SEC Form 4 · accession 0001006837-18-000028
INNOVATE Corp. · VATE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzi R Herbst
Officer — Chief Administrative Officer
Period of report
Mar 16, 2018
Accepted (ET)
Mar 19, 2018 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001006837
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2018 | A | 20,642 | $0.00 | A | 45,827 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of restricted stock granted pursuant to the HC2 Holdings, Inc. Amended and Restated 2014 Omnibus Equity Award Plan, 13,761 of which will vest on March 16, 2019 and 6,881 of which will vest on March 16, 2020, provided the Reporting Person is employed by the Issuer on the applicable vesting date.