| Sep 25, 2018 PForm 4 → | Sep 27, 4:23 pm EDT | FATE THERAPEUTICS INCFATE | Redmile Group, LLC +1Director, 10% Owner | 3,703,704 | $13.50 | $50,000,004 | 10,359,666 | +55.6% | plan? |
| Sep 27, 2018 PForm 4 → | Sep 27, 4:35 pm EDT | KINDER MORGAN, INC.KMI | Richard D KinderExecutive Chairman, Director, 10% Owner | 500,000 | $17.55 | $8,776,500 | 235,212,353 | +0.21% | plan? |
| May 15, 2018 PForm 4 → | Sep 27, 8:31 pm EDT | FAMOUS DAVES OF AMERICA INCDAVE | David Kanen +210% Owner | 497,569 | $6.92 | $3,444,266 | 1,201,125 | +70.7% | plan? late |
| Sep 24, 2018 PForm 4 → | Sep 28, 3:14 pm EDT | Barings BDC, Inc.BBDC | BARINGS LLC10% Owner | 252,585 | $10.06 | $2,541,712 | 8,782,502 | +2.96% | plan? late |
| Aug 3, 2018 PForm 4 → | Sep 28, 11:43 am EDT | STONEMOR PARTNERS LPSTON | AXAR CAPITAL MANAGEMENT L.P. +210% Owner | 222,160 | $4.47 | $992,022 | 6,872,773 | +3.34% | plan? late |
| Aug 27, 2018 PForm 4 → | Sep 27, 8:36 pm EDT | FAMOUS DAVES OF AMERICA INCDAVE | David Kanen +210% Owner | 107,913 | $6.42 | $693,275 | 283,083 | +61.6% | plan? late |
| Sep 25, 2018 PForm 4 → | Sep 27, 4:32 pm EDT | PLAINS GP HOLDINGS LPPAGP | John T RaymondDirector | 25,000 | $23.40 | $584,998 | 245,531 | +11.3% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 1:11 pm EDT | Ares Dynamic Credit Allocation Fund, Inc.ARDC | John Joseph ShawDirector | 20,000 | $15.56 | $311,126 | 31,461 | +175% | plan? |
| Oct 15, 2017 PForm 5 → | Sep 27, 2018, 6:01 pm EDT | Rangeford Resources, Inc.RGFR | Thomas Erik LindholmChief Executive Officer, Director | 616,840 | $0.5009 | $308,966 | 902,577 | +216% | plan? |
| Sep 27, 2018 PForm 4 → | Sep 28, 10:32 am EDT | APOGEE ENTERPRISES, INC.APOG | Herbert K ParkerDirector | 5,000 | $41.52 | $207,600 | 7,330 | +215% | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 7:07 pm EDT | CONSOL Coal Resources LPCCR | CONSOL Energy Inc.Director, 10% Owner | 10,700 | $17.93 | $191,851 | 5,070,532 | +0.21% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 9:42 am EDT | Capital Bancorp IncCBNK | Randall James LevittDirector | 15,000 | $12.50 | $187,500 | 15,000 | — | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 9:38 am EDT | Capital Bancorp IncCBNK | Alan W JacksonExecutive VP and CFO | 14,000 | $12.50 | $175,000 | 14,000 | — | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 6:32 pm EDT | DISH Network CORPDISH | James DefrancoExecutive Vice President, Director | 5,000 | $34.99 | $174,950 | 1,203,529 | +0.42% | plan? |
| Sep 27, 2018 PForm 4 → | Sep 28, 3:51 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Alfred M Et Al RankinChairman, Director | 2,700 | $62.43 | $168,560 | 144 | — | plan? amended |
| Sep 27, 2018 PForm 4 → | Sep 28, 3:52 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Victoire G RankinOther | 2,700 | $62.43 | $168,560 | 144 | — | plan? amended |
| Sep 24, 2018 PForm 4 → | Sep 28, 9:49 am EDT | CENTURY BANCORP INCCNBKA | James J Filler10% Owner | 1,692 | $72.67 | $122,952 | 640,390 | +0.26% | plan? late |
