Company · CIK 0001409970 · SIC 6141 — Personal Credit Institutions · Nasdaq
Happen, Inc. · HAPN
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2015 SForm 4 → | Oct 7, 5:24 pm EDT | Lawrence Henry SummersDirector | 10,000 | $14.00 | $140,000 | 477,956 | −2.05% | plan? |
| Sep 30, 2015 SForm 4 → | Oct 2, 6:11 pm EDT | Lawrence Henry SummersDirector | 23,421 | $13.29 | $311,347 | 487,956 | −4.58% | plan? |
| Sep 18, 2015 SForm 4 → | Sep 22, 4:40 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | $13.53 | $1,014,660 | 616,620 | −10.8% | plan? |
| Sep 18, 2015 MForm 4 → | Sep 22, 4:40 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | $0.1775 | $13,313 | 691,620 | — | plan? |
| Sep 16, 2015 JForm 4 → | Sep 17, 5:35 pm EDT | Jeffrey CroweDirector, 10% Owner | 2,935,267 | — | — | 28,032,548 | — | plan? |
| Sep 14, 2015 SForm 4 → | Sep 16, 5:04 pm EDT | John MacIlwaineChief Technology Officer | 25,000 | $12.71 | $317,778 | 13,588 | −64.8% | plan? |
| Sep 14, 2015 MForm 4 → | Sep 16, 5:04 pm EDT | John MacIlwaineChief Technology Officer | 25,000 | $0.695 | $17,375 | 26,088 | — | plan? |
| Sep 10, 2015 SForm 4 → | Sep 14, 6:27 pm EDT | John MacIlwaineChief Technology Officer | 25,000 | $12.43 | $310,690 | 13,588 | −64.8% | plan? |
| Sep 10, 2015 MForm 4 → | Sep 14, 6:27 pm EDT | John MacIlwaineChief Technology Officer | 25,000 | $0.695 | $17,375 | 26,088 | — | plan? |
| Sep 8, 2015 SForm 4 → | Sep 10, 4:53 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | $12.36 | $432,530 | 666,544 | −4.99% | plan? |
| Sep 8, 2015 MForm 4 → | Sep 10, 4:53 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | $0.695 | $24,325 | 701,544 | — | plan? |
| Aug 26, 2015 AForm 4 → | Aug 28, 6:46 pm EDT | Sandeep BhandariChief Credit Officer | 106,821 | — | — | 106,821 | — | plan? |
| Aug 20, 2015 JForm 4 → | Aug 24, 5:26 pm EDT | Jeffrey CroweDirector, 10% Owner | 29,393 | $12.34 | $362,710 | 30,974,838 | — | plan? |
| Aug 20, 2015 PForm 4 → | Aug 20, 6:21 pm EDT | Renaud LaplancheChief Executive Officer, Director | 50,000 | $12.55 | $627,730 | 4,465,492 | +1.13% | plan? |
| Aug 18, 2015 JForm 4 → | Aug 20, 8:56 pm EDT | Jeffrey CroweDirector, 10% Owner | 20,124 | $12.93 | $260,285 | 31,004,231 | — | plan? |
| Aug 18, 2015 SForm 4 → | Aug 20, 6:19 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | $13.31 | $998,573 | 616,620 | −10.8% | plan? |
| Aug 14, 2015 SForm 4 → | Aug 27, 5:25 pm EDT | Jeffrey CroweDirector, 10% Owner | 7,023 | $13.63 | $95,723 | 30,967,815 | −0.02% | plan? late |
| Aug 13, 2015 GMForm 4 → | Aug 20, 6:19 pm EDT | Chaomei ChenChief Risk Officer | 218,000 | $0.1775 | $13,313 | 691,620 | — | plan? late |
| Aug 13, 2015 JForm 4 → | Aug 17, 7:53 pm EDT | Promod Haque10% Owner | 9,191,838 | — | — | 31,630,182 | — | plan? |
| Aug 13, 2015 JForm 4 → | Aug 17, 7:52 pm EDT | Matthew D. Howard10% Owner | 9,735,865 | — | — | 31,086,155 | — | plan? |
| Aug 13, 2015 JForm 4 → | Aug 17, 7:51 pm EDT | Jeffrey CroweDirector, 10% Owner | 9,797,665 | $13.99 | $192,769 | 31,024,355 | — | plan? |
| Aug 13, 2015 JForm 4 → | Aug 17, 7:50 pm EDT | NORWEST VENTURE PARTNERS X L P10% Owner | 10,000,000 | — | — | 30,822,020 | — | plan? |
