Form4insider filings, from the source

Company · CIK 0001227025 · SIC 3674 — Semiconductors & Related Devices

NEOPHOTONICS CORP · NPTN

Insider activity reported against this company. All insider holders · On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $2.0M · 1sales $12.4M · 37net −$10.4M
$10k$10k$100k$100k$1M$1M$10M$10MbuyssalesMay 2015Dec 2015Jul 2016Feb 2017Sep 2017Apr 2018Nov 2018

Reported at this company — common stock

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Apr 11, 2016 MForm 4 →Apr 13, 4:02 pm EDTRay WallinSVP, CFO9,328$3.30$30,78221,531— plan?
Apr 11, 2016 SForm 4 →Apr 13, 4:02 pm EDTRay WallinSVP, CFO17,664$13.53$238,93718,500−48.8% plan?
Mar 9, 2016 MForm 4 →Mar 11, 2:22 pm ESTTimothy Storrs JenksCEO, Director40,000$3.50$140,000190,482— plan?
Mar 9, 2016 SForm 4 →Mar 10, 7:42 pm ESTMichael J SophieDirector11,692$11.06$129,3668,782−57.1% plan?
Mar 9, 2016 MForm 4 →Mar 10, 7:42 pm ESTMichael J SophieDirector11,692$3.59$41,99912,782— plan?
Mar 9, 2016 SForm 4 →Mar 10, 7:42 pm ESTChiyue cheungChief Operating Officer25,000$11.08$276,9480−100% plan?
Mar 9, 2016 MForm 4 →Mar 10, 7:42 pm ESTChiyue cheungChief Operating Officer25,000$3.30$82,50025,000— plan?
Mar 7, 2016 GForm 4 →Mar 8, 6:05 pm ESTMichael J SophieDirector2,000——8,782— plan?
Mar 2, 2016 SForm 4 →Mar 4, 4:55 pm ESTTimothy Storrs JenksCEO, Director50,000$12.15$607,500150,482−24.9% plan?
Dec 30, 2015 GForm 4 →Jan 4, 2016, 8:16 pm ESTTimothy Storrs JenksCEO, Director1,000——200,482— plan?
Dec 23, 2015 GForm 4 →Dec 28, 7:24 pm ESTLee Sen TingDirector200——10,582— plan?
Dec 23, 2015 DMForm 4 →Dec 23, 8:46 pm ESTRay WallinSVP, CFO11,465$9.79$30,66226,836— plan?
Nov 3, 2015 SForm 4 →Nov 4, 6:22 pm ESTRay WallinSVP, CFO11,628$9.00$104,65218,500−38.6% plan?
Aug 4, 2015 DForm 4 →Aug 5, 2:09 pm EDTChiyue cheungChief Operating Officer8,033$8.61$69,1970— plan?
Jul 31, 2015 MForm 4 →Aug 4, 5:54 pm EDTChiyue cheungChief Operating Officer8,033——8,033— plan?
Jul 31, 2015 DMForm 4 →Aug 4, 5:53 pm EDTYuen WupenVICE PRESIDENT GLOBAL PRODUCT11,053$8.86$26,75735,180— plan?
Jul 31, 2015 MForm 4 →Aug 4, 5:53 pm EDTTimothy Storrs JenksCEO, Director14,700——198,347— plan?
