,505	—	—	0	—
May 21, 2017 MForm 4 →	May 23, 8:13 pm EDT	David B YoffieDirector	2,505	—	—	0	—
May 21, 2017 MForm 4 →	May 23, 8:11 pm EDT	Joseph GrundfestDirector	2,505	—	—	0	—
May 21, 2017 MForm 4 →	May 23, 8:10 pm EDT	Heidi FieldsDirector	2,505	—	—	0	—
May 16, 2017 MForm 4 →	May 17, 4:43 pm EDT	Lewis Antone Jr.EVP, General Counsel and Sec.	788	—	—	0	—
May 15, 2017 MForm 4 →	May 17, 4:50 pm EDT	E. Olena Berg-LacyDirector	3,740	—	—	5,034	—
May 15, 2017 MForm 4 →	May 17, 4:49 pm EDT	Heidi FieldsDirector	3,740	—	—	5,034	—
May 15, 2017 MForm 4 →	May 17, 4:47 pm EDT	Robert A HuretDirector	3,740	—	—	5,034	—
May 15, 2017 MForm 4 →	May 17, 4:46 pm EDT	Blake R. GrossmanDirector	3,740	—	—	5,034	—
May 15, 2017 MForm 4 →	May 17, 4:46 pm EDT	Joseph GrundfestDirector	3,740	—	—	5,034	—
May 15, 2017 MForm 4 →	May 17, 4:45 pm EDT	John B ShovenDirector	3,740	—	—	5,034	—
May 15, 2017 MForm 4 →	May 17, 4:44 pm EDT	David B YoffieDirector	3,740	—	—	5,034	—
May 10, 2017 MForm 4 →	May 12, 7:01 pm EDT	Jeffrey C GraceOther	1,454	—	—	1,454	—
May 10, 2017 MForm 4 →	May 12, 6:44 pm EDT	Raymond J. SimsEVP & CFO	30,166	—	—	39,018	—
May 8, 2017 MForm 4 →	May 9, 9:01 pm EDT	Raymond J. SimsEVP & CFO	20,000	—	—	69,184	—
May 2, 2017 AForm 4 →	May 3, 5:19 pm EDT	John BunchEVP, COO & Pres FE Advisors	20,000	—	—	156,264	—
May 1, 2017 MForm 4 →	May 3, 5:15 pm EDT	Raymond J. SimsEVP & CFO	24,559	—	—	0	—
Apr 16, 2017 MForm 4 →	Apr 18, 5:41 pm EDT	Michael Jerome CampbellEVP, Product & Technology	3,228	—	—	0	—
Apr 10, 2017 MForm 4 →	Apr 11, 4:51 pm EDT	Jeffrey C GraceOther	1,454	—	—	2,908	—
Apr 3, 2017 MForm 4 →	Apr 4, 4:59 pm EDT	Lawrence M. RaffonePresident & CEO, Director	10,000	—	—	9,640	—
Mar 21, 2017 MForm 4 →	Mar 22, 5:47 pm EDT	Michael Jerome CampbellEVP, Product & Technology	2,000	—	—	1,453	—
Mar 15, 2017 MForm 4 →	Mar 16, 5:34 pm EDT	Gina M CruseEVP, Human Resources	1,390	—	—	2,780	—
Mar 10, 2017 MForm 4 →	Mar 13, 4:42 pm EDT	Jeffrey C GraceOther	1,454	—	—	4,362	—
Mar 1, 2017 MForm 4 →	Mar 1, 8:35 pm EST	John B ShovenDirector	7,500	—	—	0	—
Feb 28, 2017 MForm 4 →	Mar 1, 9:28 pm EST	E. Olena Berg-LacyDirector	5,625	—	—	0	—