Company · CIK 0001006837 · SIC 3440 — Fabricated Structural Metal Products · NYSE

INNOVATE Corp. · VATE

Insider activity reported against this company. All insider holders · Files at: INSG. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $5.5M · 8sales $51.6M · 9net −$46.0M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 11, 2026 AForm 4 →	Aug 13, 4:13 pm EDT	Michael J. SenaCFO and Corporate Secretary	15,576	—	—	131,558	—
Aug 11, 2026 AFForm 4 →	Aug 13, 4:13 pm EDT	Paul VoigtInterim CEO	194,154	$7.62	$462,154	698,758	—
Aug 11, 2026 AForm 4 →	Aug 13, 4:12 pm EDT	Warren H GfellerDirector	12,016	—	—	79,719	—
Aug 11, 2026 AForm 4 →	Aug 13, 4:12 pm EDT	Brian Steven GoldsteinDirector	12,016	—	—	60,999	—
Aug 11, 2026 AForm 4 →	Aug 13, 4:12 pm EDT	Amy Marie WilkinsonDirector	12,016	—	—	58,920	—
Aug 11, 2026 AForm 4 →	Aug 13, 4:12 pm EDT	Avram A GlazerDirector, 10% Owner	12,016	—	—	66,000	—
Mar 10, 2019 FForm 4 →	Mar 12, 5:08 pm EDT	Michael J. SenaChief Financial Officer	9,665	$3.03	$29,285	394,102	—	plan?
Mar 10, 2019 FForm 4 →	Mar 12, 5:08 pm EDT	Suzi R HerbstChief Administrative Officer	2,316	$3.03	$7,017	43,511	—	plan?
Nov 21, 2018 PForm 4 →	Nov 23, 3:53 pm EST	Wayne Barr Jr.Director	1,000	$3.05	$3,050	58,180	+1.75%	plan?
Nov 13, 2018 FForm 4 →	Nov 15, 4:17 pm EST	Joseph Anthony FerraroChief Legal Officer & Corp Sec	11,256	$3.65	$41,084	161,543	—	plan?
Nov 8, 2018 LForm 4 →	Nov 23, 3:53 pm EST	Wayne Barr Jr.Director	1,000	$4.77	$4,766	57,180	—	plan? late
Jul 20, 2018 FGMForm 4 →	Sep 13, 8:21 pm EDT	Philip FalconeCEO, Chairman and President, Director, 10% Owner	383,088	$4.95	$1,523,777	2,155,275	—	plan? late amended
Jun 13, 2018 AForm 4 →	Jun 15, 8:44 am EDT	Wayne Barr Jr.Director	9,584	—	—	56,180	—	plan?
Jun 13, 2018 AForm 4 →	Jun 15, 8:43 am EDT	Joseph Anthony FerraroChief Legal Officer & Corp Sec	73,395	—	—	172,799	—	plan?
Jun 13, 2018 AForm 4 →	Jun 15, 8:43 am EDT	Robert V Leffler Jr.Director	9,584	—	—	29,363	—	plan?
Jun 13, 2018 AForm 4 →	Jun 15, 8:42 am EDT	Warren H GfellerDirector	9,584	—	—	39,744	—	plan?
Jun 13, 2018 AForm 4 →	Jun 15, 8:42 am EDT	Michael J. SenaChief Financial Officer	189,142	—	—	403,767	—	plan?
Jun 13, 2018 AForm 4 →	Jun 15, 8:41 am EDT	Lee S HillmanDirector	9,584	—	—	34,744	—	plan?
Apr 2, 2018 AGForm 4 →	Jun 15, 8:40 am EDT	Philip FalconeCEO, Chairman and President, Director, 10% Owner	1,284,852	—	—	2,194,773	—	plan? late
Mar 16, 2018 PForm 4 →	Mar 19, 8:48 pm EDT	Wayne Barr Jr.Director	200,000	$5.35	$1,070,000	200,000	—	plan?
Mar 16, 2018 AForm 4 →	Mar 19, 8:47 pm EDT	Suzi R HerbstChief Administrative Officer	20,642	—	—	45,827	—	plan?
