SEC Form 4 · accession 0001209191-17-064655
Financial Engines, Inc. · FNGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence M. Raffone
Officer — President & CEO · Director
Period of report
Dec 7, 2017
Accepted (ET)
Dec 8, 2017 · 2:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2017 | P | 15,000 | $28.5405 | A | 66,540 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Col 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $28.50 to $28.60 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.