| Aug 11, 2015 JForm 4 → | Aug 13, 5:36 pm EDT | Mary G MeekerDirector | 2,005,322 | — | — | 138,222 | — | plan? |
| Aug 6, 2015 JForm 4 → | Aug 10, 9:57 pm EDT | Promod Haque10% Owner | 9,992,134 | $14.40 | $114,322 | 40,829,886 | — | plan? |
| Aug 6, 2015 JForm 4 → | Aug 10, 9:56 pm EDT | Matthew D. HowardDirector, 10% Owner | 10,000,000 | $14.40 | $114,322 | 40,822,020 | — | plan? |
| Aug 6, 2015 JForm 4 → | Aug 10, 9:55 pm EDT | Jeffrey CroweDirector, 10% Owner | 10,000,000 | $14.40 | $114,322 | 40,822,020 | — | plan? |
| Aug 6, 2015 JForm 4 → | Aug 10, 9:54 pm EDT | NORWEST VENTURE PARTNERS X L P10% Owner | 10,000,000 | — | — | 40,822,020 | — | plan? |
| Aug 6, 2015 SForm 4 → | Aug 10, 4:24 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | $13.80 | $483,133 | 666,544 | −4.99% | plan? |
| Aug 6, 2015 MForm 4 → | Aug 10, 4:24 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | $0.695 | $24,325 | 701,544 | — | plan? |
| Aug 4, 2015 MForm 4 → | Aug 6, 8:15 pm EDT | Chaomei ChenChief Risk Officer | 93,028 | $0.1775 | $16,512 | 759,620 | — | plan? |
| Jul 8, 2015 SForm 4 → | Jul 10, 4:54 pm EDT | Chaomei ChenChief Risk Officer | 150,000 | $14.20 | $2,130,000 | 666,592 | −18.4% | plan? |
| Jul 8, 2015 MForm 4 → | Jul 10, 4:54 pm EDT | Chaomei ChenChief Risk Officer | 150,000 | $0.1775 | $26,625 | 816,592 | — | plan? |
| Jun 30, 2015 MForm 4 → | Jul 2, 5:25 pm EDT | Chaomei ChenChief Risk Officer | 100,000 | $0.1775 | $17,750 | 666,592 | — | plan? |
| Jun 26, 2015 MForm 4 → | Jun 30, 5:39 pm EDT | Chaomei ChenChief Risk Officer | 6,968 | $4.99 | $34,770 | 566,592 | — | plan? |
| Jun 18, 2015 SForm 4 → | Jun 22, 6:03 pm EDT | John MacIlwaineChief Technology Officer | 7,000 | $17.01 | $119,070 | 13,588 | −34.0% | plan? |
| Jun 17, 2015 JForm 4 → | Jun 19, 8:36 pm EDT | Canaan VII LP +1Director, 10% Owner | 15,216,837 | — | — | 30,433,675 | — | plan? |
| Jun 15, 2015 AForm 4 → | Jun 17, 9:45 pm EDT | Simon WilliamsDirector | 11,717 | — | — | 439,669 | — | plan? |
| Jun 15, 2015 AForm 4 → | Jun 17, 9:42 pm EDT | John C. MorrisDirector | 11,717 | — | — | 24,217 | — | plan? |
| Jun 15, 2015 AForm 4 → | Jun 17, 9:40 pm EDT | Mary G MeekerDirector | 11,717 | — | — | 106,249 | — | plan? |
| Jun 15, 2015 AForm 4 → | Jun 17, 9:39 pm EDT | John J MackDirector | 11,717 | — | — | 726,003 | — | plan? |
| Jun 15, 2015 AForm 4 → | Jun 17, 9:29 pm EDT | Lawrence Henry SummersDirector | 11,717 | — | — | 511,377 | — | plan? |
| Jun 15, 2015 AForm 4 → | Jun 17, 9:27 pm EDT | Daniel T CiporinDirector | 11,717 | — | — | 964,125 | — | plan? |
| Jun 15, 2015 AForm 4 → | Jun 17, 7:17 pm EDT | Jeffrey CroweDirector, 10% Owner | 11,717 | — | — | 11,717 | — | plan? |
| Jun 9, 2015 SForm 4 → | Jun 11, 6:17 pm EDT | Rebecca LynnDirector | 450,000 | $16.91 | $7,609,500 | 28,041,504 | −1.58% | plan? |
| Jun 8, 2015 JForm 4 → | Jun 10, 9:25 pm EDT | Foundation Capital Management Co. VI, LLCOther | 2,969,500 | — | — | 0 | — | plan? |
| Jun 8, 2015 JForm 4 → | Jun 10, 5:47 pm EDT | Mary G MeekerDirector | 6,008,114 | — | — | 94,532 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2017 MForm 4 → | May 15, 6:01 pm EDT | Sandeep BhandariChief Credit Officer | 122,550 | — | — | 0 | — | |