Jul 31, 2015 DMForm 4 →Aug 4, 3:20 pm EDTBenjamin Lee SitlerSVP, Global Sales8,027$8.86$7,32775,950— plan?
Jul 29, 2015 MForm 4 →Jul 31, 4:26 pm EDTDmitry AkhanovDirector7,692——7,692— plan?
Jul 29, 2015 MForm 4 →Jul 30, 9:25 pm EDTMichael J SophieDirector7,692——10,782— plan?
Jul 29, 2015 MForm 4 →Jul 30, 9:24 pm EDTRajiv RamaswamiDirector7,692——7,692— plan?
Jul 29, 2015 MForm 4 →Jul 30, 9:23 pm EDTLee Sen TingDirector7,692——10,782— plan?
Jul 29, 2015 MForm 4 →Jul 30, 9:16 pm EDTCharles J AbbeDirector7,692——56,551— plan?
Jul 2, 2015 MForm 4 →Jul 7, 2:03 pm EDTTimothy Storrs JenksCEO, Director8,826$3.50$30,891183,647— plan?
Jun 29, 2015 MForm 4 →Jun 30, 6:47 pm EDTYuen WupenVICE PRESIDENT GLOBAL PRODUCT3,400$3.50$11,90030,167— plan?
Jun 24, 2015 SForm 4 →Jun 25, 5:38 pm EDTTimothy Storrs JenksCEO, Director800$9.79$7,832174,821−0.46% plan?
Jun 22, 2015 SForm 4 →Jun 24, 4:38 pm EDTTimothy Storrs JenksCEO, Director4,898$10.04$49,151175,621−2.71% plan?
Jun 22, 2015 SForm 4 →Jun 23, 9:04 pm EDTRay WallinSVP, CFO10,890$10.40$113,22430,128−26.5% plan?
Jun 15, 2015 SForm 4 →Jun 17, 1:02 pm EDTBenjamin Lee SitlerSVP, Global Sales15,000$10.85$162,67669,577−17.7% plan?
May 27, 2015 PForm 4 →May 27, 4:31 pm EDTBandel L Carano +5Director, 10% Owner275,862$7.25$2,000,0005,470,780+5.31% plan?
May 15, 2015 SForm 4 →May 18, 8:53 pm EDTYuen WupenVICE PRESIDENT GLOBAL PRODUCT17,718$7.14$126,59126,767−39.8% plan?
May 15, 2015 MForm 4 →May 18, 8:53 pm EDTYuen WupenVICE PRESIDENT GLOBAL PRODUCT600$3.75$2,25041,359— plan?
May 13, 2015 SForm 4 →May 14, 2:57 pm EDTChiyue cheungChief Operating Officer13,420$6.89$92,4640−100% plan?
May 12, 2015 MForm 4 →May 13, 7:03 pm EDTChiyue cheungChief Operating Officer13,420——13,420— plan?
May 5, 2015 MForm 4 →May 6, 9:28 pm EDTCharles J AbbeDirector5,769$3.25$18,74948,859— plan?
Mar 27, 2015 AForm 4 →Mar 31, 5:44 pm EDTRay WallinSVP, CFO10,890——37,892— plan?
Mar 27, 2015 AForm 4 →Mar 31, 5:04 pm EDTYuen WupenVICE PRESIDENT GLOBAL PRODUCT9,983——40,759— plan?
Mar 27, 2015 AForm 4 →Mar 31, 4:56 pm EDTTimothy Storrs JenksCEO, Director28,659——177,393— plan?
Mar 27, 2015 AForm 4 →Mar 31, 4:35 pm EDTBenjamin Lee SitlerSVP, Global Sales8,598——81,451— plan?