Mar 10, 2018 FForm 4 →	Mar 13, 5:07 pm EDT	Philip FalconeCEO, Chairman and President, Director, 10% Owner	42,992	$5.74	$246,774	1,209,921	—	plan?
Mar 10, 2018 FForm 4 →	Mar 13, 5:07 pm EDT	Michael J. SenaChief Financial Officer	8,114	$5.74	$46,574	214,625	—	plan?
Mar 10, 2018 FForm 4 →	Mar 13, 5:06 pm EDT	Suzi R HerbstChief Administrative Officer	2,308	$5.74	$13,248	25,185	—	plan?
Nov 13, 2017 SForm 4 →	Nov 14, 5:33 pm EST	Suzi R HerbstChief Administrative Officer	5,303	$4.99	$26,483	27,493	−16.2%	plan?
Nov 13, 2017 AForm 4 →	Nov 14, 5:32 pm EST	Joseph Anthony FerraroChief Legal Officer & Corp Sec	99,404	—	—	99,404	—	plan?
Nov 10, 2017 SForm 4 →	Nov 14, 5:33 pm EST	Robert V Leffler Jr.Director	20,000	$5.00	$99,920	19,779	−50.3%	plan?
Jun 19, 2017 AForm 4 →	Jun 21, 9:30 pm EDT	Wayne Barr Jr.Director	10,526	—	—	46,596	—	plan?
Jun 19, 2017 AForm 4 →	Jun 21, 9:29 pm EDT	Warren H GfellerDirector	10,526	—	—	30,160	—	plan?
Jun 19, 2017 AForm 4 →	Jun 21, 9:29 pm EDT	Robert V Leffler Jr.Director	10,526	—	—	39,779	—	plan?
Jun 19, 2017 AForm 4 →	Jun 21, 9:29 pm EDT	Lee S HillmanDirector	10,526	—	—	25,160	—	plan?
Jun 14, 2017 AForm 4 →	Jun 16, 8:56 pm EDT	Philip FalconeCEO, Chairman and President, Director, 10% Owner	383,725	—	—	1,252,913	—	plan?
Jun 14, 2017 AForm 4 →	Jun 16, 8:56 pm EDT	Michael J. SenaChief Financial Officer	71,326	—	—	222,739	—	plan?
Jun 14, 2017 AForm 4 →	Jun 16, 8:55 pm EDT	Paul VoigtSr. Managing Dir, Investments	201,163	—	—	623,348	—	plan?
Jun 14, 2017 AForm 4 →	Jun 16, 8:55 pm EDT	Paul RobinsonChief Legal Officer & Corp Sec	42,617	—	—	136,534	—	plan?
Mar 18, 2017 FForm 4 →	Apr 6, 4:24 pm EDT	Michael J. SenaChief Financial Officer	12,324	$5.84	$71,972	151,413	—	plan? late
Mar 10, 2017 AFForm 4 →	Mar 14, 4:56 pm EDT	Paul RobinsonChief Legal Officer & Corp Sec	24,465	$5.50	$35,415	93,917	—	plan?
Mar 10, 2017 AFForm 4 →	Mar 14, 4:56 pm EDT	Andrew G BackmanManaging Director	41,488	$5.50	$28,182	31,240	—	plan?
Mar 10, 2017 AFForm 4 →	Mar 14, 4:55 pm EDT	Paul VoigtSr. Managing Dir, Investments	53,827	$5.50	$77,974	422,185	—	plan?
Mar 10, 2017 AFForm 4 →	Mar 14, 4:55 pm EDT	Michael J. SenaChief Financial Officer	30,946	$5.50	$48,417	163,737	—	plan?
Mar 10, 2017 AFForm 4 →	Mar 14, 4:55 pm EDT	Andrea L MancusoDeputy General Counsel	10,255	$5.50	$6,402	47,809	—	plan?
Mar 10, 2017 AFForm 4 →	Mar 14, 4:54 pm EDT	Suzi R HerbstChief Administrative Officer	21,928	$5.50	$33,105	32,796	—	plan?
Mar 10, 2017 AFForm 4 →	Mar 14, 4:54 pm EDT	Philip FalconeCEO, Chairman and President, Director, 10% Owner	155,993	$5.50	$254,738	869,188	—	plan?