| Sep 27, 2018 PForm 4 → | Sep 28, 2:21 pm EDT | DOLLAR TREE INCDLTR | Lemuel E LewisDirector | 1,210 | $82.75 | $100,128 | 20,114 | +6.40% | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 5:15 pm EDT | Cerecor Inc.CERC | ARMISTICE CAPITAL, LLC +2Director, 10% Owner | 20,400 | $4.64 | $94,629 | 17,500,400 | +0.12% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 3:52 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Alfred M Et Al RankinChairman, Director | 1,349 | $63.68 | $85,911 | 142 | — | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 3:53 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Victoire G RankinOther | 1,349 | $63.68 | $85,911 | 142 | — | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 8:30 am EDT | MARCHEX INCMCHX | Edenbrook Capital, LLC +210% Owner | 31,447 | $2.72 | $85,666 | 3,730,206 | +0.85% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 3:59 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Clara L T RankinOther | 1,280 | $62.85 | $80,448 | 93,997 | +1.38% | plan? |
| Apr 10, 2018 PForm 4 → | Sep 28, 12:54 pm EDT | PCT LTDPCTL | Jody Read FrancisChief Operating Officer, Director | 120,000 | $0.50 | $60,000 | 1,786,666 | +7.20% | plan? late |
| Sep 26, 2018 PForm 4 → | Sep 28, 1:12 pm EDT | Ares Dynamic Credit Allocation Fund, Inc.ARDC | Bruce H SpectorDirector | 3,720 | $15.63 | $58,143 | 15,001 | +33.0% | plan? |
| Sep 28, 2018 PForm 4 → | Sep 28, 10:22 am EDT | Medical Information Technology, Inc.no symbol | Medical Information Technology, Inc. Profit Sharing Trust10% Owner | 1,160 | $45.00 | $52,200 | 6,641,366 | +0.02% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 27, 8:17 pm EDT | SECOND SIGHT MEDICAL PRODUCTS INCEYES | Gregg WilliamsDirector, 10% Owner | 26,753 | $1.94 | $51,990 | 30,373,634 | +0.09% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 3:58 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Bruce T RankinOther | 804 | $62.85 | $50,529 | 144 | — | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 3:59 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. RankinOther | 804 | $62.85 | $50,529 | 144 | — | plan? |
| Sep 27, 2018 PForm 4 → | Sep 27, 4:41 pm EDT | PAIN THERAPEUTICS INCPTIE | Sanford RobertsonDirector | 37,817 | $1.05 | $39,708 | 162,623 | +30.3% | plan? |
| Sep 27, 2018 PForm 4 → | Sep 28, 11:16 am EDT | Firsthand Technology Value Fund, Inc.SVVC | Kevin M LandisPresident, Director | 2,227 | $16.74 | $37,276 | 55,444 | +4.18% | plan? |
| Sep 27, 2018 PForm 4 → | Sep 27, 4:21 pm EDT | Athenex, Inc.ATNX | Johnson Yiu Nam LauCEO and Chairman of the Board, Director, 10% Owner | 2,000 | $15.66 | $31,320 | 2,847,422 | +0.07% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 27, 4:24 pm EDT | Novan, Inc.NOVN | G. Kelly MartinChief Executive Officer, Director | 10,000 | $2.73 | $27,300 | 40,000 | +33.3% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 3:54 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | John C Butler Jr.Other | 410 | $62.85 | $25,767 | 143 | — | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 3:54 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Helen Rankin ButlerOther | 410 | $62.85 | $25,767 | 143 | — | plan? |
| Sep 26, 2018 PForm 4 → | Sep 27, 4:22 pm EDT | Landmark Infrastructure Partners LPLMRK | Arthur P Brazy Jr.SEE REMARKS, Director | 1,748 | $13.60 | $23,773 | 126,302 | +1.40% | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 5:08 pm EDT | FLUIDIGM CORPFLDM | LEVIN CAPITAL STRATEGIES, L.P. +710% Owner | 2,940 | $7.98 | $23,447 | 11,296,798 | +0.03% | plan? |
