SEC Form 4 · accession 0001490217-15-000002
NEOPHOTONICS CORP · NPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin Lee Sitler
Officer — SVP, Global Sales
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 27, 2015 | A | 8,598 | $0.00 | A | 81,451 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of NeoPhotonics Corporation common stock. The restricted stock units are fully-vested upon grant.