Nov 30, 2016 FForm 4 →	Dec 2, 4:18 pm EST	Michael J. SenaChief Financial Officer	12,797	$4.76	$60,914	150,397	—	plan?
Nov 14, 2016 PForm 4 →	Nov 16, 5:10 pm EST	Philip FalconeCEO, Chairman and President, Director, 10% Owner	21,000	$4.53	$95,231	805,827	+2.68%	plan?
Nov 14, 2016 PForm 4 →	Nov 15, 4:04 pm EST	Michael J. SenaChief Financial Officer	10,000	$4.55	$45,485	163,194	+6.53%	plan?
Nov 14, 2016 PForm 4 →	Nov 15, 4:04 pm EST	Paul VoigtSr. Managing Dir, Investments	25,000	$4.58	$114,390	396,712	+6.73%	plan?
Nov 11, 2016 PForm 4 →	Nov 15, 4:05 pm EST	Warren H GfellerDirector	5,000	$4.27	$21,340	19,634	+34.2%	plan?
Nov 11, 2016 PForm 4 →	Nov 15, 4:04 pm EST	Philip FalconeCEO, Chairman and President, Director, 10% Owner	31,200	$4.41	$137,483	784,827	+4.14%	plan?
Oct 1, 2016 FForm 4 →	Oct 4, 4:40 pm EDT	Paul VoigtSr. Managing Dir, Investments	14,309	$5.45	$77,984	471,712	—	plan?
Sep 30, 2016 FForm 4 →	Oct 4, 4:40 pm EDT	Paul RobinsonChief Legal Officer & Corp Sec	51,718	$5.45	$281,863	82,330	—	plan?
Jun 14, 2016 AForm 4 →	Jun 16, 7:33 pm EDT	Warren H GfellerDirector	14,634	—	—	14,634	—	plan?
Jun 14, 2016 AForm 4 →	Jun 16, 5:10 pm EDT	Lee S HillmanDirector	14,634	—	—	14,634	—	plan?
Jun 14, 2016 AForm 4 →	Jun 16, 5:04 pm EDT	Robert V Leffler Jr.Director	14,634	—	—	29,253	—	plan?
Jun 14, 2016 AForm 4 →	Jun 16, 5:02 pm EDT	Wayne Barr Jr.Director	14,634	—	—	36,070	—	plan?
May 21, 2016 FForm 4 →	Jul 11, 7:14 pm EDT	Ian EstusManaging Director, Investments	7,853	$4.17	$32,747	90,423	—	plan? late
Mar 21, 2016 AForm 4 →	Mar 23, 5:12 pm EDT	Paul RobinsonChief Legal Officer	134,048	—	—	134,048	—	plan?
Mar 18, 2016 AForm 4 →	Mar 22, 4:47 pm EDT	Michael J. SenaChief Financial Officer	66,666	—	—	153,194	—	plan?
Mar 12, 2016 FForm 4 →	Jul 11, 7:14 pm EDT	Philip FalconeCEO, Chairman and President, Director	129,951	$3.87	$502,910	1,293,627	—	plan? late
Oct 15, 2015 SForm 4 →	Oct 19, 6:19 pm EDT	Sander Gerber +210% Owner	522,000	$7.50	$3,915,000	254,372	−67.2%	plan?
Oct 15, 2015 SForm 4 →	Oct 15, 4:52 pm EDT	HRG GROUP, INC.10% Owner	4,678,395	$7.50	$35,087,963	0	−100%	plan?
Oct 9, 2015 SForm 4 →	Oct 13, 5:22 pm EDT	Sander Gerber +210% Owner	87,500	$7.85	$687,050	776,372	−10.1%	plan?
Oct 9, 2015 PForm 4 →	Oct 9, 5:12 pm EDT	Philip FalconeCEO, Chairman & President, Director	540,000	$7.50	$4,050,000	1,423,578	+61.1%	plan?
Jun 25, 2015 SForm 4 →	Jun 29, 8:59 pm EDT	HRG GROUP, INC.10% Owner	1,079,965	$9.10	$9,832,143	4,678,395	−18.8%	plan?