Reported at this company — derivatives (options, RSUs, warrants)

TradeReported (ET)InsiderSharesAvg priceTotalOwned afterΔ stakeFlags
Jun 7, 2016 AForm 4 →Jun 9, 4:26 pm EDTCharles J AbbeDirector5,312——2,656—
Jun 7, 2016 MForm 4 →Jun 9, 4:25 pm EDTLee Sen TingDirector2,880——0—
Jun 7, 2016 AForm 4 →Jun 8, 4:52 pm EDTBandel L Carano +6Director, 10% Owner2,656——40,435—
Jun 7, 2016 AForm 4 →Jun 8, 4:01 pm EDTDmitry AkhanovDirector5,312——2,656—
May 2, 2016 MForm 4 →May 4, 9:24 pm EDTChiyue cheungChief Operating Officer20,000$11.86$237,1385,000—
Apr 27, 2016 MForm 4 →Apr 28, 9:49 pm EDTRay WallinSVP, CFO6,672$13.52$90,18410,800—
Apr 13, 2016 MForm 4 →Apr 14, 8:16 pm EDTRay WallinSVP, CFO2,000$13.52$27,03317,472—
Apr 11, 2016 MForm 4 →Apr 13, 4:02 pm EDTRay WallinSVP, CFO9,328$13.68$127,56719,472—
Mar 9, 2016 MForm 4 →Mar 11, 2:22 pm ESTTimothy Storrs JenksCEO, Director40,000——125,000—
Mar 9, 2016 MForm 4 →Mar 10, 7:42 pm ESTMichael J SophieDirector11,692$11.06$129,3660—
Mar 9, 2016 MForm 4 →Mar 10, 7:42 pm ESTChiyue cheungChief Operating Officer25,000$11.08$276,94825,000—
Dec 23, 2015 MForm 4 →Dec 23, 8:46 pm ESTRay WallinSVP, CFO8,333——8,333—
Oct 27, 2015 AForm 4 →Oct 29, 4:56 pm EDTTimothy Storrs JenksCEO, Director125,000——50,000—
Oct 27, 2015 AForm 4 →Oct 29, 4:56 pm EDTRay WallinSVP, CFO50,000——20,000—
Oct 27, 2015 AForm 4 →Oct 29, 4:55 pm EDTYuen WupenVICE PRESIDENT GLOBAL PRODUCT55,000——22,000—
Oct 27, 2015 AForm 4 →Oct 29, 4:55 pm EDTChiyue cheungChief Operating Officer55,000——22,000—
Oct 27, 2015 AForm 4 →Oct 29, 4:51 pm EDTBenjamin Lee SitlerSVP, Global Sales40,000——16,000—
Jul 31, 2015 MForm 4 →Aug 4, 5:54 pm EDTChiyue cheungChief Operating Officer8,033——5,833—
Jul 31, 2015 MForm 4 →Aug 4, 5:53 pm EDTYuen WupenVICE PRESIDENT GLOBAL PRODUCT8,033——5,833—
Jul 31, 2015 MForm 4 →Aug 4, 5:53 pm EDTTimothy Storrs JenksCEO, Director14,700——11,500—
Jul 31, 2015 MForm 4 →Aug 4, 3:20 pm EDTBenjamin Lee SitlerSVP, Global Sales7,200——5,000—
Jul 29, 2015 MForm 4 →Jul 31, 4:26 pm EDTDmitry AkhanovDirector7,692——0—
Jul 29, 2015 MForm 4 →Jul 30, 9:25 pm EDTMichael J SophieDirector7,692——0—
Jul 29, 2015 MForm 4 →Jul 30, 9:24 pm EDTRajiv RamaswamiDirector7,692——0—
Jul 29, 2015 MForm 4 →Jul 30, 9:23 pm EDTLee Sen TingDirector7,692——0—
Jul 29, 2015 MForm 4 →Jul 30, 9:16 pm EDTCharles J AbbeDirector7,692——0—
Jul 14, 2015 AForm 4 →Feb 5, 2016, 4:07 pm ESTDmitry AkhanovDirector5,760——2,880— late
Jul 14, 2015 AForm 4 →Aug 5, 4:41 pm EDTBandel L Carano +6Director, 10% Owner2,880——37,779— late
Jul 14, 2015 AForm 4 →Aug 5, 4:39 pm EDTAllan Chung-Yuen KwanDirector2,880——13,662— late
Jul 14, 2015 AForm 4 →Aug 5, 4:38 pm EDTAllan Chung-Yuen KwanDirector2,880——32,778— late
Jul 14, 2015 AForm 4 →Aug 5, 2:09 pm EDTMichael J SophieDirector5,760——10,572— late
Jul 14, 2015 AForm 4 →Aug 5, 2:09 pm EDTLee Sen TingDirector5,760——10,572— late
Jul 14, 2015 AForm 4 →Aug 4, 9:34 pm EDTRajiv RamaswamiDirector5,760——10,572— late
Jul 14, 2015 AForm 4 →Aug 4, 9:34 pm EDTCharles J AbbeDirector5,760——10,572— late
Jul 2, 2015 MForm 4 →Jul 7, 2:03 pm EDTTimothy Storrs JenksCEO, Director8,826——0—
Jun 29, 2015 MForm 4 →Jun 30, 6:47 pm EDTYuen WupenVICE PRESIDENT GLOBAL PRODUCT3,400——0—
May 15, 2015 MForm 4 →May 18, 8:53 pm EDTYuen WupenVICE PRESIDENT GLOBAL PRODUCT600——0—
May 12, 2015 MForm 4 →May 13, 7:03 pm EDTChiyue cheungChief Operating Officer13,420——0—
May 5, 2015 MForm 4 →May 6, 9:28 pm EDTCharles J AbbeDirector5,769——1,923—
Mar 27, 2015 AForm 4 →Mar 31, 5:14 pm EDTChiyue cheungChief Operating Officer13,420——13,420—