| May 11, 2017 MForm 4 → | May 15, 5:57 pm EDT | Timothy BoganChief Risk Officer | 122,550 | — | — | 0 | — | |
| Apr 25, 2017 MForm 4 → | Apr 27, 6:14 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 581,828 | — | |
| Mar 25, 2017 MForm 4 → | Mar 28, 6:34 pm EDT | Sameer GulatiChief Operations Officer | 15,725 | — | — | 597,553 | — | |
| Feb 25, 2017 MForm 4 → | Mar 1, 8:11 pm EST | Thomas W CaseyChief Financial Officer | 13,809 | — | — | 193,332 | — | late |
| Feb 25, 2017 MForm 4 → | Mar 1, 5:39 pm EST | Russell S ElmerGeneral Counsel | 40,917 | — | — | 572,832 | — | late |
| Feb 25, 2017 MForm 4 → | Mar 1, 5:35 pm EST | Bradley ColemanPrincipal Accounting Officer | 22,224 | — | — | 237,773 | — | late |
| Feb 25, 2017 MForm 4 → | Mar 1, 5:32 pm EST | Timothy BoganChief Risk Officer | 28,829 | — | — | 317,030 | — | late |
| Feb 24, 2017 AForm 4 → | Feb 28, 8:48 pm EST | Scott SanbornCEO | 550,459 | — | — | 550,459 | — | |
| Feb 24, 2017 AMForm 4 → | Feb 28, 6:07 pm EST | Sameer GulatiChief Operations Officer | 290,955 | — | — | 613,278 | — | |
| Feb 24, 2017 AMForm 4 → | Feb 28, 6:01 pm EST | Sandeep BhandariChief Credit Officer | 116,321 | — | — | 66,764 | — | |
| Jan 31, 2017 MForm 4 → | Feb 2, 5:29 pm EST | Lawrence Henry SummersDirector | 333,108 | — | — | 0 | — | |
| Jan 18, 2017 MForm 4 → | Jan 20, 5:11 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 689,740 | — | |
| Jan 17, 2017 MForm 4 → | Jan 19, 5:00 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 714,740 | — | |
| Nov 10, 2016 MForm 4 → | Nov 14, 5:47 pm EST | John MacIlwaineChief Technology Officer | 50,000 | — | — | 739,740 | — | |
| Oct 17, 2016 MForm 4 → | Oct 19, 5:59 pm EDT | John MacIlwaineChief Technology Officer | 50,000 | — | — | 789,740 | — | |
| Sep 26, 2016 AForm 4 → | Sep 28, 7:07 pm EDT | Thomas W CaseyChief Financial Officer | 1,038,349 | — | — | 1,038,349 | — | |
| Jun 17, 2016 EXForm 4/A → | Jun 28, 6:07 am EDT | Tian Qiao Chen +410% Owner | 275,999 | — | — | 0 | — | |
| Jun 17, 2016 EXForm 4 → | Jun 21, 9:25 pm EDT | Tian Qiao Chen +410% Owner | 27,599,900 | — | — | 0 | — | amended |
| Jun 14, 2016 PForm 4 → | Jun 16, 9:00 pm EDT | Tian Qiao Chen +410% Owner | 2,600,000 | $1.05 | $2,730,000 | 18,299,900 | — | |
| May 26, 2016 AForm 4 → | May 31, 5:54 pm EDT | Sameer GulatiChief Operations Officer | 91,563 | — | — | 91,563 | — | |
| May 14, 2016 AForm 4 → | May 17, 8:12 pm EDT | John C. MorrisDirector | 603,790 | — | — | 603,790 | — | |
| Mar 3, 2016 AForm 4 → | Mar 7, 9:07 pm EST | Renaud LaplancheChief Executive Officer, Director | 77,664 | — | — | 77,664 | — | |
| Mar 3, 2016 AForm 4 → | Mar 7, 5:57 pm EST | Scott SanbornChief Mrktg & Optg Officer | 59,495 | — | — | 59,495 | — | |
| Mar 3, 2016 AForm 4 → | Mar 7, 5:26 pm EST | Sandeep BhandariChief Credit Officer | 11,755 | — | — | 11,755 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 8:01 pm EST | Sandeep BhandariChief Credit Officer | 351,883 | — | — | 351,883 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 7:14 pm EST | John MacIlwaineChief Technology Officer | 586,472 | — | — | 586,472 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 7:11 pm EST | Renaud LaplancheChief Executive Officer, Director | 1,759,414 | — | — | 1,759,414 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 4:57 pm EST | Scott SanbornChief Mrktg & Optg Officer | 1,172,943 | — | — | 1,172,943 | — | |