Jun 11, 2015 AForm 4 →	Jun 15, 8:45 pm EDT	Robert V Leffler Jr.Director	5,435	—	—	14,619	—	plan?
Jun 11, 2015 AForm 4 →	Jun 15, 5:27 pm EDT	Daniel TseungDirector	5,435	—	—	14,619	—	plan?
Jun 11, 2015 AForm 4 →	Jun 15, 5:17 pm EDT	Wayne Barr Jr.Director	5,435	—	—	21,436	—	plan?
May 20, 2015 AForm 4 →	May 27, 5:03 pm EDT	Michael J. SenaChief Financial Officer	86,528	—	—	86,528	—	plan? late
Apr 2, 2015 SForm 4 →	Apr 6, 4:05 pm EDT	DG Capital Management, LLC +110% Owner	49,218	$10.97	$539,840	1,019,015	−4.61%	plan?
Mar 31, 2015 SForm 4 →	Apr 2, 4:21 pm EDT	DG Capital Management, LLC +110% Owner	77,458	$11.00	$851,960	1,068,233	−6.76%	plan?
Mar 27, 2015 SForm 4 →	Mar 31, 4:14 pm EDT	DG Capital Management, LLC +110% Owner	46,644	$11.71	$545,981	1,145,691	−3.91%	plan?
Mar 12, 2015 AForm 4 →	Oct 13, 9:25 am EDT	Paul VoigtSr. Managing Director	361,021	$7.50	$750,000	486,021	—	plan? late
Mar 12, 2015 AForm 4 →	Mar 16, 5:34 pm EDT	Robert M PonsEVP Business Development, Director	77,023	—	—	154,106	—	plan?
Mar 12, 2015 AForm 4 →	Mar 16, 5:33 pm EDT	Andrea L MancusoGC & Corp. Sec.	9,882	—	—	39,882	—	plan?
Mar 12, 2015 AForm 4 →	Mar 16, 5:32 pm EDT	Keith HladekChief Operating Officer	124,091	—	—	249,091	—	plan?
Mar 12, 2015 AForm 4 →	Mar 16, 5:32 pm EDT	Craig DensonPresident of ICS Business Unit	12,500	—	—	13,850	—	plan?
Mar 12, 2015 AForm 4 →	Mar 16, 5:32 pm EDT	Ian EstusManaging Director, Investments	35,776	—	—	98,276	—	plan?
Mar 12, 2015 AForm 4 →	Mar 16, 5:31 pm EDT	Mesfin DemiseCFO;Corp. Controller;Treasurer	1,964	—	—	16,964	—	plan?
Mar 12, 2015 AForm 4 →	Mar 16, 5:31 pm EDT	Philip FalconeCEO, Chairman and President, Director	881,550	—	—	883,578	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 15, 2026 AForm 4 →	Sep 17, 4:17 pm EDT	Paul VoigtInterim CEO	100,000	—	—	100,000	—
Nov 20, 2018 PForm 4 →	Nov 23, 3:53 pm EST	Wayne Barr Jr.Director	—	—	—	570,776	—
Sep 11, 2018 MForm 4/A →	Oct 3, 4:30 pm EDT	Philip FalconeCEO, Director, 10% Owner	171,795	—	—	28,452	—
Sep 11, 2018 MForm 4 →	Sep 13, 8:21 pm EDT	Philip FalconeCEO, Chairman and President, Director, 10% Owner	171,795	—	—	28,452	—	amended
Jun 13, 2018 AForm 4 →	Jun 15, 8:42 am EDT	Michael J. SenaChief Financial Officer	70,880	—	—	70,880	—
Jun 13, 2018 AForm 4 →	Jun 15, 8:40 am EDT	Philip FalconeCEO, Chairman and President, Director, 10% Owner	425,276	—	—	425,276	—
Jun 14, 2017 AForm 4 →	Jun 16, 8:56 pm EDT	Philip FalconeCEO, Chairman and President, Director, 10% Owner	143,246	—	—	143,246	—
Jun 14, 2017 AForm 4 →	Jun 16, 8:56 pm EDT	Michael J. SenaChief Financial Officer	26,626	—	—	26,626	—
