SEC Form 4 · accession 0001127602-15-025553
Happen, Inc. · HAPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Renaud Laplanche
Officer — Chief Executive Officer · Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 20, 2015 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001409970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2015 | P | 50,000 | $12.5546 | A | 4,465,492 | D | |
| Common StockF2 | holding | — | — | — | 4,000,000 | I | By U.S. Trust Company Of Delaware As Trustee Of Laplanche Dmitrieva Family 2012 Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades during the day at prices ranging from $12.49 to $12.59. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2Shares held of record by U.S. Trust Company of Delaware as Trustee of Laplanche Dmitrieva Family 2012 Irrevocable Trust U/A DTD December 17, 2012. The reporting person has investment control over the shares held by the trust.