SEC Form 4 · accession 0001006837-18-000084
INNOVATE Corp. · VATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert V Leffler Jr.
Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 8:43 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 13, 2018 | A | 9,584 | $0.00 | A | 29,363 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares will vest and become exercisable 66-2/3% on June 13, 2019 and 33-1/3% on June 13, 2020 (each such date, a "Vesting Date"), provided reporting reporting person continues as an officer of HC2 Holdings, Inc. on each such Vesting Date.