SEC Form 4 · accession 0001209191-17-054179
Financial Engines, Inc. · FNGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis Antone Jr.
Officer — EVP, General Counsel and Sec.
Period of report
Sep 26, 2017
Accepted (ET)
Sep 27, 2017 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 26, 2017 | S | 269 | $33.00 | D | 1,354 | D | |
| Common Stock | Sep 27, 2017 | S | 269 | $33.20 | D | 1,085 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017.