| Feb 26, 2016 AForm 4 → | Mar 1, 4:55 pm EST | Carrie DolanChief Financial Officer | 351,883 | — | — | 351,883 | — | |
| Jan 13, 2016 MForm 4 → | Jan 15, 5:06 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 839,740 | — | |
| Jan 11, 2016 MForm 4 → | Jan 13, 4:49 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 864,740 | — | |
| Jan 6, 2016 MForm 4 → | Jan 8, 4:33 pm EST | Scott SanbornChief Mrktg & Optg Officer | 70,000 | — | — | 790,000 | — | |
| Dec 18, 2015 MForm 4 → | Dec 22, 7:37 pm EST | Chaomei ChenChief Risk Officer | 75,000 | — | — | 568,108 | — | |
| Dec 14, 2015 MForm 4 → | Dec 16, 4:43 pm EST | Carrie DolanChief Financial Officer | 25,830 | — | — | 153,658 | — | |
| Dec 7, 2015 MForm 4 → | Dec 9, 4:35 pm EST | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 825,000 | — | |
| Nov 18, 2015 MForm 4 → | Nov 20, 4:20 pm EST | Chaomei ChenChief Risk Officer | 75,000 | — | — | 643,108 | — | |
| Nov 12, 2015 MForm 4 → | Nov 16, 4:09 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 889,740 | — | |
| Nov 10, 2015 MForm 4 → | Nov 13, 4:07 pm EST | John MacIlwaineChief Technology Officer | 25,000 | — | — | 914,740 | — | late |
| Nov 6, 2015 MForm 4 → | Nov 10, 5:42 pm EST | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 860,000 | — | |
| Nov 3, 2015 MForm 4 → | Nov 5, 5:26 pm EST | Carrie DolanChief Financial Officer | 12,915 | — | — | 165,538 | — | |
| Oct 8, 2015 MForm 4 → | Oct 13, 4:56 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | — | — | 718,108 | — | late |
| Oct 6, 2015 MForm 4 → | Oct 8, 5:11 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 895,000 | — | |
| Sep 18, 2015 MForm 4 → | Sep 22, 4:40 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | — | — | 793,108 | — | |
| Sep 14, 2015 MForm 4 → | Sep 16, 5:04 pm EDT | John MacIlwaineChief Technology Officer | 25,000 | — | — | 939,740 | — | |
| Sep 10, 2015 MForm 4 → | Sep 14, 6:27 pm EDT | John MacIlwaineChief Technology Officer | 25,000 | — | — | 964,740 | — | |
| Sep 8, 2015 MForm 4 → | Sep 10, 4:53 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 930,000 | — | |
| Aug 26, 2015 AForm 4 → | Aug 28, 6:46 pm EDT | Sandeep BhandariChief Credit Officer | 33,090 | $12.17 | $402,705 | 33,090 | — | |
| Aug 18, 2015 MForm 4 → | Aug 20, 6:19 pm EDT | Chaomei ChenChief Risk Officer | 75,000 | — | — | 868,108 | — | |
| Aug 6, 2015 MForm 4 → | Aug 10, 4:24 pm EDT | Scott SanbornChief Mrktg & Optg Officer | 35,000 | — | — | 965,000 | — | |
| Aug 4, 2015 MForm 4 → | Aug 6, 8:15 pm EDT | Chaomei ChenChief Risk Officer | 93,028 | — | — | 943,108 | — | |
| Jul 8, 2015 MForm 4 → | Jul 10, 4:54 pm EDT | Chaomei ChenChief Risk Officer | 150,000 | — | — | 1,036,136 | — | |
| Jun 30, 2015 MForm 4 → | Jul 2, 5:25 pm EDT | Chaomei ChenChief Risk Officer | 100,000 | — | — | 1,186,136 | — | |
| Jun 26, 2015 MForm 4 → | Jun 30, 5:39 pm EDT | Chaomei ChenChief Risk Officer | 6,968 | — | — | 319,676 | — | |
| Jan 8, 2015 AForm 4 → | Jan 12, 6:56 pm EST | Simon WilliamsDirector | 320,000 | — | — | 320,000 | — |