SEC Form 4 · accession 0001006837-18-000014
INNOVATE Corp. · VATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip Falcone
Officer — CEO, Chairman and President · Director · 10% Owner
Period of report
Mar 10, 2018
Accepted (ET)
Mar 13, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2018 | F | 42,992 | $5.74 | D | 1,209,921 | D | |
| Common Stock | holding | — | — | — | 540,000 | I | Global Opportunities Breakaway MM LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.