Jun 14, 2017 AForm 4 →	Jun 16, 8:55 pm EDT	Paul VoigtSr. Managing Dir, Investments	75,095	—	—	75,095	—
Jun 14, 2017 AForm 4 →	Jun 16, 8:55 pm EDT	Paul RobinsonChief Legal Officer & Corp Sec	15,909	—	—	15,909	—
Mar 10, 2017 AForm 4 →	Mar 14, 4:56 pm EDT	Paul RobinsonChief Legal Officer & Corp Sec	6,729	—	—	6,729	—
Mar 10, 2017 AForm 4 →	Mar 14, 4:55 pm EDT	Paul VoigtSr. Managing Dir, Investments	14,802	—	—	14,802	—
Mar 10, 2017 AForm 4 →	Mar 14, 4:55 pm EDT	Michael J. SenaChief Financial Officer	8,266	—	—	8,266	—
Mar 10, 2017 AForm 4 →	Mar 14, 4:54 pm EDT	Philip FalconeCEO, Chairman and President, Director, 10% Owner	40,943	—	—	40,943	—
Apr 14, 2016 AForm 4 →	Apr 18, 5:01 pm EDT	Philip FalconeCEO, Chairman & President, Director, 10% Owner	1,500,000	—	—	500,000	—
Jan 29, 2016 AForm 4 →	Feb 1, 5:04 pm EST	Philip FalconeCEO, Chairman & President, Director, 10% Owner	6,848	—	—	6,848	—
Dec 24, 2015 AForm 4 →	Dec 29, 5:08 pm EST	Philip FalconeCEO, Chairman & President, Director	300,742	—	—	200,000	—
Nov 9, 2015 AForm 4 →	Nov 9, 5:09 pm EST	Philip FalconeCEO, Chairman & President, Director	845,250	—	—	845,250	—
Aug 6, 2015 ADForm 4 →	Aug 10, 5:24 pm EDT	Philip FalconeCEO, Chairman & President, Director	1,475,670	—	—	7,084	—
Mar 12, 2015 AForm 4 →	Oct 13, 9:25 am EDT	Paul VoigtSr. Managing Director	106,706	—	—	106,706	—	late
Mar 12, 2015 AForm 4 →	Mar 16, 5:34 pm EDT	Robert M PonsEVP Business Development, Director	31,486	—	—	31,486	—
Mar 12, 2015 AForm 4 →	Mar 16, 5:33 pm EDT	Andrea L MancusoGC & Corp. Sec.	4,832	—	—	4,832	—
Mar 12, 2015 AForm 4 →	Mar 16, 5:32 pm EDT	Keith HladekChief Operating Officer	50,728	—	—	50,728	—
Mar 12, 2015 AForm 4 →	Mar 16, 5:32 pm EDT	Ian EstusManaging Director, Investments	17,492	—	—	17,492	—
Mar 12, 2015 AForm 4 →	Mar 16, 5:31 pm EDT	Mesfin DemiseCFO;Corp. Controller;Treasurer	644	—	—	644	—
Mar 12, 2015 AForm 4 →	Mar 16, 5:31 pm EDT	Philip FalconeCEO, Chairman and President, Director	309,620	—	—	309,620	—
Jan 7, 2015 AForm 4 →	Jan 9, 5:08 pm EST	Philip FalconeCEO, Director, 10% Owner	169,697	—	—	169,697	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 26, 2015 XForm 4 →	Mar 30, 4:57 pm EDT	NOVATEL WIRELESS INCMIFI	3,824,600	$2.26	$8,643,596	11,437,799	—	plan?
Feb 24, 2015 SForm 4 →	Feb 26, 5:17 pm EST	NOVATEL WIRELESS INCMIFI	586,095	—	—	7,649,199	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 26, 2015 JXForm 4 →	Mar 30, 4:57 pm EDT	NOVATEL WIRELESS INCMIFI	5,418,183	—	—	1,593,583	—
Feb 24, 2015 SForm 4 →	Feb 26, 5:17 pm EST	NOVATEL WIRELESS INCMIFI	293,047	—	—	3,824,600	—