| Sep 27, 2018 PForm 4 → | Sep 28, 9:50 am EDT | Barings BDC, Inc.BBDC | John SwitzerDirector | 2,000 | $10.02 | $20,040 | 2,000 | — | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 4:47 pm EDT | CORPORATE OFFICE PROPERTIES TRUSTOFC | Stephen E BudorickPresident & CEO | 527 | $29.41 | $15,499 | 105,895 | +0.50% | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 4:32 pm EDT | EMERGENT CAPITAL, INC.EMGC | Patrick J Curry +1CEO, Director, 10% Owner | 55,000 | $0.2756 | $15,160 | 14,429,716 | +0.38% | plan? amended |
| Feb 15, 2018 PForm 4 → | Sep 27, 5:02 pm EDT | ARC Group Worldwide, Inc.ARCW | Brian KnaleyOther | 5,000 | $2.07 | $10,350 | 5,000 | — | plan? late |
| Sep 27, 2018 PForm 4 → | Sep 28, 7:14 am EDT | REAVES UTILITY INCOME FUNDUTG | Louis Francisco CiminoOther | 225 | $30.31 | $6,819 | 12,831 | +1.78% | plan? |
| Sep 27, 2018 PForm 4 → | Sep 27, 5:21 pm EDT | WELLS FARGO GLOBAL DIVIDEND OPPORTUNITY FUNDEOD | William R. EbsworthDirector | 1,000 | $5.34 | $5,340 | 3,000 | +50.0% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 12:14 pm EDT | ATLANTIC POWER CORPAT | Gilbert Samuel PalterDirector | 1,618 | $2.10 | $3,402 | 651,618 | +0.25% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 3:44 pm EDT | RETRACTABLE TECHNOLOGIES INCRVP | Thomas J ShawPresident and CEO, Director, 10% Owner | 2,400 | $0.7173 | $1,722 | 13,686,982 | +0.02% | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 5:39 pm EDT | RW HOLDINGS NNN REIT, INC.no symbol | David FeinleibDirector | 47 | $10.05 | $469 | 775 | +6.41% | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 5:42 pm EDT | RW HOLDINGS NNN REIT, INC.no symbol | John C WangDirector | 47 | $10.05 | $468 | 8,219 | +0.57% | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 5:41 pm EDT | RW HOLDINGS NNN REIT, INC.no symbol | Jeffrey RandolphDirector | 34 | $10.05 | $340 | 5,924 | +0.57% | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 5:43 pm EDT | RW HOLDINGS NNN REIT, INC.no symbol | Jonathan PlattDirector | 30 | $10.05 | $305 | 5,313 | +0.58% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 3:55 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Clara R ButlerOther | 2 | $63.22 | $126 | 143 | +1.42% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 3:56 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Clara Rankin Butler 2002 Trust DTD 11/5/2002Other | 2 | $63.22 | $126 | 143 | +1.42% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 3:57 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Griffin Bedwell Butler 2002 Trust DTD 11/5/2002Other | 2 | $63.22 | $126 | 143 | +1.42% | plan? |
| Sep 26, 2018 PForm 4 → | Sep 28, 3:57 pm EDT | HYSTER-YALE MATERIALS HANDLING, INC.HY | Griffin B ButlerOther | 2 | $63.22 | $126 | 143 | +1.42% | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 5:44 pm EDT | RW HOLDINGS NNN REIT, INC.no symbol | Vipe DesaiDirector | 6 | $10.05 | $65 | 573 | +1.15% | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 5:47 pm EDT | RW HOLDINGS NNN REIT, INC.no symbol | David PerdukCIO | 6 | $10.05 | $58 | 1,032 | +0.56% | plan? |
| Sep 25, 2018 PForm 4 → | Sep 27, 6:05 pm EDT | RW HOLDINGS NNN REIT, INC.no symbol | Jean Chi En HoCOO | 4 | $10.05 | $44 | 770 | +0.58% | plan? |